DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Knox Lane LP
Latest filing Jun 9, 2026
First filing on the tape Jan 17, 2020 · 11 filings
SEC status approved since Feb 18, 2020
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
22
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$3.4B as of Jun 9, 2026
Mar 31, 2021$363M then
HNW client RAUM$0 as of Jun 9, 2026
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of Jun 9, 2026
Mar 31, 20210 then
Employees (5.A)30 as of Jun 9, 2026
Mar 31, 20219 then
Private funds22 as of Jun 9, 2026
Mar 31, 20213 then
RAUM +10% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $154MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.7B, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.7B for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Klc Fund I-A LP | Private Equity Fund | $508M | 17 | Jun 10, 2020 |
| Klc Fund II-A LP | Private Equity Fund | $362M | 26 | Mar 27, 2024 |
| Klc Fund II LP | Private Equity Fund | $357M | 27 | Mar 27, 2024 |
| Klc Fund I LP | Private Equity Fund | $333M | 20 | Jun 10, 2020 |
| Klc Fund 1-C1 LP | Private Equity Fund | $175M | 82 | Mar 30, 2023 |
| Kl Pattern Co-Invest LP | Private Equity Fund | $164M | 17 | Mar 31, 2022 |
| Kl Charlie Co-Invest, L.P. | Private Equity Fund | $148M | 18 | Mar 31, 2021 |
| Kl Stockton Co-Invest LP | Private Equity Fund | $97.3M | 8 | Mar 31, 2022 |
| Kl Stockton Co-Invest A LP | Private Equity Fund | $89.2M | 6 | Mar 31, 2022 |
| Klc Fund 1222 Ci LP | Private Equity Fund | $87.9M | 88 | Mar 27, 2024 |
| Klc Fund 1022-Ci LP | Private Equity Fund | $87.9M | 106 | Mar 30, 2023 |
| Klc Fund 1022-Ci-A LP | Private Equity Fund | $49.4M | 102 | Mar 30, 2023 |
| Kl Pattern Co-Invest Partners LP | Private Equity Fund | $41.8M | 2 | Mar 31, 2022 |
| Klc Ff Fund I LP | Private Equity Fund | $35.4M | 46 | Mar 31, 2022 |
| Klc Fund 0124-Ci LP | Private Equity Fund | $2.0M | 3 | Mar 27, 2024 |
| Klc Fund 0124-Ci A LP | Private Equity Fund | $0 | 1 | Mar 27, 2024 |
| Klc Ff Fund II LP | Private Equity Fund | $0 | 1 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Preston John Bailey · Managing Partner And Limited Partnercontrolsince 08/2019 · owns 50% to 75%
- R Shamik Patel · Partner And Limited Partnercontrolsince 02/2020 · owns 25% to 50%
- Ivor Van Esch · Chief Compliance Officer & Chief Financial Officercontrolsince 03/2022 · owns less than 5%
- Preston John Bailey · Managing Membercontrolsince 08/2019 · owns 75% or more of Knox Lane LLC
Entity owners
- Knox Lane LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Kl Bronco Gp, LLCpooled vehicle sponsorn
- Kl Charlie Gp, LLCpooled vehicle sponsorn
- Kl Cip Gp LPpooled vehicle sponsorn
- Kl Moon Gp, LLCpooled vehicle sponsorn
- Kl Stockton Gp, LLCpooled vehicle sponsorn
- Kl West Gp LLCpooled vehicle sponsorn
- Kl Wolverine Gp LLCpooled vehicle sponsorn
- Klc Fund I Gp LPpooled vehicle sponsorn
- Klc Fund II Gp LPpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 20 to 22Aug 26, 2025 to Mar 30, 2026
- Advisory employees · 17 to 16Aug 26, 2025 to Mar 30, 2026
- Pooled vehicle clients · 20 to 22Aug 26, 2025 to Mar 30, 2026
- Assets in custody · $2.1B to $2.7BAug 26, 2025 to Mar 30, 2026
- Employees · 26 to 30Aug 26, 2025 to Mar 30, 2026
- Private funds · 20 to 22Aug 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.1B to $3.4BAug 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.1B to $3.4BAug 26, 2025 to Mar 30, 2026
- RAUM · $3.1B to $3.4BAug 26, 2025 to Mar 30, 2026
- Accounts · 17 to 20Mar 27, 2024 to Mar 21, 2025
- Advisory employees · 13 to 17Mar 27, 2024 to Mar 21, 2025
- Pooled vehicle clients · 17 to 20Mar 27, 2024 to Mar 21, 2025
- Assets in custody · $1.8B to $2.1BMar 27, 2024 to Mar 21, 2025
- Employees · 21 to 26Mar 27, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 21, 2025
- Private funds · 17 to 20Mar 27, 2024 to Mar 21, 2025
- Discretionary RAUM · $2.5B to $3.1BMar 27, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $2.5B to $3.1BMar 27, 2024 to Mar 21, 2025
- RAUM · $2.5B to $3.1BMar 27, 2024 to Mar 21, 2025
- Accounts · 11 to 17Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 10 to 13Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 11 to 17Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $1.2B to $1.8BMar 30, 2023 to Mar 27, 2024
- Employees · 13 to 21Mar 30, 2023 to Mar 27, 2024
- Private funds · 11 to 17Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.5B to $2.5BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.5B to $2.5BMar 30, 2023 to Mar 27, 2024
- RAUM · $1.5B to $2.5BMar 30, 2023 to Mar 27, 2024
- Accounts · 8 to 11Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 8 to 10Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 8 to 11Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $479M to $1.2BMar 31, 2022 to Mar 30, 2023
- Employees · 11 to 13Mar 31, 2022 to Mar 30, 2023
- Private funds · 8 to 11Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.0B to $1.5BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.0B to $1.5BMar 31, 2022 to Mar 30, 2023
- RAUM · $1.0B to $1.5BMar 31, 2022 to Mar 30, 2023
- Accounts · 3 to 8Jul 30, 2021 to Mar 31, 2022
- Advisory employees · 7 to 8Jul 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 8Jul 30, 2021 to Mar 31, 2022
Signals
7 dated events
- Knox Lane Lp reported RAUM $2.5B, up 72% from $1.5B (2023-03-30 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Knox Lane Lp reported RAUM $1.5B, up 45% from $1.0B (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Knox Lane Lp reported RAUM $1.0B, up 180% from $363.1M (2021-07-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Ivor Van Esch (Chief Compliance Officer & Chief Financial Officer) appeared on Schedule A of Knox Lane LpMar 31, 2022 · Control person joined · fact
- Knox Lane Lp reported RAUM $363.1M, up 48% from $244.9M (2020-06-10 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- R Shamik Patel (Partner And Limited Partner) appeared on Schedule A of Knox Lane LpJun 10, 2020 · Control person joined · fact
- Knox Lane Lp filed its initial SEC registration (Form ADV)Jan 17, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Knox Lane LP · Independent Sponsorsshared crd · capital_provider
- Knox Lane LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/knox-lane/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- knoxlane.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (415) 651-2279reportedpublic record, Form ADV, Jun 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026