DFX Intelligence
RIA Intelligence
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SEC-registered adviser
R••••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2021 · 13 filings
SEC status approved since May 4, 2021
RAUM
$384M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$384M as of Mar 31, 2026
Mar 29, 2022$177M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20220 then
Employees (5.A)19 as of Mar 31, 2026
Mar 29, 202210 then
Private funds6 as of Mar 31, 2026
Mar 29, 20222 then
RAUM +14% over the last fiscal year+4.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $384M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$384M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $384M for 6 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••• P••••••• F••• I• L• | Private Equity Fund | $220M | 50 | Mar 29, 2023 |
| R••••••• P••••••• F••• I• L• | Private Equity Fund | $78.9M | 38 | Feb 10, 2020 |
| R••••••• P••••••• F••• I•• L• | Private Equity Fund | $22.4M | 1 | Mar 30, 2021 |
| R••••••• L• C••••••••• L• | Private Equity Fund | $7.3M | 4 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• T•••••• A•••••••• · Managing Partner/Chief Operating Officercontrolsince 01/2023 · owns less than 5%
- H••••••• S•••••• R••• · Member And Managing Partnercontrolsince 05/2019 · owns 25% to 50%
- H••••••• M•••• J••• · Member And Managing Partnercontrolsince 05/2019 · owns 25% to 50%
- P•••••••• N••••• P••••••• · Member And Managing Partnercontrolsince 05/2019 · owns 25% to 50%
- A•••••• L••••• J••• · Chief Compliance Officersince 10/2024 · owns less than 5%
Related persons
Schedule D 7.A
- R••••••• P••••••• F••• I• G• L••pooled vehicle sponsory
- R••••••• P••••••• F••• I• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 6Jan 2, 2026 to Mar 31, 2026
- Pooled vehicle clients · 5 to 6Jan 2, 2026 to Mar 31, 2026
- Assets in custody · $337M to $384MJan 2, 2026 to Mar 31, 2026
- Employees · 18 to 19Jan 2, 2026 to Mar 31, 2026
- Private funds · 5 to 6Jan 2, 2026 to Mar 31, 2026
- Discretionary RAUM · $337M to $384MJan 2, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $337M to $384MJan 2, 2026 to Mar 31, 2026
- RAUM · $337M to $384MJan 2, 2026 to Mar 31, 2026
- Accounts · 4 to 5Jan 10, 2025 to Mar 21, 2025
- Advisory employees · 16 to 14Jan 10, 2025 to Mar 21, 2025
- Pooled vehicle clients · 4 to 5Jan 10, 2025 to Mar 21, 2025
- Assets in custody · $329M to $337MJan 10, 2025 to Mar 21, 2025
- Employees · 20 to 18Jan 10, 2025 to Mar 21, 2025
- Financial planning clients · unset to Jan 10, 2025 to Mar 21, 2025
- Private funds · 4 to 5Jan 10, 2025 to Mar 21, 2025
- Discretionary RAUM · $329M to $337MJan 10, 2025 to Mar 21, 2025
- Pooled vehicle RAUM · $329M to $337MJan 10, 2025 to Mar 21, 2025
- RAUM · $329M to $337MJan 10, 2025 to Mar 21, 2025
- Accounts · 3 to 4Apr 27, 2023 to Mar 29, 2024
- Advisory employees · 9 to 16Apr 27, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 4Apr 27, 2023 to Mar 29, 2024
- Assets in custody · $335M to $329MApr 27, 2023 to Mar 29, 2024
- Employees · 18 to 20Apr 27, 2023 to Mar 29, 2024
- Private funds · 3 to 4Apr 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $335M to $329MApr 27, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $335M to $329MApr 27, 2023 to Mar 29, 2024
- RAUM · $335M to $329MApr 27, 2023 to Mar 29, 2024
- Accounts · 2 to 3May 3, 2022 to Mar 29, 2023
- Advisory employees · 6 to 9May 3, 2022 to Mar 29, 2023
- Pooled vehicle clients · 2 to 3May 3, 2022 to Mar 29, 2023
- Assets in custody · $173M to $335MMay 3, 2022 to Mar 29, 2023
- Employees · 10 to 18May 3, 2022 to Mar 29, 2023
- Private funds · 2 to 3May 3, 2022 to Mar 29, 2023
- Discretionary RAUM · $177M to $335MMay 3, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $177M to $335MMay 3, 2022 to Mar 29, 2023
- RAUM · $177M to $335MMay 3, 2022 to Mar 29, 2023
- Advisory employees · 5 to 6May 5, 2021 to Mar 29, 2022
- Assets in custody · $172M to $173MMay 5, 2021 to Mar 29, 2022
- Employees · 7 to 10May 5, 2021 to Mar 29, 2022
- Discretionary RAUM · $172M to $177MMay 5, 2021 to Mar 29, 2022
Signals
5 dated events
- Merle Susan Chamberlain (Chief Compliance Officer) no longer on Schedule A of R••••••• P•••••••• L•• (listed 2024-03-29, absent 2024-10-15)Oct 15, 2024 · Control person left · inference
- Ann S•••••••• C••••••• (Managing Partner) no longer on Schedule A of R••••••• P•••••••• L•• (listed 2023-04-27, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Ann S•••••••• C••••••• (Managing Partner) appeared on Schedule A of R••••••• P•••••••• L••Apr 27, 2023 · Control person joined · fact
- R••••••• P•••••••• L•• reported RAUM $334.9M, up 89% from $176.9M (2022-05-03 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- R••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R••••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rallyday-partnersreportedpublic record, Form ADV, Sep 21, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 303-494-1992reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026