DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• C•••••• P••••••• L•
Latest filing Apr 28, 2026
First filing on the tape Jun 29, 2021 · 12 filings
SEC status approved since Jul 30, 2021
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
22
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.9B as of Apr 28, 2026
Mar 31, 2022$796M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 28, 2026
Mar 31, 20220 then
Employees (5.A)19 as of Apr 28, 2026
Mar 31, 202210 then
Private funds22 as of Apr 28, 2026
Mar 31, 20223 then
RAUM +38% over the last fiscal year+80% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $88.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• C•••••• F••• L• | Real Estate Fund | $231M | 31 | Nov 11, 2019 |
| A•• L••••••• I••••••• L•• | Real Estate Fund | $0 | 2 | Mar 29, 2024 |
| A•• N•••••• 2• I••••••• I••••••••• L•• | Real Estate Fund | $0 | 4 | Mar 29, 2024 |
| A•• W•••••••• I••••••••• L••no longer reported | Real Estate Fund | $0 | 12 | Mar 31, 2021 |
| A•• P• I••••••••• L••no longer reported | Real Estate Fund | $0 | 14 | Mar 31, 2021 |
| A•• C•••••••• J• L•• | Real Estate Fund | $0 | 2 | Mar 29, 2024 |
| A•••••••• C•••••• I••••••••• F••• L•no longer reported | Real Estate Fund | $0 | 0 | Nov 11, 2019 |
| A•• P•••• I••••••••• L•• | Real Estate Fund | $0 | 4 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••••• E••• · Chief Operating Officer And Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- G••••••••• R••••••• L•••• · Chief Executive Officercontrolsince 10/2019 · owns less than 5%
- H••••••• A••••••••• N••••• · Chief Investment Officercontrolsince 02/2021 · owns less than 5%
- C•••••• J•••••• E••• · Membercontrolsince 12/2021 · owns 50% to 75% of D•••••••• H••••••• L••
- C•••••• S••••• S•••• · Membercontrolsince 12/2021 · owns 50% to 75% of D•••••••• H••••••• L••
- G••••••••• R••••••• L•••• · Membercontrolsince 10/2019 · owns 75% or more of A•••••••• M•••••• L••
- G•••••••• J••••• L•••• · Chief Financial Officersince 03/2020 · owns less than 5%
Entity owners
- 1• F•••••• R••• L•• · Partnerdirect · owns 50% to 75%
- A•••••••• M•••••• L•• · General Partnerdirect · owns less than 5%
- D•••••••• H••••••• L•• · Partnerdirect · owns 10% to 25%
- H•• P•••••••• I••••••••• L•• · Partnerdirect · owns 10% to 25%
- B••• M••• T•••• C•••••• O• D••••••• · Trusteeindirect · owns F of H•• 2••• T••••
- H•• 2••• T•••• · Memberindirect · owns 75% or more of H•• P•••••••• I••••••••• L••
- R•••••• G•••••••• 2••• T•••• · Memberindirect · owns 75% or more of 1• F•••••• R••• L••
- S•••• D••••• T•••• C•••••• L•• · Trusteeindirect · owns F of R•••••• G•••••••• 2••• T••••
Related persons
Schedule D 7.A
- A•••••••• C•••••• F••• L•pooled vehicle sponsorn
- A•••••••• C•••••• P••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Apr 28, 2026private funds (Schedule D 7.B.1) moved from 13.0 to 22.0 (+69.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,022) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 14 to 22Oct 31, 2025 to Mar 31, 2026
- Advisory employees · 10 to 13Oct 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 14 to 22Oct 31, 2025 to Mar 31, 2026
- Assets in custody · $563M to $1.1BOct 31, 2025 to Mar 31, 2026
- Employees · 14 to 19Oct 31, 2025 to Mar 31, 2026
- Private funds · 13 to 22Oct 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $1.9BOct 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.4B to $1.9BOct 31, 2025 to Mar 31, 2026
- RAUM · $1.4B to $1.9BOct 31, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jul 22, 2025 to Oct 31, 2025
- Accounts · 5 to 14Dec 17, 2024 to Mar 31, 2025
- Advisory employees · 9 to 10Dec 17, 2024 to Mar 31, 2025
- Pooled vehicle clients · 5 to 14Dec 17, 2024 to Mar 31, 2025
- Assets in custody · $232M to $563MDec 17, 2024 to Mar 31, 2025
- Employees · 13 to 14Dec 17, 2024 to Mar 31, 2025
- Private funds · 5 to 13Dec 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $461M to $1.4BDec 17, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $461M to $1.4BDec 17, 2024 to Mar 31, 2025
- RAUM · $461M to $1.4BDec 17, 2024 to Mar 31, 2025
- Accounts · 3 to 5Jul 13, 2023 to Mar 29, 2024
- Advisory employees · 7 to 9Jul 13, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 5Jul 13, 2023 to Mar 29, 2024
- Assets in custody · $160M to $232MJul 13, 2023 to Mar 29, 2024
- Employees · 10 to 13Jul 13, 2023 to Mar 29, 2024
- Private funds · 3 to 5Jul 13, 2023 to Mar 29, 2024
- Discretionary RAUM · $335M to $461MJul 13, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $335M to $461MJul 13, 2023 to Mar 29, 2024
- RAUM · $335M to $461MJul 13, 2023 to Mar 29, 2024
- Other offices · 0 to 1Mar 31, 2023 to Jul 13, 2023
- Assets in custody · $316M to $160MMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $796M to $335MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $796M to $335MMar 31, 2022 to Mar 31, 2023
- RAUM · $796M to $335MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 6 to 7Jun 29, 2021 to Mar 31, 2022
- Assets in custody · $319M to $316MJun 29, 2021 to Mar 31, 2022
- Employees · 9 to 10Jun 29, 2021 to Mar 31, 2022
- Private funds · 6 to 3Jun 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $798M to $796MJun 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $798M to $796MJun 29, 2021 to Mar 31, 2022
- RAUM · $798M to $796MJun 29, 2021 to Mar 31, 2022
Signals
6 dated events
- A•••••••• C•••••• P••••••• L• reported RAUM $1.9B, up 38% from $1.4B (2025-10-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A•••••••• C•••••• P••••••• L• reported RAUM $1.4B, up 206% from $460.5M (2024-12-17 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A•••••••• C•••••• P••••••• L• reported RAUM $460.5M, up 37% from $335.4M (2023-07-13 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- A•••••••• C•••••• P••••••• L• reported RAUM $335.4M, down 58% from $795.6M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Sweet Stacy Calder (Member) appeared on Schedule A of A•••••••• C•••••• P••••••• L•Mar 31, 2022 · Control person joined · fact
- A•••••••• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)Jun 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••••• C•••••• P••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ascendant-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (310) 689-5149reportedpublic record, Form ADV, Apr 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A•••••••• C•••••• P••••••• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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