DFX Intelligence
RIA Intelligence
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SEC-registered adviser
W•••••••• I••••••••• A•••••••• L••
Latest filing May 7, 2026
First filing on the tape Apr 15, 2020 · 14 filings
SEC status approved since May 15, 2020
RAUM
$1.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.4M as of May 7, 2026
Mar 31, 2021$1.5M then
HNW client RAUM$0 as of May 7, 2026
Mar 31, 2021$1.5M then
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 31, 20210 then
Employees (5.A)3 as of May 7, 2026
Mar 31, 20214 then
Private funds: no history
RAUM -20% over the last fiscal year-1.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $158,634derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.4M100%
- Individual clients
- 9reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• D•••• · Chief Research Officercontrolsince 11/2019 · owns 25% to 50%
- Y••••••••• C•••• · Chief Compliance Officer/Chief Investment Officercontrolsince 11/2019 · owns 25% to 50%
- D•••••••• A•••••••• A••••••• · Chief Executive Officersince 11/2019 · owns 10% to 25%
- T••••••••• I•••• · Chief Technology Officersince 11/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing May 7, 2026custody of client assets (Item 9.A): yes on the filing of 2025-05-12, no on the filing of 2026-05-07peers: independent wealth managers, under $100M (707)
What changed
consecutive filings, newest first
- Individual clients · 10 to 9May 12, 2025 to May 7, 2026
- Assets in custody · 78410.0 to unsetMay 12, 2025 to May 7, 2026
- Custody of client assets · true to falseMay 12, 2025 to May 7, 2026
- Discretionary RAUM · $1.5M to $1.4MMay 12, 2025 to May 7, 2026
- Individual RAUM · $1.5M to $1.4MMay 12, 2025 to May 7, 2026
- RAUM · $1.5M to $1.4MMay 12, 2025 to May 7, 2026
- Accounts · 10 to 9Mar 31, 2024 to May 12, 2025
- Assets in custody · $129,644 to $78,410Mar 31, 2024 to May 12, 2025
- Employees · 4 to 3Mar 31, 2024 to May 12, 2025
- Financial planning clients · unset to Mar 31, 2024 to May 12, 2025
- Discretionary RAUM · $1.7M to $1.5MMar 31, 2024 to May 12, 2025
- Individual RAUM · $1.7M to $1.5MMar 31, 2024 to May 12, 2025
- RAUM · $1.7M to $1.5MMar 31, 2024 to May 12, 2025
- Individual clients · 9 to 10May 17, 2023 to Mar 31, 2024
- Discretionary RAUM · $1.8M to $1.7MMay 17, 2023 to Mar 31, 2024
- HNW RAUM · $1.2M to $0May 17, 2023 to Mar 31, 2024
- Individual RAUM · $630,841 to $1.7MMay 17, 2023 to Mar 31, 2024
- RAUM · $1.8M to $1.7MMay 17, 2023 to Mar 31, 2024
- Assets in custody · unset to 129644.0Mar 31, 2024 to Mar 31, 2024
- Custody of client assets · false to trueMar 31, 2024 to Mar 31, 2024
- Accounts · 8 to 10Apr 22, 2022 to Apr 1, 2023
- Individual clients · 7 to 9Apr 22, 2022 to Apr 1, 2023
- Discretionary RAUM · $1.9M to $1.8MApr 22, 2022 to Apr 1, 2023
- HNW RAUM · unset to 1164991.0Apr 22, 2022 to Apr 1, 2023
- Individual RAUM · $1.9M to $630,841Apr 22, 2022 to Apr 1, 2023
- RAUM · $1.9M to $1.8MApr 22, 2022 to Apr 1, 2023
- Accounts · 5 to 8Mar 31, 2021 to Apr 1, 2022
- Individual clients · 0 to 7Mar 31, 2021 to Apr 1, 2022
- Discretionary RAUM · $1.5M to $1.9MMar 31, 2021 to Apr 1, 2022
- HNW RAUM · 1472272.0 to unsetMar 31, 2021 to Apr 1, 2022
- Individual RAUM · $0 to $1.9MMar 31, 2021 to Apr 1, 2022
- RAUM · $1.5M to $1.9MMar 31, 2021 to Apr 1, 2022
- Accounts · 0 to 5Mar 13, 2021 to Mar 31, 2021
- Discretionary RAUM · $0 to $1.5MMar 13, 2021 to Mar 31, 2021
- HNW RAUM · $0 to $1.5MMar 13, 2021 to Mar 31, 2021
- RAUM · $0 to $1.5MMar 13, 2021 to Mar 31, 2021
Signals
1 dated events
- W•••••••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-504-0975reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/wolverine-investment-advisorsreportedpublic record, Form ADV, Sep 21, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 866-504-0975reportedpublic record, Form ADV, May 7, 2026
- Contact form
- w-ria.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026