DFX Intelligence
RIA Intelligence
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SEC-registered adviser
A•••••• C•••••• M••••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Dec 23, 2020 · 10 filings
SEC status approved since Jan 25, 2021
RAUM
$5.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
91
67 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$5.4B as of Jun 30, 2026
Mar 31, 2022$343M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Mar 31, 20220 then
Employees (5.A)91 as of Jun 30, 2026
Mar 31, 202244 then
Private funds2 as of Jun 30, 2026
Mar 31, 20222 then
RAUM -0.4% over the last fiscal year+46% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.4B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.4B for 4 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• M••••• F••• A• L• | Hedge Fund | $5.1B | 21 | May 21, 2021 |
| A•••••• A••• M••••• F••• L• | Hedge Fund | $1.4B | 20 | Nov 21, 2023 |
| A•••••• N••••••• M••••• F••• L• | Hedge Fund | $157M | 3 | May 21, 2021 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• J•••••••• C••••• · Foundercontrolsince 11/2018 · owns less than 5%
- P••••• N••••• M••••••• · Chief Compliance Officer And General Counselcontrolsince 01/2020 · owns less than 5%
- W••••• J•••••••• B••••••• · Chief Operating Officercontrolsince 06/2019 · owns less than 5%
- G•••••• J•••••••• C••••• · Co-Trustee Of G• T•••• I•controlsince 10/2019 · owns F of G• T•••• I•
- G•••••• S••••• E•••••••• · Co-Trustee Of G• T•••• I•controlsince 10/2019 · owns F of G• T•••• I•
Entity owners
- A•••••• H••••••• L• · Member And Managerdirect · owns 75% or more
- A•••••• G• L•• · General Partner Of A•••••• H••••••• L•indirect · owns F of A•••••• H••••••• L•
- G• H••••••• L•• · Limited Partner Of A•••••• H••••••• L• And Member Of A•••••• G• L••indirect · owns 75% or more of A•••••• H••••••• L•
- G• T•••• I• · Member Of G• H••••••• L••indirect · owns 25% to 50% of G• H••••••• L••
- G• T•••• I• · Member Of G• H••••••• L••indirect · owns 25% to 50% of G• H••••••• L••
- M•••••• T•••• C••••••• L•• · Co-Trustee Of G• T•••• I•indirect · owns F of G• T•••• I•
- M•••••• T•••• C••••••• L•• · Co-Trustee Of G• T•••• I•indirect · owns F of G• T•••• I•
Related persons
Schedule D 7.A
- A•••••• P••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY11 employees
- London, United Kingdom8 employees
What changed
consecutive filings, newest first
- Accounts · 6 to 4Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 87 to 67Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 4Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.3B to $5.4BMar 28, 2025 to Mar 31, 2026
- Employees · 112 to 91Mar 28, 2025 to Mar 31, 2026
- Private funds · 3 to 2Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.5B to $5.4BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.5B to $5.4BMar 28, 2025 to Mar 31, 2026
- RAUM · $5.5B to $5.4BMar 28, 2025 to Mar 31, 2026
- Advisory employees · 66 to 87Nov 20, 2024 to Mar 28, 2025
- Assets in custody · $1.1B to $1.3BNov 20, 2024 to Mar 28, 2025
- Employees · 81 to 112Nov 20, 2024 to Mar 28, 2025
- Financial planning clients · unset to Nov 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.5B to $5.5BNov 20, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $5.5B to $5.5BNov 20, 2024 to Mar 28, 2025
- RAUM · $5.5B to $5.5BNov 20, 2024 to Mar 28, 2025
- Accounts · 3 to 6Nov 21, 2023 to Mar 31, 2024
- Advisory employees · 41 to 66Nov 21, 2023 to Mar 31, 2024
- Pooled vehicle clients · 3 to 6Nov 21, 2023 to Mar 31, 2024
- Assets in custody · $1.7B to $1.1BNov 21, 2023 to Mar 31, 2024
- Employees · 50 to 81Nov 21, 2023 to Mar 31, 2024
- Other offices · 0 to 2Nov 21, 2023 to Mar 31, 2024
- Discretionary RAUM · $1.7B to $5.5BNov 21, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $1.7B to $5.5BNov 21, 2023 to Mar 31, 2024
- RAUM · $1.7B to $5.5BNov 21, 2023 to Mar 31, 2024
- Private funds · 2 to 3Mar 31, 2023 to Nov 21, 2023
- Advisory employees · 36 to 41Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $343M to $1.7BMar 31, 2022 to Mar 31, 2023
- Employees · 44 to 50Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $343M to $1.7BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $343M to $1.7BMar 31, 2022 to Mar 31, 2023
- RAUM · $343M to $1.7BMar 31, 2022 to Mar 31, 2023
- Assets in custody · $335M to $343MMay 21, 2021 to Mar 31, 2022
- Discretionary RAUM · $335M to $343MMay 21, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $335M to $343MMay 21, 2021 to Mar 31, 2022
- RAUM · $335M to $343MMay 21, 2021 to Mar 31, 2022
- Accounts · unset to 3.0Dec 23, 2020 to May 21, 2021
- Pooled vehicle clients · unset to 3.0Dec 23, 2020 to May 21, 2021
- Assets in custody · unset to 334677439.0Dec 23, 2020 to May 21, 2021
- Custody of client assets · false to trueDec 23, 2020 to May 21, 2021
Signals
7 dated events
- Kim Diana Fitzgerald (Chief Financial Officer) no longer on Schedule A of A•••••• C•••••• M••••••••• L•• (listed 2024-03-31, absent 2024-11-20)Nov 20, 2024 · Control person left · inference
- Lyle John Cowden (Chief Technology Officer) no longer on Schedule A of A•••••• C•••••• M••••••••• L•• (listed 2024-03-31, absent 2024-11-20)Nov 20, 2024 · Control person left · inference
- A•••••• C•••••• M••••••••• L•• reported RAUM $5.5B, up 217% from $1.7B (2023-11-21 to 2024-03-31)Mar 31, 2024 · RAUM change · derived
- A•••••• C•••••• M••••••••• L•• reported RAUM $1.7B, up 409% from $342.7M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Lyle John Cowden (Chief Technology Officer) appeared on Schedule A of A•••••• C•••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- Straatman Derek Groothuis (Chief Technology Officer) no longer on Schedule A of A•••••• C•••••• M••••••••• L•• (listed 2021-05-21, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- A•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aquatic/aboutreportedpublic record, Form ADV, Sep 21, 2026
- Website
- a••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 312-858-6200reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026