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Former SEC-registered adviser

V• I•••••••••

Former SEC-registered adviserBellevue, WashingtonCRD 306427SEC 801-117752IAPD
Legal name V••• I••••••••• I••••••••• I•••
Latest filing Mar 4, 2020
First filing on the tape Nov 6, 2019 · 5 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$0 as of Jan 30, 2020
Nov 6, 2019$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 4, 2020
Nov 6, 20191 then
Employees (5.A)2 as of Mar 4, 2020
Nov 6, 20191 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 4, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
financial planning, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L••••• J•••• M•••••• · Chief Executive Officercontrol
        since 03/2020 · owns less than 5%
      • S•••••••• B•••••• S• · Principal And Chief Compliance Officercontrol
        since 12/2019 · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list V• I••••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0.0 to unset
        Jan 30, 2020 to Mar 3, 2020
      • Advisory employees · 1 to 2
        Jan 30, 2020 to Mar 3, 2020
      • Advisory activities · 1 to 2
        Jan 30, 2020 to Mar 3, 2020
      • Employees · 1 to 2
        Jan 30, 2020 to Mar 3, 2020
      • Insurance-licensed employees · 0 to 2
        Jan 30, 2020 to Mar 3, 2020
      • Financial planning clients · unset to 0
        Jan 30, 2020 to Mar 3, 2020
      • State-registered IARs · 1 to 2
        Jan 30, 2020 to Mar 3, 2020
      • Discretionary RAUM · 0.0 to unset
        Jan 30, 2020 to Mar 3, 2020
      • Non-discretionary RAUM · 0.0 to unset
        Jan 30, 2020 to Mar 3, 2020
      • RAUM · 0.0 to unset
        Jan 30, 2020 to Mar 3, 2020
      • Related adviser · false to true
        Jan 30, 2020 to Mar 3, 2020
      Signals
      4 dated events
      • Michael Josh Label (Chief Executive Officer) appeared on Schedule A of V• I•••••••••
        Mar 3, 2020 · Control person joined · fact
      • Uddin Moghis Mohammad (Ceo) no longer on Schedule A of V• I••••••••• (listed 2020-01-30, absent 2020-03-03)
        Mar 3, 2020 · Control person left · inference
      • Uddin Moghis Mohammad (Ceo) appeared on Schedule A of V• I•••••••••
        Jan 30, 2020 · Control person joined · fact
      • V• I••••••••• filed its initial SEC registration (Form ADV)
        Nov 6, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026