DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••• I••••••••• N•••• A•••••• I•••
Latest filing Jun 18, 2026
First filing on the tape Sep 28, 2020 · 11 filings
SEC status approved since Nov 6, 2020
RAUM
$2.5B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$2.5B as of Jun 18, 2026
Jun 28, 2021$476M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 18, 2026
Jun 28, 20210 then
Employees (5.A)17 as of Jun 18, 2026
Jun 28, 202110 then
Private funds: no history
RAUM +87% over the last fiscal year+74% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$2.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• C•••••••• E•••••••• S••••••• · Chief Compliance Officercontrolsince 05/2020 · owns less than 5%
- H•••••• R••• · Partnercontrolsince 09/2020 · owns less than 5%
- M••••• P•••• R•••••• · Director, Chaircontrolsince 11/2016 · owns less than 5%
- M••••• P•••• R•••••• · Senior Partnercontrolsince 07/2011 · owns 25% to 50% of I••• I••••••••• L••
Entity owners
- I••• I••••••••• L•• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- I••• G• I•• L••pooled vehicle sponsorn
- I••• G• L••••••pooled vehicle sponsorn
- I••• G• L••pooled vehicle sponsorn
- I••• I••••••••• L••investment advisery
- I••• I••••••••• M••••••••• I• L••••••pooled vehicle sponsorn
- I••• I••••••••• M••••••••• I•• L••••••pooled vehicle sponsorn
- I••• I••••••••• M••••••••• I• L••••••pooled vehicle sponsorn
- I••• I••••••••• M••••••••• V• L••••••pooled vehicle sponsorn
- I••• I••••••••• M••••••••• V• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 18, 2026discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 14 to 15Jun 25, 2025 to Jun 18, 2026
- Non-discretionary RAUM · $2.4B to $2.5BJun 25, 2025 to Jun 18, 2026
- RAUM · $2.4B to $2.5BJun 25, 2025 to Jun 18, 2026
- Financial planning clients · unset to Nov 22, 2024 to Jun 25, 2025
- Non-discretionary RAUM · $1.5B to $2.4BNov 22, 2024 to Jun 25, 2025
- RAUM · $1.5B to $2.4BNov 22, 2024 to Jun 25, 2025
- Succession · true to falseNov 22, 2024 to Jun 25, 2025
- Succession · false to trueOct 25, 2024 to Nov 22, 2024
- HQ city · TORONTO to NEW YORKJun 26, 2024 to Oct 25, 2024
- HQ state · unset to NYJun 26, 2024 to Oct 25, 2024
- Other offices · 1 to 0Jun 26, 2024 to Oct 25, 2024
- Advisory employees · 10 to 14Jun 27, 2023 to Jun 26, 2024
- Employees · 13 to 17Jun 27, 2023 to Jun 26, 2024
- Non-discretionary RAUM · $1.4B to $1.5BJun 27, 2023 to Jun 26, 2024
- RAUM · $1.4B to $1.5BJun 27, 2023 to Jun 26, 2024
- Non-discretionary RAUM · $555M to $1.4BOct 13, 2022 to Jun 27, 2023
- RAUM · $555M to $1.4BOct 13, 2022 to Jun 27, 2023
- Accounts · 11 to 1Jun 29, 2022 to Oct 13, 2022
- Pooled vehicle clients · 11.0 to unsetJun 29, 2022 to Oct 13, 2022
- Pooled vehicle RAUM · 555400000.0 to unsetJun 29, 2022 to Oct 13, 2022
- Accounts · 9 to 11Jun 28, 2021 to Jun 29, 2022
- Advisory employees · 7 to 10Jun 28, 2021 to Jun 29, 2022
- Pooled vehicle clients · 9 to 11Jun 28, 2021 to Jun 29, 2022
- Employees · 10 to 13Jun 28, 2021 to Jun 29, 2022
- Non-discretionary RAUM · $476M to $555MJun 28, 2021 to Jun 29, 2022
- Pooled vehicle RAUM · $476M to $555MJun 28, 2021 to Jun 29, 2022
- RAUM · $476M to $555MJun 28, 2021 to Jun 29, 2022
- Advisory employees · 5 to 7Nov 4, 2020 to Jun 28, 2021
- Employees · 7 to 10Nov 4, 2020 to Jun 28, 2021
- Non-discretionary RAUM · $178M to $476MNov 4, 2020 to Jun 28, 2021
- Pooled vehicle RAUM · $178M to $476MNov 4, 2020 to Jun 28, 2021
- RAUM · $178M to $476MNov 4, 2020 to Jun 28, 2021
Signals
8 dated events
- I••• I••••••••• N•••• A•••••• I••• reported RAUM $2.4B, up 62% from $1.5B (2024-11-22 to 2025-06-25)Jun 25, 2025 · RAUM change · derived
- I••• I••••••••• N•••• A•••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 22, 2024 · Succession (Item 4) · fact
- I••• I••••••••• N•••• A•••••• I••• reported RAUM $1.4B, up 144% from $555.4M (2022-10-13 to 2023-06-27)Jun 27, 2023 · RAUM change · derived
- Jamie Mason (Director) no longer on Schedule A of I••• I••••••••• N•••• A•••••• I••• (listed 2022-10-13, absent 2023-06-27)Jun 27, 2023 · Control person left · inference
- I••• I••••••••• N•••• A•••••• I••• reported RAUM $475.8M, up 168% from $177.7M (2020-11-04 to 2021-06-28)Jun 28, 2021 · RAUM change · derived
- Rory Hunter (Partner) appeared on Schedule A of I••• I••••••••• N•••• A•••••• I•••Jun 28, 2021 · Control person joined · fact
- Jamie Mason (Director) appeared on Schedule A of I••• I••••••••• N•••• A•••••• I•••Jun 28, 2021 · Control person joined · fact
- I••• I••••••••• N•••• A•••••• I••• filed its initial SEC registration (Form ADV)Sep 28, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I••• I••••••••• N•••• A•••••• I••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- iconinfrastructure.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 1 929 6884283reportedpublic record, Form ADV, Jun 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026