DFX Intelligence

RIA Intelligence

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SEC-registered adviser

A••••• A••••••• J•••• K•••

No RAUM reportedTokyo, CRD 307365SEC 801-118275websiteIAPD
Latest filing Feb 2, 2026
First filing on the tape Feb 20, 2020 · 7 filings
SEC status approved since Apr 17, 2020
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$0 as of Feb 2, 2026
Apr 30, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 2, 2026
Mar 29, 20210 then
Employees (5.A)35 as of Feb 2, 2026
Mar 29, 202110 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed fees, subscription, performance-basedreportedItem 5.E
Advisory activities
publications, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourly, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••• D••••• G••••• · Ceocontrol
        since 08/2018 · owns 50% to 75%
      • H••••••• D••••••• C•••••• · Shareholder
        since 10/2023 · owns less than 5%
      • Y•••••• T••••••• · Shareholder
        since 08/2018 · owns less than 5%
      Entity owners
      • T•••••••• S••••••••• C•• L•• · Shareholder
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 6 to 4
        Apr 30, 2025 to Feb 2, 2026
      • Employees · 34 to 35
        Apr 30, 2025 to Feb 2, 2026
      • Non-discretionary RAUM · unset to 0.0
        Apr 1, 2024 to Apr 30, 2025
      • Accounts · unset to 0.0
        Apr 1, 2024 to Apr 30, 2025
      • Advisory employees · 4 to 6
        Apr 1, 2024 to Apr 30, 2025
      • Employees · 25 to 34
        Apr 1, 2024 to Apr 30, 2025
      • Financial planning clients · unset to
        Apr 1, 2024 to Apr 30, 2025
      • HQ state · unset to
        Apr 1, 2024 to Apr 30, 2025
      • Discretionary RAUM · unset to 0.0
        Apr 1, 2024 to Apr 30, 2025
      • RAUM · unset to 0.0
        Apr 1, 2024 to Apr 30, 2025
      • Advisory employees · 3 to 4
        Jan 24, 2023 to Apr 1, 2024
      • Employees · 10 to 25
        Jan 24, 2023 to Apr 1, 2024
      • Advisory employees · 4 to 3
        Mar 29, 2021 to Mar 29, 2022
      • Employees · 8 to 10
        Feb 20, 2020 to Mar 29, 2021
      Signals
      2 dated events
      • James D•••• Gibson (Cio) no longer on Schedule A of A••••• A••••••• J•••• K••• (listed 2021-03-29, absent 2022-03-29)
        Mar 29, 2022 · Control person left · inference
      • A••••• A••••••• J•••• K••• filed its initial SEC registration (Form ADV)
        Feb 20, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      a•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      81-3-6868-8762reportedpublic record, Form ADV, Feb 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026