DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•• C••••••
Legal name R•• I••••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 27, 2021 · 10 filings
SEC status approved since Jul 29, 2021
RAUM
$663M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
23 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$663M as of Mar 31, 2026
Mar 30, 2022$250M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20220 then
Employees (5.A)31 as of Mar 31, 2026
Mar 30, 202223 then
Private funds1 as of Mar 31, 2026
Mar 30, 20222 then
RAUM +12% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $221MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$663M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• C••••• I••••• F•••• L••• | Other Private Fund | $17.3M | 30 | Jun 27, 2021 |
| R•• C••••• O••••••••• F•••• L••• | Other Private Fund | $4.7M | 34 | Jun 27, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• C••••••• H• · Presidentcontrolsince 01/2016 · owns less than 5%
- D•••••• J•••• T• · Chief Executive Officercontrolsince 01/2016 · owns less than 5%
- G••••••• M•••• D• · Chief Operating Officercontrolsince 01/2016 · owns less than 5%
- P••••• D•••••• C• · General Counsel And Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- S••••••••• W•••••• · Chief Financial Officercontrolsince 05/2019 · owns less than 5%
- V•• B••••• E•••••• A• · Chief Investment Officercontrolsince 01/2016 · owns less than 5%
- D•••••• C••••••• H• · Presidentcontrolsince 01/2016 · owns 75% or more of K•••••••• H•••••••• L••
- D•••••• J•••• T• · Ceocontrolsince 01/2016 · owns 75% or more of C••••• H•••••••• L••
- G••••••• M•••• D• · Coocontrolsince 01/2016 · owns 75% or more of S••••• H•••••••• L••
Entity owners
- K•• H•••••• C••••••• L•• · Memberdirect · owns 75% or more
- R•• I••••••••• H•••••••• L•• · Member - Rra Credit O••••••••• Fund Gp, LLCdirect · owns 75% or more
- R•• R••• E••••• D••• F••• I• G•• L•• · General Partner - Rra R••• E••••• D••• Fund II, LPdirect · owns less than 5%
- R•• R••• E••••• D••• F••• I•• G•• L•• · General Partner - Rra R••• E••••• D••• Fund III, LPdirect · owns less than 5%
- C••••• H•••••••• L•• · Memberindirect · owns 25% to 50% of K•• H•••••• C••••••• L••
- K•• H•••••• C••••••• L•• · Memberindirect · owns 75% or more of R•• I••••••••• H•••••••• L••
- K•••••••• H•••••••• L•• · Memberindirect · owns 25% to 50% of K•• H•••••• C••••••• L••
- S••••• H•••••••• L•• · Memberindirect · owns 25% to 50% of K•• H•••••• C••••••• L••
- T•• C•••••• P•••••••• L•• · Member - Rra Credit O••••••••• Fund Gp, LLCdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- R•• P••••••• S•••••••• L••investment companyn
- R•• R••• E••••• D••• F••• I• G•• L••pooled vehicle sponsorn
- R•• R••• E••••• D••• F••• I•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026advises private funds (Item 7.B): no on the filing of 2025-10-27, yes on the filing of 2026-03-31peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 2 to 3Oct 27, 2025 to Mar 31, 2026
- Advisory employees · 22 to 23Oct 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 3Oct 27, 2025 to Mar 31, 2026
- Employees · 27 to 31Oct 27, 2025 to Mar 31, 2026
- Private funds · unset to 1Oct 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $593M to $663MOct 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $593M to $663MOct 27, 2025 to Mar 31, 2026
- RAUM · $593M to $663MOct 27, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Oct 27, 2025
- Advisory employees · 18 to 22Mar 29, 2024 to Mar 31, 2025
- Employees · 25 to 27Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $433M to $593MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $433M to $593MMar 29, 2024 to Mar 31, 2025
- RAUM · $433M to $593MMar 29, 2024 to Mar 31, 2025
- Accounts · 3 to 2May 8, 2023 to Mar 29, 2024
- Advisory employees · 14 to 18May 8, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 2May 8, 2023 to Mar 29, 2024
- Employees · 22 to 25May 8, 2023 to Mar 29, 2024
- Private funds · 2 to unsetMay 8, 2023 to Mar 29, 2024
- Discretionary RAUM · $345M to $433MMay 8, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $345M to $433MMay 8, 2023 to Mar 29, 2024
- RAUM · $345M to $433MMay 8, 2023 to Mar 29, 2024
- Employees · 23 to 22Oct 13, 2022 to Mar 29, 2023
- Discretionary RAUM · $250M to $345MOct 13, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $250M to $345MOct 13, 2022 to Mar 29, 2023
- RAUM · $250M to $345MOct 13, 2022 to Mar 29, 2023
- Business name · R•• I••••••••• M••••••••• L•• to R•• C••••••Mar 30, 2022 to Oct 13, 2022
- Advisory employees · 13 to 14Nov 9, 2021 to Mar 30, 2022
- Employees · 20 to 23Nov 9, 2021 to Mar 30, 2022
- Discretionary RAUM · $218M to $250MNov 9, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $218M to $250MNov 9, 2021 to Mar 30, 2022
- RAUM · $218M to $250MNov 9, 2021 to Mar 30, 2022
- Other offices · 0 to 1Jun 27, 2021 to Nov 9, 2021
Signals
4 dated events
- R•• C•••••• reported RAUM $593.3M, up 37% from $432.8M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- K•••••••• Mcninch (Member) no longer on Schedule A of R•• C•••••• (listed 2023-05-08, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- C D••••• P•••• (General Counsel And Chief Compliance Officer) appeared on Schedule A of R•• C••••••Oct 13, 2022 · Control person joined · fact
- R•• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rra-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- rracapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 602-714-5111reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026