DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• C•••••• M••••••••• L•
Latest filing Apr 29, 2026
First filing on the tape Jun 28, 2023 · 8 filings
SEC status approved since Jul 31, 2023
RAUM
$862M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$862M as of Apr 29, 2026
Mar 28, 2024$505M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Mar 28, 20240 then
Employees (5.A)11 as of Apr 29, 2026
Mar 28, 20248 then
Private funds11 as of Apr 29, 2026
Mar 28, 202411 then
RAUM +22% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $71.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $780M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$862M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $780M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••• C•••••• P••••••• I• L• | Private Equity Fund | $97.8M | 80 | Mar 30, 2023 |
| H•••• R••••• F••• L•• | Private Equity Fund | $94.1M | 60 | Mar 30, 2022 |
| H•••• C•••••• P••••••• I• L• | Private Equity Fund | $69.2M | 45 | Jan 7, 2020 |
| H•••• P•••••••• H••••••• L•• | Private Equity Fund | $59.3M | 30 | Mar 30, 2023 |
| H•••• T••• E••••••••• F••• L•• | Private Equity Fund | $52.9M | 35 | Jun 28, 2023 |
| H•••• L•• H••••••• L•• | Private Equity Fund | $47.0M | 25 | Mar 30, 2022 |
| H•••• T••• G•••••••• H••••••• L•• | Private Equity Fund | $38.0M | 25 | Mar 28, 2024 |
| H•• R• H••••••• L•• | Private Equity Fund | $34.8M | 35 | Mar 29, 2021 |
| H•••• P•••••••• H••••••• ••••••• L•• | Private Equity Fund | $24.6M | 1 | Mar 28, 2024 |
| H•••• P•• F••• L•• | Private Equity Fund | $11.8M | 25 | Mar 30, 2022 |
| H•••• C•••••• C••••• P•••••• I• L•• | Private Equity Fund | $6.9M | 2 | Mar 28, 2024 |
| H•••• S•••••• S••••••••• F••• L••no longer reported | Private Equity Fund | $1.2M | 9 | Mar 30, 2022 |
| H•••• O•••• F••• L••no longer reported | Private Equity Fund | $298,000 | 40 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• J•••• P•••• · Managing Partner - H•••• C•••••• M••••••••• L•controlsince 09/2019 · owns 75% or more
- G••••••••• J•••• P•••• · Managing Membercontrolsince 09/2019 · owns 75% or more of H•••• C•••••• M••••••••• G• L••
- C••••• B••••• D•••• · Chief Financial Officer, Chief Compliance Officersince 11/2021 · owns less than 5%
Entity owners
- H•••• C•••••• M••••••••• G• L•• · General Partner - H•••• C•••••• M••••••••• L•direct · owns less than 5%
Related persons
Schedule D 7.A
- H•••• C•••••• P••••••• G• L••pooled vehicle sponsory
- H•••• C•••••• P••••••• I• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 8Jan 23, 2026 to Mar 30, 2026
- Assets in custody · $613M to $780MJan 23, 2026 to Mar 30, 2026
- Employees · 9 to 11Jan 23, 2026 to Mar 30, 2026
- Discretionary RAUM · $706M to $862MJan 23, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $706M to $862MJan 23, 2026 to Mar 30, 2026
- RAUM · $706M to $862MJan 23, 2026 to Mar 30, 2026
- Financial planning clients · unset to Apr 30, 2025 to Jul 8, 2025
- Accounts · 11 to 12May 28, 2024 to Apr 30, 2025
- Pooled vehicle clients · 11 to 12May 28, 2024 to Apr 30, 2025
- Assets in custody · $505M to $613MMay 28, 2024 to Apr 30, 2025
- Employees · 8 to 9May 28, 2024 to Apr 30, 2025
- Discretionary RAUM · $505M to $706MMay 28, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $505M to $706MMay 28, 2024 to Apr 30, 2025
- RAUM · $505M to $706MMay 28, 2024 to Apr 30, 2025
- Accounts · 8 to 11Jun 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 8 to 11Jun 28, 2023 to Mar 28, 2024
- Assets in custody · $287M to $505MJun 28, 2023 to Mar 28, 2024
- Private funds · 16 to 11Jun 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $387M to $505MJun 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $387M to $505MJun 28, 2023 to Mar 28, 2024
- RAUM · $387M to $505MJun 28, 2023 to Mar 28, 2024
Signals
3 dated events
- H•••• C•••••• M••••••••• L• reported RAUM $706.4M, up 40% from $504.7M (2024-05-28 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- H•••• C•••••• M••••••••• L• reported RAUM $504.7M, up 30% from $387.1M (2023-06-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- H•••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 28, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- H•••• C•••••• M••••••••• L• · Private Equityshared crd · organization
- H•••• C•••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/halle-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- hallecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-906-4140reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026