DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• C•••••• P••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Jun 25, 2021 · 18 filings
SEC status approved since Jul 23, 2021
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
25
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.1B as of Apr 30, 2026
Mar 31, 2022$217M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 31, 20220 then
Employees (5.A)19 as of Apr 30, 2026
Mar 31, 202213 then
Private funds25 as of Apr 30, 2026
Mar 31, 20223 then
RAUM +20% over the last fiscal year+75% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $44.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $881M, 25 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $881M for 25 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• V•••••• P••••••• F••• I•• L••• | Venture Capital Fund | $276M | 94 | Mar 31, 2022 |
| P••••••• O••••••••• P•••••• V•••••• I• L•• | Private Equity Fund | $201M | 28 | Aug 3, 2020 |
| M•••• V•••••• P••••••• F•••• L••• | Venture Capital Fund | $169M | 97 | Apr 23, 2019 |
| M••••••• O••••••••• F••• I• L• | Private Equity Fund | $90.9M | 25 | Mar 30, 2023 |
| M•• S•••• H••• F••• | Venture Capital Fund | $78.4M | 56 | Mar 31, 2022 |
| M•• C•••••• O••••••••• F•••• L••• | Venture Capital Fund | $36.0M | 15 | Mar 21, 2020 |
| P••••• C•••••••• L•• | Private Equity Fund | $35.6M | 2 | Mar 31, 2022 |
| M••••••• O••••••••• F••• I••• L• | Private Equity Fund | $34.7M | 4 | Mar 30, 2023 |
| M•••• V•••••• P••••••• C•••••• F••• I•• L••• | Venture Capital Fund | $33.4M | 106 | Mar 31, 2022 |
| M•• G•••••• F••• | Venture Capital Fund | $30.5M | 62 | Mar 31, 2022 |
| M•• O•• F••• | Venture Capital Fund | $24.8M | 14 | Mar 24, 2023 |
| P••••••• O••••••••• P•••••• V•••••• I•• L•• | Private Equity Fund | $23.6M | 1 | Mar 29, 2021 |
| M•• C•••••• O••••••••• F••• I•• L••• | Venture Capital Fund | $9.2M | 13 | Mar 31, 2022 |
| M•• S••• F••• | Venture Capital Fund | $5.7M | 74 | Mar 31, 2022 |
| M•• O•• F••• | Venture Capital Fund | $5.2M | 19 | Mar 22, 2024 |
| M•• S••••••••• O•• F••• | Venture Capital Fund | $2.4M | 7 | Mar 22, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••• L••••••• · Managing Partner And Trustee Of The B•••• F••••• T•••• D•••• 4••••••controlsince 09/2024 · owns 10% to 25%
- M•••••• L•••••••• F• · Managing Partner And Trustee Of The M••••• F••••• T•••• D•••• 7•••••controlsince 09/2024 · owns less than 5%
- M•••••• A••• M•••• · Chief Operations Officercontrolsince 01/2024 · owns less than 5%
- R•••••••• D•••••• P••••••• · Managing Partnercontrolsince 01/2024 · owns less than 5%
- R•••••••• E•••••• O••••• · Ceo & Managing Partnercontrolsince 09/2024 · owns less than 5%
- S••••• K••••••• H••••••• · Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- R•••••••• D•••••• P••••••• · Managercontrolsince 09/2024 · owns F of P••••••• H•••••••• L••
- R•••••••• D•••••• P••••••• · Managing M•••••controlsince 09/2021 · owns 50% to 75% of R•• L••
- R•••••••• E•••••• O••••• · Managercontrolsince 05/2019 · owns F of P••••••• H•••••••• L••
- R•••••••• E•••••• O••••• · Managing M•••••controlsince 03/2016 · owns 50% to 75% of R•• L••
- B••••• K••••••• R••••••• · Trustee Of The B•••• F••••• T•••• D•••• 4••••••since 04/2021 · owns 10% to 25%
Entity owners
- B•••• F••••• T•••• D•••• 4•••••• · M•••••direct · owns 10% to 25%
- P••••••• H•••••••• L•• · M•••••direct · owns 25% to 50%
- S• V••••• 2• L•• · M•••••direct · owns 10% to 25%
- R•• L•• · M•••••indirect · owns 50% to 75% of P••••••• H•••••••• L••
- S• C••••• E••••••••• L•• • S••••• M••••• L•• O•••• B• S•••• C•••••• · M•••••indirect · owns 75% or more of S• V••••• 2• L••
- M••••• F••••• T•••• D•••• 7••••• · M•••••direct · owns less than 5%
Related persons
Schedule D 7.A
- M•••• V•••••• P••••••• C•••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- M•••• V•••••• P••••••• G•• L••investment adviserpooled vehicle sponsorn
