DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••• L••• C•••••• M•••••••••
Legal name C••••• L••• P•••••••• L••
Latest filing May 26, 2026
First filing on the tape Feb 4, 2020 · 20 filings
SEC status approved since Mar 6, 2020
RAUM
$466M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$466M as of May 26, 2026
Mar 28, 2021$165M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
Mar 28, 20210 then
Employees (5.A)35 as of May 26, 2026
Mar 28, 202121 then
Private funds12 as of May 26, 2026
Mar 28, 20215 then
RAUM -2.3% over the last fiscal year+1.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$466M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• C••••••• S••••••• S•• L•• | Private Equity Fund | $68.2M | 15 | Mar 31, 2023 |
| C••••• L••• F•••• L• | Other Private Fund | $63.9M | 9 | Mar 31, 2016 |
| C••••• L••• L••••••••• F•••• L• | Private Equity Fund | $43.7M | 49 | Feb 4, 2020 |
| C••••• L••• C••••••• P••••••• F•••• L• | Other Private Fund | $30.6M | 8 | Dec 10, 2021 |
| C••••• L••• R••• F•••• L• | Other Private Fund | $17.8M | 1 | Feb 4, 2020 |
| C••••• L••• F••• I•• L• | Other Private Fund | $17.2M | 4 | Feb 4, 2019 |
| C••••• L••• V••••••• I• L• | Venture Capital Fund | $14.8M | 90 | Feb 4, 2020 |
| C••••• L••• F••• I• L• | Other Private Fund | $10.4M | 4 | Mar 31, 2016 |
| C••••• L••• G••••• O••••••••• F•••• L• | Private Equity Fund | $9.5M | 5 | Feb 4, 2020 |
| C•• A•• H••••• L•• | Venture Capital Fund | $9.3M | 2 | Mar 31, 2022 |
| C••••• L••• V•••••••• L• | Venture Capital Fund | $9.1M | 31 | Feb 4, 2020 |
| C••••• L••• V••••••• I• P•••••••• L• | Venture Capital Fund | $5.3M | 3 | Mar 31, 2023 |
| C•• G••••••••• P•• F•••• L• | Other Private Fund | $4.4M | 1 | Dec 10, 2021 |
| M••• C•• S•• L•• | Venture Capital Fund | $561,470 | 16 | Mar 31, 2023 |
| H•• C•• S•• L•• | Venture Capital Fund | $518,742 | 8 | Mar 31, 2022 |
| A•••••• C•• S•• L•• | Venture Capital Fund | $230,256 | 4 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••• E•••• L• · Senior Vp Of Finance And Accountingcontrolsince 01/2020 · owns less than 5%
- G••••• R•• · Chief Executive Officercontrolsince 01/2020 · owns 25% to 50%
- J•••••• T•••• · Chief Compliance Officer And Chief Legal Officercontrolsince 09/2023 · owns less than 5%
- S••••• T••••• D••••••• · Chief Operating Officercontrolsince 01/2022 · owns less than 5%
- G••••• R•• · Managing Membercontrolsince 04/2018 · owns 75% or more of E•••••••• I•••
Entity owners
- E•••••••• I••• · Memberdirect · owns 25% to 50%
- J• C•••••• L•• · Memberdirect · owns 10% to 25%
- S•• ••••••••• M••••••••• L•• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- C• G• H•••••• C••• L••pooled vehicle sponsorn
- C•••• G•••••• P••••••• L••pooled vehicle sponsorn
- C••• G• L••pooled vehicle sponsorn
- C••• G•••••• P•••••• L••pooled vehicle sponsorn
- C••••• L••• F••• G•• L••pooled vehicle sponsorn
- C••••• L••• R••• F••• G•• L••pooled vehicle sponsorn
- C•• C••••••• S••••••• S•• M••••••• L••pooled vehicle sponsorn
- C•• G••••••••• P•• F••• G•••••• P•••••• L••pooled vehicle sponsorn
- C•• G•••••• P•••••• L••pooled vehicle sponsorn
- C•• I• G•••••• P•••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 12May 23, 2025 to Mar 31, 2026
- Advisory employees · 13 to 23May 23, 2025 to Mar 31, 2026
- Pooled vehicle clients · 15 to 12May 23, 2025 to Mar 31, 2026
- Employees · 25 to 35May 23, 2025 to Mar 31, 2026
- Private funds · 15 to 12May 23, 2025 to Mar 31, 2026
