DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 28, 2022 · 8 filings
SEC status approved since Aug 24, 2022
RAUM
$155M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$155M as of Mar 31, 2026
Mar 31, 2023$177M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)6 as of Mar 31, 2026
Mar 31, 20238 then
Private funds6 as of Mar 31, 2026
Mar 31, 20233 then
RAUM -21% over the last fiscal year-4.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$155M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• O••••••••• F••• I•• L• | Real Estate Fund | $73.9M | 134 | Mar 10, 2021 |
| L• C••••••••• V••••••• L•• | Real Estate Fund | $40.9M | 1 | Mar 30, 2022 |
| L••• O••••••••• F••• I• L• | Real Estate Fund | $29.3M | 73 | Oct 25, 2019 |
| L••• O••••••••• F••• I••••• L• | Real Estate Fund | $0 | 0 | Mar 26, 2024 |
| L••• O••••••••• F••• I••• L• | Real Estate Fund | $0 | 0 | Mar 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• A•••• H••••••• · Chief Compliance Officercontrolsince 03/2020 · owns less than 5%
- H•••••••• C••••••••• D••••• · M•••••• And Membercontrolsince 02/2019 · owns 50% to 75%
- R••••••••• A•••••• B••••••• · Membercontrolsince 02/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
- L• C••••••••• M••••••• L••pooled vehicle sponsory
- L••• C•••••• G• I• L••pooled vehicle sponsory
- L••• C•••••• G• I•• L••pooled vehicle sponsory
- L••• C•••••• G• I••••• L••pooled vehicle sponsory
- L••• C•••••• G• I••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Chamblee, GA
What changed
consecutive filings, newest first
- Discretionary RAUM · $196M to $155MJun 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $196M to $155MJun 10, 2025 to Mar 31, 2026
- RAUM · $196M to $155MJun 10, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 21, 2025 to Jun 10, 2025
- RAUM · $186M to $196MMar 26, 2024 to Mar 21, 2025
- Accounts · 5 to 6Mar 26, 2024 to Mar 21, 2025
- Advisory employees · 5 to 3Mar 26, 2024 to Mar 21, 2025
- Pooled vehicle clients · 5 to 6Mar 26, 2024 to Mar 21, 2025
- Employees · 8 to 6Mar 26, 2024 to Mar 21, 2025
- Private funds · 5 to 6Mar 26, 2024 to Mar 21, 2025
- Discretionary RAUM · $186M to $196MMar 26, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $186M to $196MMar 26, 2024 to Mar 21, 2025
- Accounts · 3 to 5Jun 15, 2023 to Mar 26, 2024
- Pooled vehicle clients · 3 to 5Jun 15, 2023 to Mar 26, 2024
- Private funds · 3 to 5Jun 15, 2023 to Mar 26, 2024
- Discretionary RAUM · $177M to $186MJun 15, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $177M to $186MJun 15, 2023 to Mar 26, 2024
- RAUM · $177M to $186MJun 15, 2023 to Mar 26, 2024
- Discretionary RAUM · $227M to $177MAug 19, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $227M to $177MAug 19, 2022 to Mar 31, 2023
- RAUM · $227M to $177MAug 19, 2022 to Mar 31, 2023
- Private funds · 6 to 3Jun 28, 2022 to Aug 19, 2022
Signals
1 dated events
- L••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 770-448-7047reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
L••• C••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…