DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
A••••• P•••••••
Legal name A••••• P•••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Jan 3, 2020 · 17 filings
SEC status approved since Feb 25, 2020
RAUM
$18B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
77
70 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
55
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$18B as of Mar 31, 2026
Mar 31, 2021$866M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20210 then
Employees (5.A)77 as of Mar 31, 2026
Mar 31, 202116 then
Private funds55 as of Mar 31, 2026
Mar 31, 20214 then
RAUM +29% over the last fiscal year+40% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $285MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$18B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 64reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• S••••• P••••••• F••• I•• L• | Private Equity Fund | $4.1B | 110 | Mar 31, 2023 |
| A••••• S••••• P••••••• F••• I• L• | Private Equity Fund | $3.3B | 78 | Jun 24, 2020 |
| A•• N••••••• I• L• | Private Equity Fund | $963M | 19 | Mar 31, 2022 |
| A••••• K••••••• P••••••• F••• I• L• | Private Equity Fund | $398M | 14 | Mar 29, 2024 |
| A••••••• O••••••••• L• | Private Equity Fund | $376M | 7 | Mar 29, 2024 |
| A••••• S••••• P••••••• F••• I• S•••••• I•• L• | Private Equity Fund | $183M | 8 | Mar 31, 2022 |
| K•••••• L•no longer reported | Private Equity Fund | $169M | 1 | Mar 31, 2022 |
| A••••• S••••• P••••••• P••• L• | Private Equity Fund | $150M | 1 | Mar 31, 2022 |
| A••••• P•••••• C•••••••• F•••• L• | Private Equity Fund | $147M | 1 | Mar 31, 2021 |
| A••••• S••••• P••••••• F••• I• S••••••• L• | Private Equity Fund | $135M | 8 | Mar 31, 2022 |
| A••••• S••••• P••••••• M•••• L• | Private Equity Fund | $129M | 2 | Mar 31, 2021 |
| A•• B••• G••••• L• | Private Equity Fund | $127M | 2 | Mar 29, 2024 |
| K•••• H•••••••• L• | Private Equity Fund | $121M | 5 | Mar 31, 2022 |
| A••••• S••••• P••••••• S•• C••• L•• | Private Equity Fund | $120M | 1 | Mar 31, 2022 |
| A••••• P•••••• C•••••••• F••• I•• L• | Private Equity Fund | $101M | 1 | Mar 31, 2023 |
| A••••• S••••• P••••••• F••• I• F•••••• L•no longer reported | Private Equity Fund | $86.0M | 2 | Jun 24, 2020 |
| A••••• S••••• P••••••• U• C•••••••• I•• L• | Private Equity Fund | $76.0M | 1 | Mar 29, 2024 |
| A••••• S••••• C•••••••• F••• I• L• | Private Equity Fund | $75.0M | 1 | Mar 29, 2024 |
| A••••• S••••• P••••••• M••• I•• L• | Private Equity Fund | $66.5M | 2 | Mar 31, 2023 |
| A•• I• O••••••••• F•••• L• | Private Equity Fund | $64.5M | 3 | Mar 31, 2023 |
| M•• A••••••••• F••• L• | Private Equity Fund | $50.0M | 1 | Mar 29, 2024 |
| A••••• P••••••• C••••••••• L• | Private Equity Fund | $48.1M | 6 | Mar 31, 2021 |
| A••••• G••••••••• S••••••• L• | Private Equity Fund | $45.4M | 7 | Mar 31, 2023 |
| A••••• K••••••• P••••••• S•• L• | Private Equity Fund | $40.0M | 1 | Mar 29, 2024 |
| A••••• S••••• P••••••• P•• C••• L•• | Private Equity Fund | $37.8M | 1 | Mar 31, 2023 |
| A••••• P••••••• C•••••••• I•• L• | Private Equity Fund | $18.8M | 2 | Mar 31, 2023 |
| A••••• K••••••• P••••••• F••• I••• L• | Private Equity Fund | $6.0M | 2 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• M••••••• D•••• · Partner And Chief Legal Officercontrolsince 06/2023 · owns less than 5%
- C••••••• I••• H••••• · Managing Partnercontrolsince 11/2019 · owns less than 5%
- O•••••••• D••••• J••••• · Managing Partnercontrolsince 11/2019 · owns less than 5%
- V••••• J•••• B••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 12/2019 · owns less than 5%
- C••••••• I••• H••••• · Limited Partner Of A••••• P••••••• P•••••• L•••controlsince 04/2020 · owns 50% to 75% of A••••• P••••••• P•••••• L•••
- C••••••• I••• H••••• · Member Of A••••• M••••••••• C••••••• L••controlsince 09/2019 · owns 75% or more of A••••• M••••••••• C••••••• L••
- O•••••••• D••••• J••••• · Limited Partner Of A••••• P••••••• P•••••• L•••controlsince 04/2020 · owns 50% to 75% of A••••• P••••••• P•••••• L•••
Entity owners
- A••••• M••••••••• C••••••• L•• · General Partner Of A••••• P•••••••• L•direct · owns less than 5%
- A••••• M••••••••• H•••••••• L••• · Limited Partnerdirect · owns 75% or more
- A••••• M••••••••• C••••••• L•• · General Partner Of A••••• M••••••••• H•••••••• L•••indirect · owns F of A••••• M••••••••• H•••••••• L•••
- A••••• M••••••••• C••••••• L•• · General Partner Of A••••• P••••••• P•••••• L•••indirect · owns F of A••••• P••••••• P•••••• L•••
