DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
C•••••••• C••••••
Legal name C•••••••• I•••
Latest filing Aug 26, 2025
First filing on the tape May 6, 2020 · 13 filings
SEC status approved since Jun 5, 2020
RAUM
$4.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$4.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$4.4M
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$4.4M as of Aug 26, 2025
Mar 17, 2021$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Aug 26, 2025
Mar 17, 20212 then
Employees (5.A)5 as of Aug 26, 2025
Mar 17, 20218 then
Private funds: no history
RAUM +8.7% over the last fiscal year+59% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Aug 26, 2025; every figure names its basis
- RAUM per advisor
- $4.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $137,467derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $4.4MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$4.4M100%
- Individual clients
- 22reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 32reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••••• D•••• A••••• | New York, Ny | Nov 23, 2021 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• K•••••• D•••• · Ceo/Chief Compliance Officercontrolsince 05/2019 · owns 25% to 50%
- R•••••• K••••• A•••••• · Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- T••••••• D•••• · Ctocontrolsince 05/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 31 to 32Jun 12, 2025 to Jul 25, 2025
- Individual clients · 24 to 22Jun 12, 2025 to Jul 25, 2025
- Financial planning clients · unset to Jun 12, 2025 to Jul 25, 2025
- HQ city · to NEW YORKJun 12, 2025 to Jul 25, 2025
- HQ state · to NYJun 12, 2025 to Jul 25, 2025
- Discretionary RAUM · $3.3M to $4.4MJun 12, 2025 to Jul 25, 2025
- Individual RAUM · $3.3M to $4.4MJun 12, 2025 to Jul 25, 2025
- RAUM · $3.3M to $4.4MJun 12, 2025 to Jul 25, 2025
- Business name · C•••••••• to C•••••••• C••••••Mar 31, 2025 to Jun 12, 2025
- Accounts · 42 to 31Jan 6, 2025 to Mar 31, 2025
- Advisory employees · 2 to 1Jan 6, 2025 to Mar 31, 2025
- Individual clients · 42 to 24Jan 6, 2025 to Mar 31, 2025
- Employees · 7 to 5Jan 6, 2025 to Mar 31, 2025
- Insurance-licensed employees · 1 to 0Jan 6, 2025 to Mar 31, 2025
- State-registered IARs · 2 to 1Jan 6, 2025 to Mar 31, 2025
- Other offices · 1 to 0Jan 6, 2025 to Mar 31, 2025
- Discretionary RAUM · $4.0M to $3.3MJan 6, 2025 to Mar 31, 2025
- Individual RAUM · $4.0M to $3.3MJan 6, 2025 to Mar 31, 2025
- RAUM · $4.0M to $3.3MJan 6, 2025 to Mar 31, 2025
- HQ city · NEW YORK to Mar 25, 2024 to Jan 6, 2025
- HQ state · NY to Mar 25, 2024 to Jan 6, 2025
- Other offices · 0 to 1Mar 25, 2024 to Jan 6, 2025
- Accounts · 35 to 42Mar 23, 2023 to Mar 25, 2024
- Individual clients · 30 to 42Mar 23, 2023 to Mar 25, 2024
- Discretionary RAUM · $2.9M to $4.0MMar 23, 2023 to Mar 25, 2024
- Individual RAUM · $2.9M to $4.0MMar 23, 2023 to Mar 25, 2024
- RAUM · $2.9M to $4.0MMar 23, 2023 to Mar 25, 2024
- Accounts · 17 to 35Apr 21, 2022 to Mar 23, 2023
- Advisory employees · 3 to 2Apr 21, 2022 to Mar 23, 2023
- BD registered reps · 2 to 1Apr 21, 2022 to Mar 23, 2023
- Individual clients · 17 to 30Apr 21, 2022 to Mar 23, 2023
- Employees · 9 to 7Apr 21, 2022 to Mar 23, 2023
- Discretionary RAUM · $1.1M to $2.9MApr 21, 2022 to Mar 23, 2023
- Individual RAUM · $1.1M to $2.9MApr 21, 2022 to Mar 23, 2023
- RAUM · $1.1M to $2.9MApr 21, 2022 to Mar 23, 2023
- Legal name · SOPHNE LLC to C•••••••• I•••Mar 25, 2022 to Apr 21, 2022
- Accounts · 0 to 17Apr 8, 2021 to Mar 25, 2022
- Advisory employees · 2 to 3Apr 8, 2021 to Mar 25, 2022
- Advisory activities · 2 to 1Apr 8, 2021 to Mar 25, 2022
- BD registered reps · 1 to 2Apr 8, 2021 to Mar 25, 2022
Signals
3 dated events
- C•••••••• C•••••• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $4.4M)Dec 20, 2025 · Left the SEC roster · derived
- Amirali Karim Rehmat (Chief Financial Officer/Chief Compliance Officer) appeared on Schedule A of C•••••••• C••••••Mar 17, 2021 · Control person joined · fact
- Centerfin filed its initial SEC registration (Form ADV)May 6, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- centerfin.coreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026