DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Core Capital Wealth Management, LLC

Former SEC-registered adviserProvidence, UtahCRD 307220SEC 801-118054IAPD
Latest filing Jul 17, 2020
First filing on the tape Jan 10, 2020 · 9 filings
RAUM
$9.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$9.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$9.0M as of Jul 17, 2020
Jan 10, 2020$0 then
HNW client RAUM$6.0M as of Jul 17, 2020
Apr 16, 2020$6.0M then
State-registered IARs (5.B.3)3 as of Jul 17, 2020
Jan 10, 20202 then
Employees (5.A)3 as of Jul 17, 2020
Jan 10, 20202 then
Private funds: no history
Practice profile
derived from the filing of Jul 17, 2020; every figure names its basis
RAUM per advisor
$3.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
7derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.0MderivedHNW RAUM over HNW clients
Average account
$173,077derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$6.0M67%
  • Individuals$3.0M33%
Individual clients
14reported
HNW clients
6reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
52reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Mathew Ryan Bohm · Managing Member & Chief Executive Officercontrol
    since 02/2020 · owns 50% to 75%
  • Tessmer Tanner Dance · Managing Member, Chief Compliance Officer & Chief Investment Officercontrol
    since 02/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
  • Allen Law Office Pllc
    n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory employees · 2 to 3
    Jun 5, 2020 to Jul 17, 2020
  • Employees · 2 to 3
    Jun 5, 2020 to Jul 17, 2020
  • State-registered IARs · 2 to 3
    Jun 5, 2020 to Jul 17, 2020
  • Advisory activities · 2 to 4
    Apr 16, 2020 to Jun 5, 2020
  • Assets in custody · 6500000.0 to unset
    Apr 16, 2020 to Jun 5, 2020
  • Custody of client assets · true to false
    Apr 16, 2020 to Jun 5, 2020
  • Accounts · 0 to 52
    Mar 18, 2020 to Apr 16, 2020
  • Advisory activities · 4 to 2
    Mar 18, 2020 to Apr 16, 2020
  • HNW clients · unset to 6.0
    Mar 18, 2020 to Apr 16, 2020
  • Individual clients · unset to 14.0
    Mar 18, 2020 to Apr 16, 2020
  • Assets in custody · unset to 6500000.0
    Mar 18, 2020 to Apr 16, 2020
  • Custody of client assets · false to true
    Mar 18, 2020 to Apr 16, 2020
  • Discretionary RAUM · $0 to $9.0M
    Mar 18, 2020 to Apr 16, 2020
  • HNW RAUM · unset to 6000000.0
    Mar 18, 2020 to Apr 16, 2020
  • Individual RAUM · unset to 3000000.0
    Mar 18, 2020 to Apr 16, 2020
  • RAUM · $0 to $9.0M
    Mar 18, 2020 to Apr 16, 2020
  • Financial planning clients · unset to 0
    Jan 10, 2020 to Jan 20, 2020
Signals
5 dated events
  • Dan Eugene Jessop left Core Capital Wealth Management, Llc for Andina Advisors (registered 2022-04-08)
    Jun 2, 2022 · Advisor changed firm · fact
  • Anthony Jase Allen left Core Capital Wealth Management, Llc for Andina Advisors (registered 2022-04-05)
    Jun 2, 2022 · Advisor changed firm · fact
  • Tanner Tessmer Dance left Core Capital Wealth Management, Llc for Andina Advisors (registered 2022-04-11)
    Jun 2, 2022 · Advisor changed firm · fact
  • Core Capital Wealth Management, LLC's advisors moved to Andina Advisors (Providence, UT): 3 of 3 registered, on the same day
    Jun 2, 2022 · Firm absorbed (people side) · derived
  • Core Capital Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Jan 10, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026