DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• C•••••• M••••••••• L••
Latest filing Jun 3, 2026
First filing on the tape Jul 9, 2021 · 9 filings
SEC status approved since Aug 9, 2021
RAUM
$164M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
9.5%
$15.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$164M as of Jun 3, 2026
Mar 28, 2022$194M then
HNW client RAUM$15.3M as of Jun 3, 2026
Mar 28, 2022$12.1M then
State-registered IARs (5.B.3)0 as of Jun 3, 2026
Mar 28, 20220 then
Employees (5.A)2 as of Jun 3, 2026
Mar 28, 20223 then
Private funds5 as of Jun 3, 2026
Mar 28, 20225 then
RAUM +42% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $7.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$148M91%
- High-net-worth individuals$15.3M9.3%
- Individuals$241,2080.1%
- Individual clients
- n/areported
- HNW clients
- 11reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.09 fund_share=0.91 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• F•••• L•• | Hedge Fund | $46.1M | 2 | Feb 28, 2020 |
| A•• C•••••• P•••••••• L• | Hedge Fund | $20.8M | 20 | Feb 28, 2020 |
| W••••••••• F•••• L•• | Hedge Fund | $17.8M | 2 | Feb 28, 2020 |
| T•• E•••• F••••• P••••••••• | Hedge Fund | $2.1M | 5 | Feb 28, 2020 |
| T•• 2••• C•••••• E•••• F••••• P••••••••• | Hedge Fund | $1.6M | 16 | Feb 28, 2020 |
Owners and control persons
Schedule A and B, latest filing
- E••••• A•••• L••• · Managing Membercontrolsince 01/2004 · owns 75% or more
- E••••• F••••• R• · Chief Compliance Officercontrolsince 01/2021 · owns 5% to 10%
- E••••• M••••• T••••• · Membersince 01/2020 · owns 5% to 10%
Related persons
Schedule D 7.A
- A•• C•••••• L•••••pooled vehicle sponsorn
- A••• L• E••••pooled vehicle sponsorn
- A••• L• E••••pooled vehicle sponsory
- A••• L• E••••pooled vehicle sponsorn
- M•••• T• E••••pooled vehicle sponsorn
- N••• D• E••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $115M to $164MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $14.4M to $15.3MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $163,494 to $241,208Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $101M to $148MMar 31, 2025 to Mar 31, 2026
- RAUM · $115M to $164MMar 31, 2025 to Mar 31, 2026
- Accounts · 22 to 21May 15, 2024 to Mar 31, 2025
- Advisory employees · 3 to 2May 15, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $103M to $115MMay 15, 2024 to Mar 31, 2025
- HNW RAUM · $14.6M to $14.4MMay 15, 2024 to Mar 31, 2025
- Individual RAUM · $150,982 to $163,494May 15, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $88.3M to $101MMay 15, 2024 to Mar 31, 2025
- RAUM · $103M to $115MMay 15, 2024 to Mar 31, 2025
- Accounts · 21 to 22Mar 30, 2023 to Mar 29, 2024
- HNW clients · 10 to 11Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $115M to $103MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $9.1M to $14.6MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $133,830 to $150,982Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $106M to $88.3MMar 30, 2023 to Mar 29, 2024
- RAUM · $115M to $103MMar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $170M to $115MSep 30, 2022 to Mar 30, 2023
- HNW RAUM · $11.8M to $9.1MSep 30, 2022 to Mar 30, 2023
- Individual RAUM · $188,125 to $133,830Sep 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $158M to $106MSep 30, 2022 to Mar 30, 2023
- RAUM · $170M to $115MSep 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $194M to $170MMar 28, 2022 to Sep 30, 2022
- HNW RAUM · $12.1M to $11.8MMar 28, 2022 to Sep 30, 2022
- Pooled vehicle RAUM · $181M to $158MMar 28, 2022 to Sep 30, 2022
- RAUM · $194M to $170MMar 28, 2022 to Sep 30, 2022
- Accounts · 20 to 21Jul 9, 2021 to Mar 28, 2022
- Private funds · 10 to 5Jul 9, 2021 to Mar 28, 2022
- Discretionary RAUM · $234M to $194MJul 9, 2021 to Mar 28, 2022
- HNW RAUM · $13.5M to $12.1MJul 9, 2021 to Mar 28, 2022
- Individual RAUM · $245,811 to $188,125Jul 9, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $221M to $181MJul 9, 2021 to Mar 28, 2022
- RAUM · $234M to $194MJul 9, 2021 to Mar 28, 2022
Signals
1 dated events
- A•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 610-688-2833reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026