- A••••• P••••••• P•••••• L••• · Limited Partner Of A••••• M••••••••• H•••••••• L•••indirect · owns 75% or more of A••••• M••••••••• H•••••••• L•••
Related persons
Schedule D 7.A
- A••••• K••••••• P••••••• F••• I• C•••••••• G•• L•pooled vehicle sponsory
- A••••• K••••••• P••••••• F••• I• G•• L•pooled vehicle sponsory
- A••••• S••••• P••••••• F••• I• C•••••••• G•• L•pooled vehicle sponsory
- A••••• S••••• P••••••• F••• I• G•• L•pooled vehicle sponsory
- A••••• S••••• P••••••• F••• I• C•••••••• G•• L•pooled vehicle sponsory
- A••••• S••••• P••••••• F••• I• G•• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- New York, NY8 employees
- London, United Kingdom2 employees
What changed
consecutive filings, newest first
- Accounts · 48 to 64Jun 16, 2025 to Mar 31, 2026
- Advisory employees · 60 to 70Jun 16, 2025 to Mar 31, 2026
- Pooled vehicle clients · 41 to 55Jun 16, 2025 to Mar 31, 2026
- Employees · 67 to 77Jun 16, 2025 to Mar 31, 2026
- Other offices · 2 to 3Jun 16, 2025 to Mar 31, 2026
- Private funds · 41 to 55Jun 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $12B to $15BJun 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.2B to $3.1BJun 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $14B to $18BJun 16, 2025 to Mar 31, 2026
- RAUM · $14B to $18BJun 16, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 16, 2025
- Accounts · 30 to 48May 20, 2024 to Mar 31, 2025
- Advisory employees · 45 to 60May 20, 2024 to Mar 31, 2025
- Pooled vehicle clients · 25 to 41May 20, 2024 to Mar 31, 2025
- Employees · 50 to 67May 20, 2024 to Mar 31, 2025
- Private funds · 25 to 41May 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $9.0B to $12BMay 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $820M to $2.2BMay 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $9.8B to $14BMay 20, 2024 to Mar 31, 2025
- RAUM · $9.8B to $14BMay 20, 2024 to Mar 31, 2025
- Accounts · 22 to 30Jul 18, 2023 to Mar 29, 2024
- Advisory employees · 31 to 45Jul 18, 2023 to Mar 29, 2024
- Business name · A••••• S••••• P••••••• to A••••• P•••••••Jul 18, 2023 to Mar 29, 2024
- Pooled vehicle clients · 17 to 25Jul 18, 2023 to Mar 29, 2024
- Employees · 36 to 50Jul 18, 2023 to Mar 29, 2024
- Other offices · 1 to 2Jul 18, 2023 to Mar 29, 2024
- Private funds · 17 to 25Jul 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $5.9B to $9.0BJul 18, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $783M to $820MJul 18, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $6.6B to $9.8BJul 18, 2023 to Mar 29, 2024
- RAUM · $6.6B to $9.8BJul 18, 2023 to Mar 29, 2024
- Accounts · 14 to 22May 12, 2022 to Mar 31, 2023
- Advisory employees · 16 to 31May 12, 2022 to Mar 31, 2023
- Pooled vehicle clients · 11 to 17May 12, 2022 to Mar 31, 2023
- Employees · 24 to 36May 12, 2022 to Mar 31, 2023
- Private funds · 11 to 17May 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.2B to $5.9BMay 12, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $745M to $783MMay 12, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.9B to $6.6BMay 12, 2022 to Mar 31, 2023
- RAUM · $3.9B to $6.6BMay 12, 2022 to Mar 31, 2023
Signals
10 dated events
- A••••• P••••••• no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $18.2B)Jul 1, 2026 · Left the SEC roster · derived
- A••••• P••••••• reported RAUM $18.2B, up 29% from $14.1B (2025-06-16 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A••••• P••••••• reported RAUM $14.1B, up 44% from $9.8B (2024-05-20 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A••••• P••••••• reported RAUM $9.8B, up 48% from $6.6B (2023-07-18 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- David Michael Belsley (Partner And Chief Legal Officer) appeared on Schedule A of A••••• P•••••••Mar 29, 2024 · Control person joined · fact
- A••••• P••••••• reported RAUM $6.6B, up 69% from $3.9B (2022-05-12 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A••••• P••••••• reported RAUM $3.9B, up 355% from $866.2M (2021-06-14 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A••••• P••••••• reported RAUM $866.2M, up 106% from $420.8M (2020-06-24 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Justin David O'Connor (Managing Partner) appeared on Schedule A of A••••• P•••••••Jun 24, 2020 · Control person joined · fact
- A••••• P•••••••• L• filed its initial SEC registration (Form ADV)Jan 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- A••••• S••••• P••••••• · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026