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Former SEC-registered adviser

A••••• W•• A•••• M••••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 306399SEC 801-119147websiteIAPD
Latest filing Mar 31, 2025
First filing on the tape Jun 25, 2020 · 10 filings
SEC status approved since Jul 24, 2020
RAUM
$795M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$795M as of Mar 31, 2025
Mar 26, 2021$287M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2025
Mar 26, 20210 then
Employees (5.A)9 as of Mar 31, 2025
Mar 26, 20214 then
Private funds2 as of Mar 31, 2025
Mar 26, 20211 then
RAUM +17% over the last fiscal year+63% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$159MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$795M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• W•• C•• M•••••• L•Hedge Fund$99.9M5Dec 2, 2019
      A••••• W•• S•• L••Hedge Fund$14.7M40Mar 31, 2023
      A••••• W•• S•• I• L••Hedge Fund$8.0M5Mar 31, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• A•••••• C••••••••• · Chief Investment Officer And Portfolio Managercontrol
        since 08/2019 · owns 75% or more
      • W•••••• M•••• A••••• · Cfo/Cco/Coocontrol
        since 04/2022 · owns less than 5%
      • B•••••••• A•••••• C••••••••• · Managing Membercontrol
        since 08/2019 · owns 75% or more of A••••• W•• A•••• M••••••••• G•• L••
      Entity owners
      • A••••• W•• A•••• M••••••••• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • A••••• W•• A•••• M••••••••• G• L••
        y
      • A••••• W•• G••• L••
        pooled vehicle sponsorn
      • A••••• W•• S•• G• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 5
        Mar 29, 2024 to Mar 31, 2025
      • Advisory employees · 6 to 7
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 7 to 5
        Mar 29, 2024 to Mar 31, 2025
      • Assets in custody · $22.7M to $0
        Mar 29, 2024 to Mar 31, 2025
      • Employees · 6 to 9
        Mar 29, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 31, 2025
      • Private funds · 3 to 2
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $682M to $795M
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $682M to $795M
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $682M to $795M
        Mar 29, 2024 to Mar 31, 2025
      • Related adviser · false to true
        Mar 29, 2024 to Mar 31, 2025
      • Accounts · 7 to 8
        Sep 13, 2023 to Mar 29, 2024
      • Advisory employees · 8 to 6
        Sep 13, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 6 to 7
        Sep 13, 2023 to Mar 29, 2024
      • Assets in custody · $19.7M to $22.7M
        Sep 13, 2023 to Mar 29, 2024
      • Employees · 8 to 6
        Sep 13, 2023 to Mar 29, 2024
      • Discretionary RAUM · $564M to $682M
        Sep 13, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $564M to $682M
        Sep 13, 2023 to Mar 29, 2024
      • RAUM · $564M to $682M
        Sep 13, 2023 to Mar 29, 2024
      • Accounts · 4 to 7
        Apr 8, 2022 to Mar 31, 2023
      • Advisory employees · 3 to 8
        Apr 8, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 3 to 6
        Apr 8, 2022 to Mar 31, 2023
      • Assets in custody · unset to 19733489.0
        Apr 8, 2022 to Mar 31, 2023
      • Custody of client assets · false to true
        Apr 8, 2022 to Mar 31, 2023
      • Employees · 3 to 8
        Apr 8, 2022 to Mar 31, 2023
      • Private funds · 1 to 3
        Apr 8, 2022 to Mar 31, 2023
      • Discretionary RAUM · $184M to $564M
        Apr 8, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $184M to $564M
        Apr 8, 2022 to Mar 31, 2023
      • RAUM · $184M to $564M
        Apr 8, 2022 to Mar 31, 2023
      • Accounts · 3 to 4
        Feb 25, 2022 to Mar 31, 2022
      • Advisory employees · 4 to 3
        Feb 25, 2022 to Mar 31, 2022
      • Pooled vehicle clients · 2 to 3
        Feb 25, 2022 to Mar 31, 2022
      • Employees · 4 to 3
        Feb 25, 2022 to Mar 31, 2022
      • Discretionary RAUM · $287M to $184M
        Feb 25, 2022 to Mar 31, 2022
      • Pooled vehicle RAUM · $287M to $184M
        Feb 25, 2022 to Mar 31, 2022
      • RAUM · $287M to $184M
        Feb 25, 2022 to Mar 31, 2022
      • Advisory employees · 5 to 4
        Jun 25, 2020 to Mar 26, 2021
      • Employees · 5 to 4
        Jun 25, 2020 to Mar 26, 2021
      • Private funds · 2 to 1
        Jun 25, 2020 to Mar 26, 2021
      • Discretionary RAUM · $289M to $287M
        Jun 25, 2020 to Mar 26, 2021
      Signals
      8 dated events
      • A••••• W•• A•••• M••••••••• L• no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $795.2M)
        Jan 2, 2026 · Left the SEC roster · derived
      • A••••• W•• A•••• M••••••••• L• reported RAUM $563.6M, up 207% from $183.8M (2022-04-08 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • Aristo Mark Weiner (Cfo/Cco) appeared on Schedule A of A••••• W•• A•••• M••••••••• L•
        Apr 8, 2022 · Control person joined · fact
      • Melissa Cesarini (Chief Compliance Officer) no longer on Schedule A of A••••• W•• A•••• M••••••••• L• (listed 2022-03-31, absent 2022-04-08)
        Apr 8, 2022 · Control person left · inference
      • A••••• W•• A•••• M••••••••• L• reported RAUM $183.8M, down 36% from $286.9M (2022-02-25 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • William Kevin Corb (Chief Compliance Officer) no longer on Schedule A of A••••• W•• A•••• M••••••••• L• (listed 2021-08-23, absent 2022-02-25)
        Feb 25, 2022 · Control person left · inference
      • Melissa Cesarini (Chief Compliance Officer) appeared on Schedule A of A••••• W•• A•••• M••••••••• L•
        Feb 25, 2022 · Control person joined · fact
      • A••••• W•• A•••• M••••••••• L• filed its initial SEC registration (Form ADV)
        Jun 25, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026