DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• L••
Latest filing Mar 23, 2026
First filing on the tape Feb 12, 2020 · 12 filings
SEC status approved since Mar 13, 2020
RAUM
$287M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$287M as of Mar 23, 2026
Mar 31, 2021$112M then
HNW client RAUM$0 as of Mar 24, 2025
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 31, 20210 then
Employees (5.A)5 as of Mar 23, 2026
Mar 31, 20217 then
Private funds2 as of Mar 23, 2026
Mar 31, 20211 then
RAUM -4.1% over the last fiscal year-7.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $143MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$287M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••• M••••••••• P••••••• I•• L•• | Real Estate Fund | $234M | 2 | Jul 10, 2020 |
| V••• M••••••••• P••••••• I•• L•• | Real Estate Fund | $109M | 2 | Mar 23, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A•• Y••••••• · Chief Executive Officercontrolsince 12/2019 · owns less than 5%
- G••• M•••••• M• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- H••••• S••••••• G•••• · Senior Vice President, Head Of V•••controlsince 01/2024 · owns less than 5%
- A•• Y••••••• · Chief Executive Officercontrolsince 12/2019 · owns 75% or more of V•••••• G••••• I••
Entity owners
- V•••••• G••••• I•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- G•••••••• P••••••• M••••••••• I•••investment companyn
- R••••••••• I••investment companyn
- V•••••• I••••••••• I••investment companyn
- V•••••• T••••• V•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 23, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-24, no on the filing of 2026-03-23peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Charity clients · 0.0 to unsetMar 24, 2025 to Mar 23, 2026
- Corporate clients · 0.0 to unsetMar 24, 2025 to Mar 23, 2026
- HNW clients · 0.0 to unsetMar 24, 2025 to Mar 23, 2026
- Individual clients · 0.0 to unsetMar 24, 2025 to Mar 23, 2026
- Pension plan clients · 0.0 to unsetMar 24, 2025 to Mar 23, 2026
- Custody of client assets · true to falseMar 24, 2025 to Mar 23, 2026
- Employees · 6 to 5Mar 24, 2025 to Mar 23, 2026
- Discretionary RAUM · $299M to $287MMar 24, 2025 to Mar 23, 2026
- HNW RAUM · 0.0 to unsetMar 24, 2025 to Mar 23, 2026
- Individual RAUM · 0.0 to unsetMar 24, 2025 to Mar 23, 2026
- Pension RAUM · 0.0 to unsetMar 24, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $299M to $287MMar 24, 2025 to Mar 23, 2026
- RAUM · $299M to $287MMar 24, 2025 to Mar 23, 2026
- Advisory employees · 5 to 4Jun 3, 2024 to Mar 24, 2025
- Employees · 7 to 6Jun 3, 2024 to Mar 24, 2025
- Financial planning clients · unset to Jun 3, 2024 to Mar 24, 2025
- HQ city · LOS ANGELES to SAN FRANCISCOJun 3, 2024 to Mar 24, 2025
- Discretionary RAUM · $342M to $299MJun 3, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $342M to $299MJun 3, 2024 to Mar 24, 2025
- RAUM · $342M to $299MJun 3, 2024 to Mar 24, 2025
- Advisory employees · 7 to 5Jan 16, 2024 to Mar 25, 2024
- Employees · 9 to 7Jan 16, 2024 to Mar 25, 2024
- Discretionary RAUM · $357M to $342MJan 16, 2024 to Mar 25, 2024
- Pooled vehicle RAUM · $357M to $342MJan 16, 2024 to Mar 25, 2024
- RAUM · $357M to $342MJan 16, 2024 to Mar 25, 2024
- Accounts · 1 to 2Mar 16, 2022 to Mar 23, 2023
- Pooled vehicle clients · 1 to 2Mar 16, 2022 to Mar 23, 2023
- Private funds · 1 to 2Mar 16, 2022 to Mar 23, 2023
- Discretionary RAUM · $229M to $357MMar 16, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $229M to $357MMar 16, 2022 to Mar 23, 2023
- RAUM · $229M to $357MMar 16, 2022 to Mar 23, 2023
- Advisory employees · 6 to 7Mar 31, 2021 to Mar 16, 2022
- Employees · 7 to 9Mar 31, 2021 to Mar 16, 2022
- Discretionary RAUM · $112M to $229MMar 31, 2021 to Mar 16, 2022
- Pooled vehicle RAUM · $112M to $229MMar 31, 2021 to Mar 16, 2022
- RAUM · $112M to $229MMar 31, 2021 to Mar 16, 2022
- Advisory employees · 5 to 6Mar 5, 2021 to Mar 31, 2021
- Assets in custody · $100M to $0Mar 5, 2021 to Mar 31, 2021
- Employees · 5 to 7Mar 5, 2021 to Mar 31, 2021
- Discretionary RAUM · $100M to $112MMar 5, 2021 to Mar 31, 2021
Signals
9 dated events
- Tracy Lo (Chief Compliance Officer) no longer on Schedule A of V•••• L•• (listed 2024-03-25, absent 2024-06-03)Jun 3, 2024 · Control person left · inference
- Mo Minzhe Guo (Chief Compliance Officer) appeared on Schedule A of V•••• L••Jun 3, 2024 · Control person joined · fact
- Carlisle Bryan Crane (President) no longer on Schedule A of V•••• L•• (listed 2023-03-23, absent 2024-01-16)Jan 16, 2024 · Control person left · inference
- Garth Spencer Hogan (Senior Vice President, Head Of Vila) appeared on Schedule A of V•••• L••Jan 16, 2024 · Control person joined · fact
- V•••• L•• reported RAUM $356.9M, up 56% from $228.6M (2022-03-16 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- V•••• L•• reported RAUM $228.6M, up 105% from $111.8M (2021-03-31 to 2022-03-16)Mar 16, 2022 · RAUM change · derived
- Nina Tran (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of V•••• L•• (listed 2020-12-16, absent 2021-03-05)Mar 5, 2021 · Control person left · inference
- Tracy Lo (Chief Compliance Officer) appeared on Schedule A of V•••• L••Mar 5, 2021 · Control person joined · fact
- V•••• L•• filed its initial SEC registration (Form ADV)Feb 12, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- v••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-578-7610reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
V•••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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