DFX Intelligence
RIA Intelligence
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SEC-registered adviser
K••• V• C•••••• M••••••••• L••
Latest filing Aug 10, 2026
First filing on the tape Jun 30, 2021 · 7 filings
SEC status approved since Jul 29, 2021
RAUM
$54.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$54.8M as of Aug 10, 2026
Mar 4, 2022$47.9M then
HNW client RAUM$0 as of Aug 10, 2026
Mar 4, 2022$0 then
State-registered IARs (5.B.3)0 as of Aug 10, 2026
Mar 4, 20220 then
Employees (5.A)1 as of Aug 10, 2026
Mar 4, 20221 then
Private funds1 as of Aug 10, 2026
Mar 4, 20221 then
RAUM +39% over the last fiscal year+4.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- $54.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $54.8M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$54.8M100%
- Individual clients
- n/areported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $54.8M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••• V• P•••••••• L• | Hedge Fund | $43.3M | 37 | Jun 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F•••• D•••••• D•••• · Managing Member & Ccocontrolsince 02/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $39.5M to $54.8MMar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $39.5M to $54.8MMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $39.5M to $54.8MMar 27, 2025 to Mar 27, 2026
- RAUM · $39.5M to $54.8MMar 27, 2025 to Mar 27, 2026
- Accounts · 2 to 1Mar 26, 2024 to Mar 27, 2025
- Pooled vehicle clients · 2 to 1Mar 26, 2024 to Mar 27, 2025
- Assets in custody · $43.3M to $39.5MMar 26, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $45.7M to $39.5MMar 26, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $45.7M to $39.5MMar 26, 2024 to Mar 27, 2025
- RAUM · $45.7M to $39.5MMar 26, 2024 to Mar 27, 2025
- HNW clients · 3 to 2Mar 28, 2023 to Mar 26, 2024
- Assets in custody · $45.1M to $43.3MMar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $47.5M to $45.7MMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $47.5M to $45.7MMar 28, 2023 to Mar 26, 2024
- RAUM · $47.5M to $45.7MMar 28, 2023 to Mar 26, 2024
- Accounts · 1 to 2Mar 4, 2022 to Mar 28, 2023
- Pooled vehicle clients · 1 to 2Mar 4, 2022 to Mar 28, 2023
- Assets in custody · $47.9M to $45.1MMar 4, 2022 to Mar 28, 2023
- Discretionary RAUM · $47.9M to $47.5MMar 4, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $47.9M to $47.5MMar 4, 2022 to Mar 28, 2023
- RAUM · $47.9M to $47.5MMar 4, 2022 to Mar 28, 2023
- Business name · K•••• V• C•••••• M••••••••• L•• to K••• V• C•••••• M••••••••• L••Jun 30, 2021 to Mar 4, 2022
- Assets in custody · $46.4M to $47.9MJun 30, 2021 to Mar 4, 2022
- Discretionary RAUM · $46.4M to $47.9MJun 30, 2021 to Mar 4, 2022
- Pooled vehicle RAUM · $46.4M to $47.9MJun 30, 2021 to Mar 4, 2022
- RAUM · $46.4M to $47.9MJun 30, 2021 to Mar 4, 2022
Signals
1 dated events
- K•••• V• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••• V• C•••••• M••••••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Principal office phone
- 404-815-4533reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026