DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• F••••• O••••• L••
Latest filing Mar 25, 2026
First filing on the tape May 7, 2020 · 18 filings
SEC status approved since Jun 15, 2020
RAUM
$1.3B
reported, Item 5.F
Discretionary
43%
of RAUM
Private clients
30%
$391M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.3B as of Mar 25, 2026
Mar 31, 2021$835M then
HNW client RAUM$391M as of Mar 25, 2026
Mar 31, 2021$225M then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 31, 20210 then
Employees (5.A)11 as of Mar 25, 2026
Mar 31, 20217 then
Private funds: no history
RAUM +15% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.0MderivedHNW RAUM over HNW clients
- Average account
- $25.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 43%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$930M70%
- High-net-worth individuals$391M30%
- Individual clients
- n/areported
- HNW clients
- 30reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 51reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.3 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• D••••• · Manager; Chief Compliance Officercontrolsince 09/2019 · owns less than 5%
- G•••• B••••• F••••• · Member; Chief Executive Officercontrolsince 09/2019 · owns 75% or more
Related persons
Schedule D 7.A
- L•• S•••••investment advisern
Offices
Schedule D 1.F, the 25 largest
- Lima, Peru6 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 25, 2026RAUM per account of $25,914,871 against a peer median of $813,262 (1333 comparable advisers, 99.0th percentile, 16.9 robust deviations)peers: independent wealth managers, $1B to $5B (1,333) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 49 to 51Nov 11, 2025 to Mar 25, 2026
- Advisory employees · 10 to 11Nov 11, 2025 to Mar 25, 2026
- HNW clients · 28 to 30Nov 11, 2025 to Mar 25, 2026
- Employees · 10 to 11Nov 11, 2025 to Mar 25, 2026
- Discretionary RAUM · $509M to $572MNov 11, 2025 to Mar 25, 2026
- HNW RAUM · $305M to $391MNov 11, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $638M to $750MNov 11, 2025 to Mar 25, 2026
- RAUM · $1.1B to $1.3BNov 11, 2025 to Mar 25, 2026
- Financial planning clients · unset to Feb 20, 2025 to May 2, 2025
- Accounts · 46 to 49Apr 11, 2024 to Feb 20, 2025
- Advisory employees · 9 to 10Apr 11, 2024 to Feb 20, 2025
- Corporate clients · 20 to 21Apr 11, 2024 to Feb 20, 2025
- HNW clients · 26 to 28Apr 11, 2024 to Feb 20, 2025
- Employees · 9 to 10Apr 11, 2024 to Feb 20, 2025
- Discretionary RAUM · $495M to $509MApr 11, 2024 to Feb 20, 2025
- HNW RAUM · $356M to $305MApr 11, 2024 to Feb 20, 2025
- Non-discretionary RAUM · $624M to $638MApr 11, 2024 to Feb 20, 2025
- RAUM · $1.1B to $1.1BApr 11, 2024 to Feb 20, 2025
- Accounts · 40 to 46Mar 16, 2023 to Mar 22, 2024
- Corporate clients · 18 to 20Mar 16, 2023 to Mar 22, 2024
- HNW clients · 22 to 26Mar 16, 2023 to Mar 22, 2024
- Discretionary RAUM · $445M to $495MMar 16, 2023 to Mar 22, 2024
- HNW RAUM · $309M to $356MMar 16, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $516M to $624MMar 16, 2023 to Mar 22, 2024
- RAUM · $961M to $1.1BMar 16, 2023 to Mar 22, 2024
- Accounts · 32 to 40Feb 24, 2023 to Mar 16, 2023
- Advisory employees · 7 to 9Feb 24, 2023 to Mar 16, 2023
- Advisory activities · 2 to 3Feb 24, 2023 to Mar 16, 2023
- Corporate clients · 16 to 18Feb 24, 2023 to Mar 16, 2023
- HNW clients · 16 to 22Feb 24, 2023 to Mar 16, 2023
- Employees · 7 to 9Feb 24, 2023 to Mar 16, 2023
- Discretionary RAUM · $530M to $445MFeb 24, 2023 to Mar 16, 2023
- HNW RAUM · $348M to $309MFeb 24, 2023 to Mar 16, 2023
- Non-discretionary RAUM · $509M to $516MFeb 24, 2023 to Mar 16, 2023
- RAUM · $1.0B to $961MFeb 24, 2023 to Mar 16, 2023
- Accounts · 26 to 32Mar 31, 2021 to Mar 28, 2022
- Corporate clients · 14 to 16Mar 31, 2021 to Mar 28, 2022
- HNW clients · 12 to 16Mar 31, 2021 to Mar 28, 2022
- Discretionary RAUM · $414M to $530MMar 31, 2021 to Mar 28, 2022
- HNW RAUM · $225M to $348MMar 31, 2021 to Mar 28, 2022
Signals
1 dated events
- F••••• G••••••••• I••••••••• L•• filed its initial SEC registration (Form ADV)May 7, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• F••••• O••••• L•• · Family Officesshared crd · office
- A•••• F••••• O••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- allie-intl.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-635-7162reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026