DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M••••••••• A••••••• G••••• L••

Former SEC-registered adviserSheboygan Falls, WisconsinCRD 306328SEC 801-117702IAPD
Latest filing Jul 1, 2022
First filing on the tape Oct 29, 2019 · 15 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 7, 2022
Mar 31, 20202 then
Employees (5.A)3 as of Mar 7, 2022
Mar 31, 20203 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 3offices 2 to 4
Practice profile
derived from the filing of Jul 1, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.6derived5 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • H••••••• D•••••• C•••• · Principalcontrol
    since 10/2019 · owns less than 5%
  • M••••••••• J•••••• P•••• · Chief Compliance Officer And Co-Ceo / Co-Coocontrol
    since 03/2020 · owns less than 5%
  • M••••••••• Z••••••• R• · Co-Ceo / Co-Coocontrol
    since 12/2019 · owns less than 5%
Entity owners
  • M••••••••• F•••••••• G•••• · Managing Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Appleton, WI1 employees
  • , 1 employees
  • Mequon, WI
  • Sheboygan, WI
What changed
consecutive filings, newest first
  • Business name · M• S•••••• A••••••• G••••• L•• to M••••••••• A••••••• G••••• L••
    Apr 29, 2022 to Jul 1, 2022
  • Legal name · M• S•••••• A••••••• G••••• L•• to M••••••••• A••••••• G••••• L••
    Apr 29, 2022 to Jul 1, 2022
  • Financial planning clients · 0 to unset
    Oct 8, 2021 to Mar 7, 2022
  • Other offices · 3 to 4
    Oct 8, 2021 to Mar 7, 2022
  • Related adviser · false to true
    Oct 8, 2021 to Mar 7, 2022
  • Other offices · 2 to 3
    Mar 2, 2021 to Oct 8, 2021
  • BD registered reps · 2 to 3
    Feb 3, 2021 to Mar 2, 2021
  • Insurance-licensed employees · 2 to 3
    Feb 3, 2021 to Mar 2, 2021
  • State-registered IARs · 2 to 3
    Feb 3, 2021 to Mar 2, 2021
  • Insurance-licensed employees · 0 to 2
    Mar 31, 2020 to Apr 1, 2020
  • Accounts · 0.0 to unset
    Feb 10, 2020 to Mar 31, 2020
  • Advisory activities · 3 to 1
    Feb 10, 2020 to Mar 31, 2020
  • Discretionary RAUM · 0.0 to unset
    Feb 10, 2020 to Mar 31, 2020
  • Non-discretionary RAUM · 0.0 to unset
    Feb 10, 2020 to Mar 31, 2020
  • RAUM · 0.0 to unset
    Feb 10, 2020 to Mar 31, 2020
  • Wrap assets (manager) · 0.0 to unset
    Feb 10, 2020 to Mar 31, 2020
  • Wrap assets (sponsor) · 0.0 to unset
    Feb 10, 2020 to Mar 31, 2020
  • Advisory employees · 2 to 3
    Dec 9, 2019 to Feb 10, 2020
  • BD registered reps · 0 to 2
    Dec 9, 2019 to Feb 10, 2020
  • Employees · 2 to 3
    Dec 9, 2019 to Feb 10, 2020
  • HQ city · unset to SHEBOYGAN FALLS
    Dec 9, 2019 to Feb 10, 2020
  • HQ state · unset to WI
    Dec 9, 2019 to Feb 10, 2020
  • State-registered IARs · 1 to 2
    Dec 9, 2019 to Feb 10, 2020
  • Other offices · 0 to 2
    Dec 9, 2019 to Feb 10, 2020
Signals
7 dated events
  • J••••• M••••••••• left M••••••••• A••••••• G••••• L•• for M•••• F•••••••• A••••••• (registered 2022-10-24)
    Nov 9, 2022 · Advisor changed firm · fact
  • Z•••••• M••••••••• left M••••••••• A••••••• G••••• L•• for M•••• F•••••••• A••••••• (registered 2022-08-22)
    Nov 9, 2022 · Advisor changed firm · fact
  • D••••• C•••• H•••••• left M••••••••• A••••••• G••••• L•• for M•••• F•••••••• A••••••• (registered 2022-08-19)
    Nov 9, 2022 · Advisor changed firm · fact
  • M••••••••• A••••••• G••••• L••'s advisors moved to M•••• F•••••••• A••••••• (Sheboygan Falls, WI): 3 of 3 registered, on the same day
    Nov 9, 2022 · Firm absorbed (people side) · derived
  • 2 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• (Sheboygan Falls, WI) for M••••••••• A••••••• G••••• L•• within 8 days
    Aug 23, 2022 · Team lift-out · derived
  • R Z•••••• M••••••••• (Co-Ceo / Co-Coo) appeared on Schedule A of M••••••••• A••••••• G••••• L••
    Feb 3, 2021 · Control person joined · fact
  • M• S•••••• A••••••• G••••• L•• filed its initial SEC registration (Form ADV)
    Oct 29, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026