DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• P•••••••• L••
Latest filing Apr 28, 2026
First filing on the tape Oct 7, 2022 · 10 filings
SEC status approved since Nov 7, 2022
RAUM
$418M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
95%
$397M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$83.6M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$418M as of Apr 28, 2026
Feb 13, 2023$292M then
HNW client RAUM$354M as of Apr 28, 2026
Feb 13, 2023$189M then
State-registered IARs (5.B.3)5 as of Apr 28, 2026
Feb 13, 20235 then
Employees (5.A)8 as of Apr 28, 2026
Feb 13, 20238 then
Private funds: no history
RAUM +19% over the last fiscal year+13% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $83.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $429,789derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -27%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $88.5M, 80 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$354M85%
- Individuals$42.5M10%
- Pension and profit-sharing plans$17.6M4.2%
- Insurance companies$3.1M0.7%
- Corporations and businesses$642,6070.2%
- Individual clients
- 154reported
- HNW clients
- 126reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 973reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $88.5M for 80 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••• D••••• M•••••••Certified Financial Planner | Fairfax, Va | Nov 7, 2022 | 30 y | 3 |
| B••••••• T••••• S•••••• | Fairfax, Va | Nov 28, 2022 | 26 y | 2 |
| L•••••• A••••• V•••• | Fairfax, Va | Nov 28, 2022 | 15 y | 5 |
| T•••• S•••• M•••••• | Charleston, Sc | Nov 28, 2022 | 13 y | 2 |
| J••• S•••••• | Fairfax, Va | Apr 6, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••••••• T••••• S•••••• from A••••••• I••••••••• P•••••••Nov 28, 2022 · RIA to a newly registered adviser
- L•••••• A••••• V•••• from A••••••• I••••••••• P•••••••Nov 28, 2022 · RIA to a newly registered adviser
- T•••• S•••• M•••••• from A••••••• I••••••••• P•••••••Nov 28, 2022 · RIA to a newly registered adviser
- B••• D••••• M••••••• from A••••••• I••••••••• P•••••••Nov 7, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from A••••••• I••••••••• P•••••••Nov 28, 2022 · Fairfax, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• B•••• D••••• · Owner & Principalcontrolsince 11/2022 · owns 75% or more
- V••••• L••••••• A••••• · Chief Compliance Officercontrolsince 11/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fairfax, Va · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 28, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $351,911,476 to $418,184,288, advisors 5 to 5, private clients 381 to 280, offices 1 to 1 (2025-03-12 to 2026-04-28)peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 947 to 973Oct 6, 2025 to Mar 23, 2026
- BD registered reps · 2 to 5Oct 6, 2025 to Mar 23, 2026
- HNW clients · 107 to 126Oct 6, 2025 to Mar 23, 2026
- Individual clients · 274 to 154Oct 6, 2025 to Mar 23, 2026
- Pension plan clients · 38 to 7Oct 6, 2025 to Mar 23, 2026
- Assets in custody · $57.0M to $88.5MOct 6, 2025 to Mar 23, 2026
- Financial planning clients · 1-10 to 0Oct 6, 2025 to Mar 23, 2026
- Discretionary RAUM · $348M to $412MOct 6, 2025 to Mar 23, 2026
- HNW RAUM · $253M to $354MOct 6, 2025 to Mar 23, 2026
- Individual RAUM · $53.1M to $42.5MOct 6, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $3.6M to $6.4MOct 6, 2025 to Mar 23, 2026
- Pension RAUM · $42.9M to $17.6MOct 6, 2025 to Mar 23, 2026
- RAUM · $352M to $418MOct 6, 2025 to Mar 23, 2026
- Accounts · 931 to 947Apr 4, 2024 to Mar 12, 2025
- Advisory employees · 6 to 5Apr 4, 2024 to Mar 12, 2025
- HNW clients · 124 to 107Apr 4, 2024 to Mar 12, 2025
- Individual clients · 263 to 274Apr 4, 2024 to Mar 12, 2025
- Pension plan clients · 58 to 38Apr 4, 2024 to Mar 12, 2025
- Assets in custody · $100,000 to $57.0MApr 4, 2024 to Mar 12, 2025
- Financial planning clients · 0 to 1-10Apr 4, 2024 to Mar 12, 2025
- State-registered IARs · 6 to 5Apr 4, 2024 to Mar 12, 2025
- Discretionary RAUM · $281M to $348MApr 4, 2024 to Mar 12, 2025
- HNW RAUM · $196M to $253MApr 4, 2024 to Mar 12, 2025
- Individual RAUM · $70.7M to $53.1MApr 4, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $20.4M to $3.6MApr 4, 2024 to Mar 12, 2025
- Pension RAUM · $31.7M to $42.9MApr 4, 2024 to Mar 12, 2025
- RAUM · $302M to $352MApr 4, 2024 to Mar 12, 2025
- Accounts · 855 to 931Feb 13, 2023 to Mar 26, 2024
- Advisory employees · 5 to 6Feb 13, 2023 to Mar 26, 2024
- HNW clients · 72 to 124Feb 13, 2023 to Mar 26, 2024
- Individual clients · 225 to 263Feb 13, 2023 to Mar 26, 2024
- Pension plan clients · 50 to 58Feb 13, 2023 to Mar 26, 2024
- Financial planning clients · 1-10 to 0Feb 13, 2023 to Mar 26, 2024
- State-registered IARs · 5 to 6Feb 13, 2023 to Mar 26, 2024
- Discretionary RAUM · $274M to $281MFeb 13, 2023 to Mar 26, 2024
- HNW RAUM · $189M to $196MFeb 13, 2023 to Mar 26, 2024
- Individual RAUM · $67.7M to $70.7MFeb 13, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $17.7M to $20.4MFeb 13, 2023 to Mar 26, 2024
- Pension RAUM · $33.6M to $31.7MFeb 13, 2023 to Mar 26, 2024
- RAUM · $292M to $302MFeb 13, 2023 to Mar 26, 2024
Signals
2 dated events
- 3 advisors left A••••••• I••••••••• P••••••• (Fairfax, VA) for A••••• P•••••••• L•• on the same dayNov 28, 2022 · Team lift-out · derived
- A••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Oct 7, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@aspect-partners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- alex.rowe@aspect-partners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- chris.bancroft@aspect-partners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lindsey.melton@aspect-partners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-916-8400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-916-0645reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-916-8400reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- A•••••-PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 703-916-8400reportedpublic record, Form ADV, Apr 28, 2026
- Contact form
- ASPECT-PARTNERS.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- ASPECT-PARTNERS.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $83.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026