DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• C•••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 6, 2019 · 12 filings
SEC status approved since Dec 4, 2019
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$2.7B as of Mar 31, 2026
Mar 30, 2020$240M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)19 as of Mar 31, 2026
Mar 30, 20204 then
Private funds9 as of Mar 31, 2026
Mar 30, 20201 then
RAUM +52% over the last fiscal year+34% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $304MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +52%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• R••• E••••• O••••••••• F•••• L• | Real Estate Fund | $761M | 25 | Mar 30, 2020 |
| B• C•••••••• B••••••••• T••• P•••• L• | Real Estate Fund | $364M | 27 | Mar 31, 2023 |
| B• C•••••••• P•••••• P••• L•• 3•• L• | Real Estate Fund | $185M | 26 | Mar 31, 2022 |
| B• C•••••••• C••••• L• | Real Estate Fund | $137M | 26 | Mar 31, 2022 |
| B••••••••• R••• E••••• O••••••••• F••• I•• L• | Real Estate Fund | $106M | 6 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• T••••• K••• · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- F••••• J••• C••••••• J•••• · Managing Partnercontrolsince 04/2019 · owns 25% to 50%
- G•••••• S•••••••• P••••• · Chief Financial Officercontrolsince 10/2019 · owns less than 5%
- P•••••• C•••••• W•••• · Managing Partnercontrolsince 04/2019 · owns 25% to 50%
- V•• D•••••• D••••• J• A• · Managing Partnercontrolsince 04/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
- B•• S••••••• L••y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-06-13, no on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 9Jun 13, 2025 to Mar 31, 2026
- Advisory employees · 11 to 13Jun 13, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 9Jun 13, 2025 to Mar 31, 2026
- Assets in custody · 90100274.0 to unsetJun 13, 2025 to Mar 31, 2026
- Custody of client assets · true to falseJun 13, 2025 to Mar 31, 2026
- Employees · 15 to 19Jun 13, 2025 to Mar 31, 2026
- Private funds · 7 to 9Jun 13, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.8B to $2.7BJun 13, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.8B to $2.7BJun 13, 2025 to Mar 31, 2026
- RAUM · $1.8B to $2.7BJun 13, 2025 to Mar 31, 2026
- Financial planning clients · unset to May 30, 2025 to Jun 13, 2025
- Private funds · 5 to 7Mar 31, 2025 to May 30, 2025
- Accounts · 5 to 7Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 7 to 11Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 5 to 7Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $0 to $90.1MMar 29, 2024 to Mar 31, 2025
- Employees · 11 to 15Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.6B to $1.8BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $1.8BMar 29, 2024 to Mar 31, 2025
- RAUM · $1.6B to $1.8BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 6 to 7Nov 1, 2023 to Mar 29, 2024
- Employees · 9 to 11Nov 1, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.1B to $1.6BNov 1, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.1B to $1.6BNov 1, 2023 to Mar 29, 2024
- RAUM · $1.1B to $1.6BNov 1, 2023 to Mar 29, 2024
- Accounts · 3 to 5May 20, 2022 to Mar 31, 2023
- Pooled vehicle clients · 3 to 5May 20, 2022 to Mar 31, 2023
- Employees · 8 to 9May 20, 2022 to Mar 31, 2023
- Private funds · 3 to 5May 20, 2022 to Mar 31, 2023
- Discretionary RAUM · $763M to $1.1BMay 20, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $763M to $1.1BMay 20, 2022 to Mar 31, 2023
- RAUM · $763M to $1.1BMay 20, 2022 to Mar 31, 2023
- Discretionary RAUM · $633M to $763MMar 31, 2022 to May 20, 2022
- Pooled vehicle RAUM · $633M to $763MMar 31, 2022 to May 20, 2022
- RAUM · $633M to $763MMar 31, 2022 to May 20, 2022
- Accounts · 1 to 3Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 1 to 3Mar 30, 2021 to Mar 31, 2022
- Private funds · 1 to 3Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $519M to $633MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $519M to $633MMar 30, 2021 to Mar 31, 2022
Signals
6 dated events
- B•••• C•••••• P•••••••• L•• reported RAUM $2.7B, up 52% from $1.8B (2025-06-13 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- B•••• C•••••• P•••••••• L•• reported RAUM $1.6B, up 38% from $1.1B (2023-11-01 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Kate Tracy Abbott (Chief Compliance Officer) appeared on Schedule A of B•••• C•••••• P•••••••• L••Nov 1, 2023 · Control person joined · fact
- B•••• C•••••• P•••••••• L•• reported RAUM $1.1B, up 48% from $763.2M (2022-05-20 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- B•••• C•••••• P•••••••• L•• reported RAUM $519.2M, up 117% from $239.8M (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- B•••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Nov 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 202 274 4768reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B•••• C•••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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