DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•• P••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 16, 2020 · 13 filings
SEC status approved since Nov 16, 2020
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2026
Mar 29, 2021$180M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20210 then
Employees (5.A)15 as of Mar 31, 2026
Mar 29, 20219 then
Private funds13 as of Mar 31, 2026
Mar 29, 20213 then
RAUM +64% over the last fiscal year+48% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $118MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +64%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.6B, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6B for 14 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•• I•••• F••• I• L• | Private Equity Fund | $291M | 67 | Oct 16, 2020 |
| E•• I•••• I• C••••••• L• | Private Equity Fund | $117M | 13 | Mar 30, 2022 |
| E•• C••• S•••••• F••• L• | Private Equity Fund | $107M | 32 | Feb 13, 2020 |
| E•• A••••••• C••••••• L• | Private Equity Fund | $105M | 9 | Mar 28, 2024 |
| E•• I•••• F••• I• P••••••• L• | Private Equity Fund | $76.1M | 8 | Oct 16, 2020 |
| E•• F•••• C••••••• L• | Private Equity Fund | $58.8M | 17 | Mar 30, 2023 |
| E•• W•••• C••••••• L• | Private Equity Fund | $19.0M | 17 | Aug 22, 2024 |
| A•••••• D•••• R•• C••••••• L• | Private Equity Fund | $0 | 0 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• R•••• M•••••• · Principalcontrolsince 12/2019 · owns less than 5%
- C••••••• M••••••• P••• · Principalcontrolsince 12/2019 · owns less than 5%
- L••••• E•••••• G••• L••• · Principalcontrolsince 12/2019 · owns less than 5%
- S•••• D•••• L••••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 05/2022 · owns less than 5%
- B•••••• R•••• M•••••• · Membercontrolsince 12/2019 · owns 25% to 50% of E•• P••••••• H••••••• L••
- C••••••• M••••••• P••• · Membercontrolsince 12/2019 · owns 25% to 50% of E•• P••••••• H••••••• L••
- L••••• E•••••• G••• L••• · Membercontrolsince 12/2019 · owns 25% to 50% of E•• P••••••• H••••••• L••
Entity owners
- E•• P••••••• H••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•• N•• A••••••• B•••••• F••• M••••••••• L••pooled vehicle sponsorn
- A•• U•••••••• H•••••••• L••pooled vehicle sponsorn
- A••••••• I••••••••• F••••• L••investment advisernRAUM $296M
- A••••••• I••••••••• M•• A••••••••• M••••••••• L•••••pooled vehicle sponsorn
- A••••••• I••••••••• M•• M••••••••• I•• L•••••pooled vehicle sponsorn
- A••••••• I••••••••• M•• M••••••••• L•••••pooled vehicle sponsorn
- A••••••• I••••••••• M•• P• M••••••••• L•••••pooled vehicle sponsorn
- E•• C••• S•••••• G• L••pooled vehicle sponsorn
- E•• I•••• I• G• L••pooled vehicle sponsorn
Advisers that list E•• P••••••• L•• as a related person
- 156157 n
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 7.0 to 13.0 (+86.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 9 to 14Oct 1, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 14Oct 1, 2025 to Mar 31, 2026
- Assets in custody · $1.0B to $1.6BOct 1, 2025 to Mar 31, 2026
- Private funds · 9 to 13Oct 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.0B to $1.6BOct 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.0B to $1.6BOct 1, 2025 to Mar 31, 2026
- RAUM · $1.0B to $1.6BOct 1, 2025 to Mar 31, 2026
- Accounts · 8 to 9Jul 23, 2025 to Oct 1, 2025
- Pooled vehicle clients · 8 to 9Jul 23, 2025 to Oct 1, 2025
- Private funds · 7 to 9Jul 23, 2025 to Oct 1, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 23, 2025
- Accounts · 7 to 8Nov 13, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 8Nov 13, 2024 to Mar 31, 2025
- Assets in custody · $802M to $1.0BNov 13, 2024 to Mar 31, 2025
- Discretionary RAUM · $881M to $1.0BNov 13, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $881M to $1.0BNov 13, 2024 to Mar 31, 2025
- RAUM · $881M to $1.0BNov 13, 2024 to Mar 31, 2025
- Business name · A•••••• C•••••• P••••••• L•• to E•• P••••••• L••Nov 5, 2024 to Nov 13, 2024
- Legal name · A•••••• C•••••• P••••••• L•• to E•• P••••••• L••Nov 5, 2024 to Nov 13, 2024
- Advisory employees · 9 to 11Aug 22, 2024 to Nov 5, 2024
- Employees · 14 to 15Aug 22, 2024 to Nov 5, 2024
- Discretionary RAUM · $802M to $881MMar 28, 2024 to Aug 22, 2024
- Pooled vehicle RAUM · $802M to $881MMar 28, 2024 to Aug 22, 2024
- RAUM · $802M to $881MMar 28, 2024 to Aug 22, 2024
- Advisory employees · 8 to 9Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $507M to $802MMar 30, 2023 to Mar 28, 2024
- Employees · 12 to 14Mar 30, 2023 to Mar 28, 2024
- Other offices · 0 to 1Mar 30, 2023 to Mar 28, 2024
- Private funds · 6 to 7Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $507M to $802MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $507M to $802MMar 30, 2023 to Mar 28, 2024
- RAUM · $507M to $802MMar 30, 2023 to Mar 28, 2024
- Accounts · 6 to 7May 12, 2022 to Mar 30, 2023
- Advisory employees · 6 to 8May 12, 2022 to Mar 30, 2023
- Pooled vehicle clients · 6 to 7May 12, 2022 to Mar 30, 2023
- Assets in custody · $431M to $507MMay 12, 2022 to Mar 30, 2023
- Employees · 10 to 12May 12, 2022 to Mar 30, 2023
- Private funds · 5 to 6May 12, 2022 to Mar 30, 2023
- Discretionary RAUM · $431M to $507MMay 12, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $431M to $507MMay 12, 2022 to Mar 30, 2023
Signals
5 dated events
- E•• P••••••• L•• reported RAUM $1.6B, up 64% from $1.0B (2025-10-01 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- E•• P••••••• L•• reported RAUM $802.3M, up 58% from $507.3M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Lawrence Dean Shin (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of E•• P••••••• L••May 12, 2022 · Control person joined · fact
- E•• P••••••• L•• reported RAUM $431.2M, up 139% from $180.1M (2021-03-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- A•••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Oct 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- E•• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/erapartners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- erapartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-463-3965reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026