DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• C•••••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 20, 2020 · 19 filings
SEC status approved since Dec 4, 2020
RAUM
$5.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
839
362 advisory (5.B.1)
Offices
45
beyond the principal office
Private funds
6
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$5.1B as of Mar 31, 2026
Feb 26, 2021$220M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 26, 20210 then
Employees (5.A)839 as of Mar 31, 2026
Feb 26, 2021650 then
Private funds6 as of Mar 31, 2026
Feb 26, 20211 then
RAUM +46% over the last fiscal year+22% a year over threeIARs 0 to 0offices 39 to 45
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $515MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived46 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, commissions, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performance, commissionsreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=72.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••• U••• P••••••• P•••••••• L••• | Hedge Fund | $849M | 17 | Oct 20, 2020 |
| H•••• U•• P••••••• P••••••• L•• S••• | Hedge Fund | $492M | 8 | Mar 31, 2022 |
| H•••• R••••• C••••• P•••••••• L• | Hedge Fund | $401M | 33 | Nov 1, 2024 |
| H•••• U••• P••••••• R••••••• P••••••••• F••• L• | Private Equity Fund | $358M | 4 | Jun 28, 2022 |
| H•••• U• P••••••• R••••••• F••• L• | Private Equity Fund | $151M | 35 | Mar 31, 2022 |
| H•••• U•• P••••••• P••••••• I• L•• S••• | Hedge Fund | $97.6M | 4 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• D••••• M•••••• · Chief Accounting Officercontrolsince 03/2020 · owns less than 5%
- H•••• L•••••••• C•••••••• · Chief Compliance Officercontrolsince 12/2023 · owns less than 5%
- M••••••••• K••••• H••••••• · Managercontrolsince 03/2020 · owns less than 5%
- M••••••••• J••••• S••• · Chief Financial Officercontrolsince 03/2020 · owns less than 5%
- M•••• A••••••• J••• · Presidentcontrolsince 03/2020 · owns less than 5%
- H••••••••• L••••• E•••••••• · Co-Trusteecontrolsince 02/2022 · owns F of J•• 2••• M••••••••• T••••
- H••••• J••••••• C•••••••• · Trustee And Sole Beneficiarycontrolsince 11/2012 · owns F of J•• 2••• T••••
- H••••• J••••••• C•••••••• · Co-Trustee And Sole Beneficiarycontrolsince 12/2014 · owns F of J•• 2••• M••••••••• T••••
Entity owners
- H•••• I•••••••• L•••••• P••••••••• · Memberdirect · owns 75% or more
- H•••• G• L•• · General Partnerindirect · owns F of H•••• G••••• R••• E••••• H••••••• L•
- H•••• G••••• R••• E••••• H••••••• L• · L•••••• Partnerindirect · owns 75% or more of H•••• R••• E••••• H••••••• L•••••• P•••••••••
- H•••• G••••• R••• E••••• H••••••• L• · Sole Memberindirect · owns 75% or more of P••• I• • B••••••• G• L••
- H•••• G••••• R••• E••••• H••••••• L• · Sole Memberindirect · owns 75% or more of P••• I• • B••••••• G• L••
- H•••• R••• E••••• H••••••• L•••••• P••••••••• · L•••••• Partnerindirect · owns 75% or more of H•••• I•••••••• L•••••• P•••••••••
- J•• 2••• T•••• · L•••••• Partnerindirect · owns 75% or more of H•••• G••••• R••• E••••• H••••••• L•
- J•• 2••• M••••••••• T•••• · Sole Memberindirect · owns 75% or more of H•••• G• L••
- P••• I• • B••••••• G• L•• · General Partnerindirect · owns F of H•••• R••• E••••• H••••••• L•••••• P•••••••••
- P••• I• • B••••••• G• L•• · General Partnerindirect · owns F of H•••• I•••••••• L•••••• P•••••••••
Related persons
Schedule D 7.A
- H•••• H••• ••• S••••••pooled vehicle sponsorn
- H•••• H••• ••• S•••••••pooled vehicle sponsorn
- H•••• H••• 2• ••• S•••••••pooled vehicle sponsorn
- H•••• H••• 3• ••• S••••••pooled vehicle sponsorn
- H•••• I•••••••• L•••••• P•••••••••pooled vehicle sponsory
- H•••• I••••••••• F••• M••••••••• C•••••• S•••••••investment advisern
- H•••• L••••••••• I••••••••• M••••••••• S•••••••investment advisern
- H•••• M••••• F••• M••••••••• C•••••• S•••••••investment advisern
- H•••• P••••• M••••••••• C•••••• S•••••••investment advisern
- H•••• P•••••• W••••• S•••••••• L••broker-dealern
- H•••• R•• M••••••••• C•••••• S•••••••investment advisern
- H•••• S••investment advisern
- H•••• S•••••••• P••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
- New York, NY40 employees
- San Francisco, CA21 employees
- Chicago, IL20 employees
- Boston, MA18 employees
- Washington, DC18 employees
- Los Angeles, CA16 employees
- Dallas, TX12 employees
- Toronto, Canada10 employees
- Atlanta, GA8 employees
- Denver, CO8 employees
- Seattle, WA7 employees
- Jacksonville, FL6 employees
- Phoenix, AZ5 employees
- Salt Lake City, UT4 employees
- Cary, NC4 employees
- Fairfield, CT4 employees