- Discretionary RAUM · $431M to $421MMay 23, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $45.8M to $45.6MMay 23, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $477M to $466MMay 23, 2025 to Mar 31, 2026
- RAUM · $477M to $466MMay 23, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 23, 2025
- Accounts · 16 to 15Feb 26, 2025 to Mar 31, 2025
- Advisory employees · 17 to 13Feb 26, 2025 to Mar 31, 2025
- Pooled vehicle clients · 16 to 15Feb 26, 2025 to Mar 31, 2025
- Employees · 27 to 25Feb 26, 2025 to Mar 31, 2025
- Private funds · 16 to 15Feb 26, 2025 to Mar 31, 2025
- Discretionary RAUM · $446M to $431MFeb 26, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $45.8M to $45.8MFeb 26, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $492M to $477MFeb 26, 2025 to Mar 31, 2025
- RAUM · $492M to $477MFeb 26, 2025 to Mar 31, 2025
- Business name · C••••• L••• P•••••••• L•• to C••••• L••• C•••••• M•••••••••Oct 18, 2024 to Feb 26, 2025
- Accounts · 13 to 16Mar 31, 2024 to Apr 25, 2024
- Business name · C••••• L••• C•••••• M••••••••• to C••••• L••• P•••••••• L••Mar 31, 2024 to Apr 25, 2024
- Pooled vehicle clients · 13 to 16Mar 31, 2024 to Apr 25, 2024
- Private funds · 13 to 16Mar 31, 2024 to Apr 25, 2024
- Discretionary RAUM · $356M to $446MMar 31, 2024 to Apr 25, 2024
- Pooled vehicle RAUM · $401M to $492MMar 31, 2024 to Apr 25, 2024
- RAUM · $401M to $492MMar 31, 2024 to Apr 25, 2024
- Related adviser · true to falseMar 31, 2024 to Apr 25, 2024
- Advisory employees · 25 to 17Oct 26, 2023 to Mar 31, 2024
- Advisory activities · 2 to 1Oct 26, 2023 to Mar 31, 2024
- Business name · C••••• L••• P••••••• to C••••• L••• C•••••• M•••••••••Oct 26, 2023 to Mar 31, 2024
- Assets in custody · unset to 0.0Oct 26, 2023 to Mar 31, 2024
- Custody of client assets · false to trueOct 26, 2023 to Mar 31, 2024
- Employees · 33 to 27Oct 26, 2023 to Mar 31, 2024
- Other offices · 1 to 0Oct 26, 2023 to Mar 31, 2024
- Discretionary RAUM · $448M to $356MOct 26, 2023 to Mar 31, 2024
- Non-discretionary RAUM · $0 to $45.8MOct 26, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $448M to $401MOct 26, 2023 to Mar 31, 2024
- RAUM · $448M to $401MOct 26, 2023 to Mar 31, 2024
- Accounts · 10 to 13Dec 15, 2022 to Mar 31, 2023
Signals
6 dated events
- T•••• J••••• (Chief Compliance Officer) appeared on Schedule A of C••••• L••• C•••••• M•••••••••Oct 26, 2023 · Control person joined · fact
- Paul Matthew Parker (Chief Financial Officer) no longer on Schedule A of C••••• L••• C•••••• M••••••••• (listed 2023-03-31, absent 2023-04-28)Apr 28, 2023 · Control person left · inference
- Paul Matthew Parker (Chief Financial Officer) appeared on Schedule A of C••••• L••• C•••••• M•••••••••Mar 31, 2023 · Control person joined · fact
- Danielle Tazia Smith (Chief Operating Officer) appeared on Schedule A of C••••• L••• C•••••• M•••••••••Mar 31, 2023 · Control person joined · fact
- C••••• L••• C•••••• M••••••••• reported RAUM $320.2M, up 94% from $164.8M (2021-03-28 to 2021-12-10)Dec 10, 2021 · RAUM change · derived
- C••••• L••• P••••••• filed its initial SEC registration (Form ADV)Feb 4, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••• L••• C•••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- C••••• L••• P•••••••• L•• · Private Equityshared crd · organization
- C••••• L••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/closed-loop-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- closedlooppartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-475-0201reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026