DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••••• I••••• I••••••••

Asset manager (funds and pooled vehicles)Wellesley, MassachusettsCRD 306898SEC 801-121921websiteIAPD
Legal name A••••••• I••••• I••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2021 · 8 filings
SEC status approved since Jul 30, 2021
RAUM
$347M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
15 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
6
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$347M as of Mar 31, 2026
2•••-04-18$267M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
2•••-04-180 then
Employees (5.A)24 as of Mar 31, 2026
2•••-04-1823 then
Private funds6 as of Mar 31, 2026
2•••-04-186 then
RAUM -1.1% over the last fiscal year+1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$57.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-1.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$347M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      18 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••••• O••••••••• Z••• F••• 2•••• L••Private Equity Fund$116M64Mar 31, 2021
      A••••••• O••••••••• Z••• F••• 2•••• L••Private Equity Fund$107M50Mar 31, 2023
      A••••••• O••••••••• Z••• F••• 2•••• L••Private Equity Fund$70.9M442•••-06-19
      A••••••• I••••• F•••• L•Other Private Fund$47.7M132•••-06-19
      M••••••• I••••• • P••••••••• G••••• F•••• L•Other Private Fund$4.6M332•••-06-19
      A••••••• I••••• F•••• L•Other Private Fund$2.9M492•••-06-19
      A••••••• R•••••• V••••••• C••••••••• F••• L•••••• P•••••••••Other Private Fund$2.8M512•••-06-19
      A••••••• O••••••••• Z••• F••• I• L••no longer reportedPrivate Equity Fund$2.6M302•••-06-19
      A••••••• O••••••••• Z••• F••• I••• L••no longer reportedPrivate Equity Fund$2.0M302•••-06-19
      A••••••• O••••••••• Z••• F••• I•• L••no longer reportedPrivate Equity Fund$2.0M302•••-06-19
      A••••••• O••••••••• Z••• F••• V•• L••no longer reportedPrivate Equity Fund$1.7M302•••-06-19
      A••••••• O••••••••• Z••• F••• V• L••no longer reportedPrivate Equity Fund$1.7M302•••-06-19
      A••••••• O••••••••• Z••• F••• 2•••• L••Private Equity Fund$1.0M22•••-03-29
      A••••••• O••••••••• Z••• F••• V••• L••no longer reportedPrivate Equity Fund$610,00032•••-06-19
      A••••••• O••••••••• Z••• F••• V•••• L••no longer reportedPrivate Equity Fund$610,000302•••-06-19
      A••••••• O••••••••• Z••• S••••• F••• I••• L••no longer reportedPrivate Equity Fund$330,00022•••-06-19
      A••••••• O••••••••• Z••• S••••• F••• I•• L••no longer reportedPrivate Equity Fund$330,00022•••-06-19
      A••••••• O••••••••• Z••• S••••• F••• I• L••no longer reportedPrivate Equity Fund$330,00022•••-06-19
      Owners and control persons
      Schedule A and B, latest filing
      • T••••• J••••••• · Managing Partnercontrol
        since 06/2••• · owns less than 5%
      • T••••• J••••••• · Ownercontrol
        since 06/2••• · owns 75% or more of T•••• A•••••••• L••
      • H••••••••• A•••• K••• · Chief Compliance Officer
        since 06/2021 · owns less than 5%
      • O••••• U••••••••• S•••••• C••••••• · Managing Director
        since 06/2••• · owns less than 5%
      • S•••• N••••• A••••• · Managing Director
        since 07/2••• · owns less than 5%
      • T••••• S•••• L••• · Owner
        since 06/2••• · owns F of T•••• A•••••••• L••
      Entity owners
      • T•••• A•••••••• L•• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 6
        Mar 28, 2025 to Mar 31, 2026
      • Advisory employees · 17 to 15
        Mar 28, 2025 to Mar 31, 2026
      • Employees · 27 to 24
        Mar 28, 2025 to Mar 31, 2026
      • Private funds · 8 to 6
        Mar 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $351M to $347M
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $351M to $347M
        Mar 28, 2025 to Mar 31, 2026
      • RAUM · $351M to $347M
        Mar 28, 2025 to Mar 31, 2026
      • Advisory employees · 16 to 17
        2•••-10-10 to Mar 28, 2025
      • Employees · 31 to 27
        2•••-10-10 to Mar 28, 2025
      • Financial planning clients · 0 to 0
        2•••-10-10 to Mar 28, 2025
      • Other offices · 1 to 2
        2•••-10-10 to Mar 28, 2025
      • Discretionary RAUM · $353M to $351M
        2•••-10-10 to Mar 28, 2025
      • Pooled vehicle RAUM · $353M to $351M
        2•••-10-10 to Mar 28, 2025
      • RAUM · $353M to $351M
        2•••-10-10 to Mar 28, 2025
      • Accounts · 7 to 8
        Mar 31, 2023 to 2•••-03-29
      • Advisory employees · 14 to 16
        Mar 31, 2023 to 2•••-03-29
      • Pooled vehicle clients · 7 to 8
        Mar 31, 2023 to 2•••-03-29
      • Employees · 27 to 31
        Mar 31, 2023 to 2•••-03-29
      • Private funds · 7 to 8
        Mar 31, 2023 to 2•••-03-29
      • Discretionary RAUM · $336M to $353M
        Mar 31, 2023 to 2•••-03-29
      • Pooled vehicle RAUM · $336M to $353M
        Mar 31, 2023 to 2•••-03-29
      • RAUM · $336M to $353M
        Mar 31, 2023 to 2•••-03-29
      • Accounts · 6 to 7
        2•••-04-18 to Mar 31, 2023
      • Advisory activities · 1 to 2
        2•••-04-18 to Mar 31, 2023
      • Pooled vehicle clients · 6 to 7
        2•••-04-18 to Mar 31, 2023
      • Employees · 23 to 27
        2•••-04-18 to Mar 31, 2023
      • HQ city · CHESTNUT HILL to WELLESLEY
        2•••-04-18 to Mar 31, 2023
      • Private funds · 6 to 7
        2•••-04-18 to Mar 31, 2023
      • Discretionary RAUM · $267M to $336M
        2•••-04-18 to Mar 31, 2023
      • Pooled vehicle RAUM · $267M to $336M
        2•••-04-18 to Mar 31, 2023
      • RAUM · $267M to $336M
        2•••-04-18 to Mar 31, 2023
      • Advisory employees · 11 to 14
        Jun 29, 2021 to 2•••-04-18
      • Employees · 17 to 23
        Jun 29, 2021 to 2•••-04-18
      • Other offices · 2 to 1
        Jun 29, 2021 to 2•••-04-18
      • Private funds · 12 to 6
        Jun 29, 2021 to 2•••-04-18
      • Discretionary RAUM · $249M to $267M
        Jun 29, 2021 to 2•••-04-18
      • Pooled vehicle RAUM · $249M to $267M
        Jun 29, 2021 to 2•••-04-18
      • RAUM · $249M to $267M
        Jun 29, 2021 to 2•••-04-18
      Signals
      1 dated events
      • A••••••• I••••• I•••••••• filed its initial SEC registration (Form ADV)
        Jun 29, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/arctaris-impact-investors-llcreportedpublic record, Form ADV, Sep 18, 2026
      Website
      arctaris.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      (617)-735-6000reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026