- San Diego, CA4 employees
- Austin, TX4 employees
- Sacramento, CA3 employees
- Nashville, TN3 employees
- Coral Gables, FL3 employees
- Lake Oswego, OR2 employees
- Newport Beach, CA2 employees
- Vancouver, Canada2 employees
- Minneapolis, MN2 employees
What changed
consecutive filings, newest first
- Advisory employees · 415 to 362Aug 13, 2025 to Mar 31, 2026
- BD registered reps · 75 to 72Aug 13, 2025 to Mar 31, 2026
- Employees · 836 to 839Aug 13, 2025 to Mar 31, 2026
- Other offices · 39 to 45Aug 13, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.4B to $5.1BAug 13, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.4B to $5.1BAug 13, 2025 to Mar 31, 2026
- RAUM · $4.4B to $5.1BAug 13, 2025 to Mar 31, 2026
- RAUM · $3.5B to $4.4BJul 28, 2025 to Aug 13, 2025
- Accounts · 6 to 10Jul 28, 2025 to Aug 13, 2025
- Pooled vehicle clients · 6 to 10Jul 28, 2025 to Aug 13, 2025
- Discretionary RAUM · $3.5B to $4.4BJul 28, 2025 to Aug 13, 2025
- Pooled vehicle RAUM · $3.5B to $4.4BJul 28, 2025 to Aug 13, 2025
- Financial planning clients · unset to Jun 24, 2025 to Jul 28, 2025
- Private funds · 5 to 6Jun 24, 2025 to Jul 28, 2025
- Accounts · 5 to 6Nov 27, 2024 to Mar 31, 2025
- Advisory employees · 430 to 415Nov 27, 2024 to Mar 31, 2025
- BD registered reps · 68 to 75Nov 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 5 to 6Nov 27, 2024 to Mar 31, 2025
- Employees · 871 to 836Nov 27, 2024 to Mar 31, 2025
- Other offices · 38 to 39Nov 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.9B to $3.5BNov 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.9B to $3.5BNov 27, 2024 to Mar 31, 2025
- RAUM · $2.9B to $3.5BNov 27, 2024 to Mar 31, 2025
- Private funds · 6 to 5Nov 12, 2024 to Nov 27, 2024
- Private funds · 5 to 6Mar 28, 2024 to Nov 12, 2024
- Advisory employees · 413 to 430Dec 6, 2023 to Mar 28, 2024
- BD registered reps · 66 to 68Dec 6, 2023 to Mar 28, 2024
- Employees · 859 to 871Dec 6, 2023 to Mar 28, 2024
- Other offices · 84 to 38Dec 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.9B to $2.9BDec 6, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.9B to $2.9BDec 6, 2023 to Mar 28, 2024
- RAUM · $2.9B to $2.9BDec 6, 2023 to Mar 28, 2024
- Advisory employees · 361 to 413Nov 3, 2022 to Mar 30, 2023
- Employees · 760 to 859Nov 3, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.9B to $2.9BNov 3, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.9B to $2.9BNov 3, 2022 to Mar 30, 2023
- RAUM · $1.9B to $2.9BNov 3, 2022 to Mar 30, 2023
- Related adviser · false to trueNov 3, 2022 to Mar 30, 2023
- Accounts · 4 to 5Mar 31, 2022 to Jun 28, 2022
- Pooled vehicle clients · 4 to 5Mar 31, 2022 to Jun 28, 2022
Signals
11 dated events
- H•••• C•••••• A••••••• L•• reported 45 offices beyond its principal office, up from 39 (2025-08-13 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- H•••• C•••••• A••••••• L•• reported RAUM $4.4B, up 26% from $3.5B (2025-07-28 to 2025-08-13)Aug 13, 2025 · RAUM change · derived
- H•••• C•••••• A••••••• L•• reported 38 offices beyond its principal office, down from 84 (2023-12-06 to 2024-03-28)Mar 28, 2024 · Office count change · derived
- Lindsay Fiona Hipkiss (Chief Compliance Officer) no longer on Schedule A of H•••• C•••••• A••••••• L•• (listed 2023-03-30, absent 2023-12-06)Dec 6, 2023 · Control person left · inference
- Carrietta Leronica Hill (Chief Compliance Officer) appeared on Schedule A of H•••• C•••••• A••••••• L••Dec 6, 2023 · Control person joined · fact
- H•••• C•••••• A••••••• L•• reported RAUM $2.9B, up 51% from $1.9B (2022-11-03 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- H•••• C•••••• A••••••• L•• reported RAUM $1.9B, up 757% from $220.0M (2022-02-17 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Elizabeth Laura Hines (Co-Trustee) appeared on Schedule A of H•••• C•••••• A••••••• L••Feb 17, 2022 · Control person joined · fact
- Lindsay Fiona Hipkiss (Chief Compliance Officer) appeared on Schedule A of H•••• C•••••• A••••••• L••Feb 26, 2021 · Control person joined · fact
- K Saurabh Shah (Chief Compliance Officer) no longer on Schedule A of H•••• C•••••• A••••••• L•• (listed 2020-11-24, absent 2021-02-26)Feb 26, 2021 · Control person left · inference
- H•••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Oct 20, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•••• C•••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H•••• C•••••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- hines.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-621-8000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026