- M•••• V•••••• P••••••• I• G•• L••investment adviserpooled vehicle sponsorn
- M••••••• O••••••••• I• G• L••investment adviserpooled vehicle sponsorn
- P••••••• S••••••••• L••broker-dealern
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
- San Francisco, CA1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.0B to $1.1BMar 27, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $1.0B to $1.1BMar 27, 2026 to Apr 30, 2026
- RAUM · $1.0B to $1.1BMar 27, 2026 to Apr 30, 2026
- Accounts · 18 to 25Dec 19, 2025 to Mar 27, 2026
- BD registered reps · 6 to 8Dec 19, 2025 to Mar 27, 2026
- Pooled vehicle clients · 18 to 25Dec 19, 2025 to Mar 27, 2026
- Assets in custody · $652M to $881MDec 19, 2025 to Mar 27, 2026
- Other offices · 2 to 1Dec 19, 2025 to Mar 27, 2026
- Private funds · 19 to 25Dec 19, 2025 to Mar 27, 2026
- Discretionary RAUM · $884M to $1.0BDec 19, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $884M to $1.0BDec 19, 2025 to Mar 27, 2026
- RAUM · $884M to $1.0BDec 19, 2025 to Mar 27, 2026
- Assets in custody · $702M to $652MMar 28, 2025 to May 9, 2025
- Financial planning clients · unset to Mar 28, 2025 to May 9, 2025
- Discretionary RAUM · $934M to $884MMar 28, 2025 to May 9, 2025
- Pooled vehicle RAUM · $934M to $884MMar 28, 2025 to May 9, 2025
- RAUM · $934M to $884MMar 28, 2025 to May 9, 2025
- Accounts · 16 to 18Nov 5, 2024 to Mar 28, 2025
- Advisory employees · 14 to 13Nov 5, 2024 to Mar 28, 2025
- Pooled vehicle clients · 16 to 18Nov 5, 2024 to Mar 28, 2025
- Assets in custody · $787M to $702MNov 5, 2024 to Mar 28, 2025
- Employees · 22 to 19Nov 5, 2024 to Mar 28, 2025
- HQ city · BEVERLY HILLS to Nov 5, 2024 to Mar 28, 2025
- HQ state · CA to Nov 5, 2024 to Mar 28, 2025
- Private funds · 16 to 19Nov 5, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $934MNov 5, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.1B to $934MNov 5, 2024 to Mar 28, 2025
- RAUM · $1.1B to $934MNov 5, 2024 to Mar 28, 2025
- Other offices · 1 to 2Oct 8, 2024 to Nov 5, 2024
- Accounts · 5 to 16May 2, 2024 to Oct 8, 2024
- Advisory employees · 10 to 14May 2, 2024 to Oct 8, 2024
- BD registered reps · 15 to 6May 2, 2024 to Oct 8, 2024
- Pooled vehicle clients · 5 to 16May 2, 2024 to Oct 8, 2024
- Assets in custody · $227M to $787MMay 2, 2024 to Oct 8, 2024
- Other offices · 0 to 1May 2, 2024 to Oct 8, 2024
- Private funds · 5 to 16May 2, 2024 to Oct 8, 2024
- Discretionary RAUM · $386M to $1.1BMay 2, 2024 to Oct 8, 2024
- Pooled vehicle RAUM · $386M to $1.1BMay 2, 2024 to Oct 8, 2024
- RAUM · $386M to $1.1BMay 2, 2024 to Oct 8, 2024
- Business name · P••••••• O••••••••• L•• to M••••••• C•••••• P••••••• L••Oct 8, 2024 to Oct 8, 2024
Signals
6 dated events
- F Lawrence Marcus (Managing Partner And Trustee Of The M••••• F••••• T•••• D•••• 7•••••) appeared on Schedule A of M••••••• C•••••• P••••••• L••Oct 8, 2024 · Control person joined · fact
- Laurence B•••• (Managing Partner And Trustee Of The B•••• F••••• T•••• D•••• 4••••••) appeared on Schedule A of M••••••• C•••••• P••••••• L••Oct 8, 2024 · Control person joined · fact
- M••••••• C•••••• P••••••• L•• reported RAUM $1.1B, up 174% from $386.1M (2024-05-02 to 2024-10-08)Oct 8, 2024 · RAUM change · derived
- M••••••• C•••••• P••••••• L•• reported RAUM $367.4M, up 44% from $254.7M (2023-10-06 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Anne Marie Morley (Chief Administrative Officer) appeared on Schedule A of M••••••• C•••••• P••••••• L••Oct 6, 2023 · Control person joined · fact
- P••••••• O••••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••••• C•••••• P••••••• L•• · Private Equityshared crd · organization
- M••••••• C•••••• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/marcypen-capital-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 424-421-6040reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026