DFX Intelligence
RIA Intelligence
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SEC-registered adviser
P•••••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 4, 2020 · 21 filings
SEC status approved since Mar 5, 2020
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.6%
$89.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$2.5B as of Mar 27, 2026
Feb 19, 2021$62.6M then
HNW client RAUM$89.5M as of Mar 27, 2026
Mar 29, 2024$85.5M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Feb 19, 20210 then
Employees (5.A)10 as of Mar 27, 2026
Feb 19, 20216 then
Private funds1 as of Mar 27, 2026
Feb 19, 20211 then
RAUM +20% over the last fiscal year+124% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $44.7MderivedHNW RAUM over HNW clients
- Average account
- $358MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.9B74%
- State and municipal entities$296M12%
- Pooled investment vehicles$207M8.3%
- High-net-worth individuals$89.5M3.6%
- Other investment advisers$45.2M1.8%
- Individual clients
- 0reported
- HNW clients
- 2reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $45.2M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.04 fund_share=0.85 institutional_share=0.12 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• P•••••••• L• | Hedge Fund | $142M | 25 | Feb 19, 2021 |
Owners and control persons
Schedule A and B, latest filing
- M•••••••• S•••••••• M•••• · Manager And Membercontrolsince 01/2020 · owns 75% or more
- M•••••• W••••••• H•••••• · Membercontrolsince 01/2020 · owns 10% to 25%
- D••••• M•••••• R•••••• · Chief Compliance Officersince 04/2023 · owns less than 5%
Related persons
Schedule D 7.A
- P•••••• P••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $2.0B to $2.5BOct 15, 2025 to Mar 27, 2026
- HNW RAUM · $93.2M to $89.5MOct 15, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $41.7M to $2.5MOct 15, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $135M to $207MOct 15, 2025 to Mar 27, 2026
- RAUM · $2.1B to $2.5BOct 15, 2025 to Mar 27, 2026
- Wrap assets (manager) · $41.7M to $45.2MOct 15, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 17, 2025 to Jul 23, 2025
- Accounts · 8 to 7Mar 29, 2024 to Mar 17, 2025
- Charity clients · 1 to 0Mar 29, 2024 to Mar 17, 2025
- Discretionary RAUM · $1.8B to $2.0BMar 29, 2024 to Mar 17, 2025
- HNW RAUM · $85.5M to $93.2MMar 29, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $38.2M to $41.7MMar 29, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $110M to $135MMar 29, 2024 to Mar 17, 2025
- RAUM · $1.8B to $2.1BMar 29, 2024 to Mar 17, 2025
- Related adviser · true to falseMar 29, 2024 to Mar 17, 2025
- Wrap assets (manager) · $38.2M to $41.7MMar 29, 2024 to Mar 17, 2025
- Discretionary RAUM · $1.7B to $1.8BJun 20, 2023 to Mar 29, 2024
- HNW RAUM · $87.3M to $85.5MJun 20, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $38.6M to $38.2MJun 20, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $111M to $110MJun 20, 2023 to Mar 29, 2024
- RAUM · $1.8B to $1.8BJun 20, 2023 to Mar 29, 2024
- Wrap assets (manager) · $38.6M to $38.2MJun 20, 2023 to Mar 29, 2024
- Accounts · 2 to 8Apr 3, 2023 to Jun 16, 2023
- Advisory employees · 5 to 4Apr 3, 2023 to Jun 16, 2023
- Advisory activities · 2 to 5Apr 3, 2023 to Jun 16, 2023
- Charity clients · 0 to 1Apr 3, 2023 to Jun 16, 2023
- HNW clients · 0 to 2Apr 3, 2023 to Jun 16, 2023
- Discretionary RAUM · $221M to $1.7BApr 3, 2023 to Jun 16, 2023
- HNW RAUM · unset to 87267259.0Apr 3, 2023 to Jun 16, 2023
- Non-discretionary RAUM · $0 to $38.6MApr 3, 2023 to Jun 16, 2023
- Pooled vehicle RAUM · $98.4M to $111MApr 3, 2023 to Jun 16, 2023
- RAUM · $221M to $1.8BApr 3, 2023 to Jun 16, 2023
- Wrap assets (manager) · unset to 38577280.0Apr 3, 2023 to Jun 16, 2023
- Wrap assets (sponsor) · unset to 0.0Apr 3, 2023 to Jun 16, 2023
- Employees · 9 to 10Jan 4, 2023 to Mar 30, 2023
- Discretionary RAUM · $287M to $221MJan 4, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $101M to $98.4MJan 4, 2023 to Mar 30, 2023
- RAUM · $287M to $221MJan 4, 2023 to Mar 30, 2023
- Accounts · 1 to 2Sep 30, 2021 to Mar 30, 2022
- Advisory employees · 3 to 5Sep 30, 2021 to Mar 30, 2022
Signals
8 dated events
- Anthony James Wilson (Head Of Operations) no longer on Schedule A of P•••••• C•••••• M••••••••• L•• (listed 2023-06-20, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- P•••••• C•••••• M••••••••• L•• reported RAUM $1.8B, up 695% from $221.4M (2023-04-03 to 2023-06-16)Jun 16, 2023 · RAUM change · derived
- Ellen Stacy Landsman (Chief Compliance Officer) no longer on Schedule A of P•••••• C•••••• M••••••••• L•• (listed 2022-12-13, absent 2023-01-04)Jan 4, 2023 · Control person left · inference
- P•••••• C•••••• M••••••••• L•• reported RAUM $286.8M, up 358% from $62.6M (2021-09-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Peter Neil Ocallaghan (Chief Compliance Officer) no longer on Schedule A of P•••••• C•••••• M••••••••• L•• (listed 2021-03-08, absent 2021-03-18)Mar 18, 2021 · Control person left · inference
- Ellen Stacy Landsman (Chief Compliance Officer) appeared on Schedule A of P•••••• C•••••• M••••••••• L••Mar 18, 2021 · Control person joined · fact
- James Wilson (Vice President & Head Of Operations) appeared on Schedule A of P•••••• C•••••• M••••••••• L••Feb 19, 2021 · Control person joined · fact
- P•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 4, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/patient-capital-management-llcreportedpublic record, Form ADV, Sep 21, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 410 454 3104reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026