DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• E••••• P•••••••
Legal name S•••••• E••••• P•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 28, 2022 · 9 filings
SEC status approved since Jul 28, 2022
RAUM
$1.4B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.4B as of Mar 27, 2026
Mar 31, 2023$485M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20230 then
Employees (5.A)19 as of Mar 27, 2026
Mar 31, 20238 then
Private funds9 as of Mar 27, 2026
Mar 31, 20234 then
RAUM +126% over the last fiscal year+41% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $152MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +126%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• E••••• P••••••• I••• L••• | Private Equity Fund | $176M | 24 | Sep 23, 2020 |
| S•••••• E••••• P••••••• I•••• L••• | Private Equity Fund | $58.9M | 23 | Mar 31, 2023 |
| S•••••• E••••• P••••••• I••• L••• | Private Equity Fund | $33.7M | 7 | Sep 23, 2020 |
| O•••••• I••••••• H••••••• I•• L•• | Private Equity Fund | $27.9M | 8 | Nov 1, 2023 |
| S•••••• E••••• P••••••• I•••• L••• | Private Equity Fund | $17.1M | 10 | Mar 31, 2023 |
| N••••• H•••••••• L•• | Private Equity Fund | $0 | 2 | Nov 1, 2023 |
Owners and control persons
Schedule A and B, latest filing
- T•••••••• A•••••• R• · Managing Directorcontrolsince 12/2019 · owns less than 5%
- T•••••••• A•••••• R• · Limited Partnercontrolsince 07/2023 · owns 75% or more of S•••••• E••••• P••••••• H•••••••• L•••
- F••••••• D••••••• B• •• O•••• · Chief Compliance Officersince 05/2023 · owns less than 5%
Entity owners
- S•••••• E••••• P••••••• H•••••••• L••• · Memberdirect · owns 75% or more
- S•••••• E••••• P••••••• H•••••••• G•• L•• · General Partnerindirect · owns F of S•••••• E••••• P••••••• H•••••••• L•••
Related persons
Schedule D 7.A
- A•• C••••••• L••pooled vehicle sponsorn
- S•••••• E••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- S•••••• E••••• P••••••• I• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 27, 2026private funds (Schedule D 7.B.1) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 93% percentile
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $605,716,799 to $1,367,116,915 (+126.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 96.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 9Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 13 to 17Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 6 to 9Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $606M to $1.4BMar 28, 2025 to Mar 27, 2026
- Employees · 14 to 19Mar 28, 2025 to Mar 27, 2026
- Private funds · 6 to 9Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $578M to $1.3BMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $27.9M to $24.0MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $606M to $1.4BMar 28, 2025 to Mar 27, 2026
- RAUM · $606M to $1.4BMar 28, 2025 to Mar 27, 2026
- Advisory employees · 11 to 13Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $652M to $606MMar 28, 2024 to Mar 28, 2025
- Employees · 13 to 14Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $624M to $578MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $27.9M to $27.9MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $652M to $606MMar 28, 2024 to Mar 28, 2025
- RAUM · $652M to $606MMar 28, 2024 to Mar 28, 2025
- Advisory employees · 9 to 11Nov 1, 2023 to Mar 28, 2024
- Assets in custody · $510M to $652MNov 1, 2023 to Mar 28, 2024
- Employees · 10 to 13Nov 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $510M to $624MNov 1, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $24.0M to $27.9MNov 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $534M to $652MNov 1, 2023 to Mar 28, 2024
- RAUM · $534M to $652MNov 1, 2023 to Mar 28, 2024
- Accounts · 4 to 6Jul 21, 2023 to Nov 1, 2023
- Pooled vehicle clients · 4 to 6Jul 21, 2023 to Nov 1, 2023
- Assets in custody · $518M to $510MJul 21, 2023 to Nov 1, 2023
- Private funds · 4 to 6Jul 21, 2023 to Nov 1, 2023
- Discretionary RAUM · $518M to $510MJul 21, 2023 to Nov 1, 2023
- Non-discretionary RAUM · $0 to $24.0MJul 21, 2023 to Nov 1, 2023
- Pooled vehicle RAUM · $518M to $534MJul 21, 2023 to Nov 1, 2023
- RAUM · $518M to $534MJul 21, 2023 to Nov 1, 2023
- Advisory employees · 8 to 9May 11, 2023 to Jul 21, 2023
- Assets in custody · $485M to $518MMay 11, 2023 to Jul 21, 2023
- Employees · 8 to 10May 11, 2023 to Jul 21, 2023
- Discretionary RAUM · $485M to $518MMay 11, 2023 to Jul 21, 2023
- Pooled vehicle RAUM · $485M to $518MMay 11, 2023 to Jul 21, 2023
- RAUM · $485M to $518MMay 11, 2023 to Jul 21, 2023
- Accounts · 2 to 4Jul 8, 2022 to Mar 31, 2023
Signals
3 dated events
- S•••••• E••••• P••••••• reported RAUM $1.4B, up 126% from $605.7M (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- S•••••• E••••• P••••••• reported RAUM $485.0M, up 203% from $160.0M (2022-07-08 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- S•••••• E••••• P••••••• filed its initial SEC registration (Form ADV)Jun 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••• E••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- S•••••• E••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- seasideequity.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (858) 947-1350reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026