DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••• G•••• L•
Latest filing Jul 15, 2026
First filing on the tape Dec 13, 2019 · 12 filings
SEC status approved since Sep 17, 2020
RAUM
$180M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$180M as of Jul 15, 2026
Mar 3, 2021$71.2M then
HNW client RAUM$0 as of Jul 15, 2026
Mar 3, 2021$0 then
State-registered IARs (5.B.3)0 as of Jul 15, 2026
Mar 3, 20210 then
Employees (5.A)3 as of Jul 15, 2026
Mar 3, 20213 then
Private funds1 as of Jul 15, 2026
Mar 3, 20213 then
RAUM -43% over the last fiscal year+6.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $45.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $58.1M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$58.1M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $58.1M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.32 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••••• G•••• P••••••• M••••• F•••• L• | Hedge Fund | $141M | 16 | Aug 18, 2020 |
| D••••••• G•••• P••••••• O•••••••• L••• | Hedge Fund | $116M | 3 | Aug 18, 2020 |
| D••••••• G•••• P•••••••• L• | Hedge Fund | $7.1M | 13 | Aug 18, 2020 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• A••••• · Chief Executive Officercontrolsince 09/2019 · owns 75% or more
- H•••• T•••••• G•••••• · Chief Operating Officer/ Chief Compliance Officercontrolsince 09/2019 · owns less than 5%
- D••••••• A••••• · Managing Membercontrolsince 10/2019 · owns 75% or more of D••••••• G•••• G•• L••
Entity owners
- D••••••• G•••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- D••••••• G•••• P••••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $313,008,811 to $179,901,634 (-43.0%) between the annual amendments of 2025-03-28 and 2026-03-25; the peer median change was +8.0% (161 comparable advisers, 4.0th percentile of changes)peers: other advisers, $100M to $500M (161) · 3.8% percentile
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 28, 2025 to Mar 25, 2026
- Advisory employees · 2 to 3Mar 28, 2025 to Mar 25, 2026
- Assets in custody · $148M to $58.1MMar 28, 2025 to Mar 25, 2026
- Discretionary RAUM · $313M to $180MMar 28, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $148M to $58.1MMar 28, 2025 to Mar 25, 2026
- RAUM · $313M to $180MMar 28, 2025 to Mar 25, 2026
- Accounts · 4 to 5Mar 14, 2024 to Mar 28, 2025
- Assets in custody · $0 to $148MMar 14, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 14, 2024 to Mar 28, 2025
- Private funds · 3 to 1Mar 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $312M to $313MMar 14, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $141M to $148MMar 14, 2024 to Mar 28, 2025
- RAUM · $312M to $313MMar 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $148M to $312MMar 17, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · $81.5M to $141MMar 17, 2023 to Mar 14, 2024
- RAUM · $148M to $312MMar 17, 2023 to Mar 14, 2024
- Discretionary RAUM · $103M to $148MMar 7, 2022 to Mar 17, 2023
- Pooled vehicle RAUM · $8.6M to $81.5MMar 7, 2022 to Mar 17, 2023
- RAUM · $103M to $148MMar 7, 2022 to Mar 17, 2023
- Discretionary RAUM · $71.2M to $103MSep 24, 2021 to Mar 7, 2022
- Pooled vehicle RAUM · $7.5M to $8.6MSep 24, 2021 to Mar 7, 2022
- RAUM · $71.2M to $103MSep 24, 2021 to Mar 7, 2022
- Accounts · 3 to 4Aug 18, 2020 to Jan 11, 2021
- Advisory activities · 1 to 2Aug 18, 2020 to Jan 11, 2021
- Discretionary RAUM · $5.3M to $71.2MAug 18, 2020 to Jan 11, 2021
- Pooled vehicle RAUM · $5.3M to $7.5MAug 18, 2020 to Jan 11, 2021
- RAUM · $5.3M to $71.2MAug 18, 2020 to Jan 11, 2021
- Accounts · 0 to 3Dec 13, 2019 to Aug 18, 2020
- Pooled vehicle clients · 0 to 3Dec 13, 2019 to Aug 18, 2020
- Assets in custody · unset to 0.0Dec 13, 2019 to Aug 18, 2020
- Custody of client assets · false to trueDec 13, 2019 to Aug 18, 2020
- Private funds · unset to 3Dec 13, 2019 to Aug 18, 2020
- Discretionary RAUM · $0 to $5.3MDec 13, 2019 to Aug 18, 2020
- Pooled vehicle RAUM · $0 to $5.3MDec 13, 2019 to Aug 18, 2020
- RAUM · $0 to $5.3MDec 13, 2019 to Aug 18, 2020
Signals
3 dated events
- D••••••• G•••• L• reported RAUM $179.9M, down 43% from $313.0M (2025-03-28 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- D••••••• G•••• L• reported RAUM $312.3M, up 112% from $147.6M (2023-03-17 to 2024-03-14)Mar 14, 2024 · RAUM change · derived
- D••••••• G•••• L• filed its initial SEC registration (Form ADV)Dec 13, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/daventry-group-lpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646.933.8060reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026