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Former SEC-registered adviser

Q••••••••• V•••• T•••••••••

Former SEC-registered adviserCRD 307451SEC 801-118165IAPD
Legal name Q••••••••• V•••• T••••••••• L••
Latest filing Mar 21, 2024
First filing on the tape Feb 3, 2020 · 9 filings
RAUM
$173M
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
65%
$112M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$5.9M gross assets
History
9 filings and snapshots on the tape
RAUM$173M as of Mar 21, 2024
Mar 18, 2021$126M then
HNW client RAUM$112M as of Mar 21, 2024
Mar 16, 2023$99.9M then
State-registered IARs (5.B.3)2 as of Mar 21, 2024
Mar 18, 20212 then
Employees (5.A)2 as of Mar 21, 2024
Mar 18, 20212 then
Private funds1 as of Mar 21, 2024
Mar 18, 20211 then
RAUM -15% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 21, 2024; every figure names its basis
RAUM per advisor
$86.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$37.3MderivedHNW RAUM over HNW clients
Average account
$13.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
59%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-15%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Custody
$5.9M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$112M65%
  • Investment companies$54.7M32%
  • Pooled investment vehicles$5.9M3.4%
Individual clients
n/areported
HNW clients
3reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$5.9M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•••••• B••• N•••••• L•••• C•• F•••• L•Hedge Fund$5.9M4Sep 25, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••• J•••••••• C•••• · Chief Executive Officer And Chief Investment Officer And Chief Compliance Officercontrol
        since 02/2020 · owns 50% to 75%
      • M•••••••• B••••• J•••• · President And Chief Operating Officercontrol
        since 02/2020 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 15 to 13
        Nov 20, 2023 to Mar 21, 2024
      • HNW clients · 5 to 3
        Nov 20, 2023 to Mar 21, 2024
      • Assets in custody · $9.7M to $5.9M
        Nov 20, 2023 to Mar 21, 2024
      • Discretionary RAUM · $140M to $102M
        Nov 20, 2023 to Mar 21, 2024
      • HNW RAUM · $99.9M to $112M
        Nov 20, 2023 to Mar 21, 2024
      • Individual RAUM · 1236939.0 to unset
        Nov 20, 2023 to Mar 21, 2024
      • Non-discretionary RAUM · $63.0M to $70.9M
        Nov 20, 2023 to Mar 21, 2024
      • Pooled vehicle RAUM · $9.7M to $5.9M
        Nov 20, 2023 to Mar 21, 2024
      • RAUM · $203M to $173M
        Nov 20, 2023 to Mar 21, 2024
      • HNW clients · unset to 5.0
        Mar 29, 2022 to Mar 16, 2023
      • Individual clients · 5.0 to unset
        Mar 29, 2022 to Mar 16, 2023
      • Assets in custody · $10.4M to $9.7M
        Mar 29, 2022 to Mar 16, 2023
      • Custody of client assets · false to true
        Mar 29, 2022 to Mar 16, 2023
      • Other offices · 0 to 1
        Mar 29, 2022 to Mar 16, 2023
      • Discretionary RAUM · $81.0M to $140M
        Mar 29, 2022 to Mar 16, 2023
      • HNW RAUM · unset to 99852021.0
        Mar 29, 2022 to Mar 16, 2023
      • Individual RAUM · $112M to $1.2M
        Mar 29, 2022 to Mar 16, 2023
      • Non-discretionary RAUM · $65.5M to $63.0M
        Mar 29, 2022 to Mar 16, 2023
      • Pooled vehicle RAUM · $10.4M to $9.7M
        Mar 29, 2022 to Mar 16, 2023
      • RAUM · $147M to $203M
        Mar 29, 2022 to Mar 16, 2023
      • Accounts · 10 to 15
        Sep 2, 2021 to Mar 29, 2022
      • Advisory activities · 4 to 3
        Sep 2, 2021 to Mar 29, 2022
      • Individual clients · 7 to 5
        Sep 2, 2021 to Mar 29, 2022
      • Assets in custody · $12.9M to $10.4M
        Sep 2, 2021 to Mar 29, 2022
      • Discretionary RAUM · $69.1M to $81.0M
        Sep 2, 2021 to Mar 29, 2022
      • Individual RAUM · $79.3M to $112M
        Sep 2, 2021 to Mar 29, 2022
      • Non-discretionary RAUM · $57.2M to $65.5M
        Sep 2, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $12.9M to $10.4M
        Sep 2, 2021 to Mar 29, 2022
      • RAUM · $126M to $147M
        Sep 2, 2021 to Mar 29, 2022
      • HQ city · OVERLAND PARK to unset
        Mar 18, 2021 to Sep 2, 2021
      • HQ state · KS to unset
        Mar 18, 2021 to Sep 2, 2021
      • Accounts · 0 to 10
        Jun 26, 2020 to Mar 18, 2021
      • Individual clients · unset to 7.0
        Jun 26, 2020 to Mar 18, 2021
      • Pooled vehicle clients · 0 to 1
        Jun 26, 2020 to Mar 18, 2021
      • Assets in custody · unset to 12944421.0
        Jun 26, 2020 to Mar 18, 2021
      • Employees · 3 to 2
        Jun 26, 2020 to Mar 18, 2021
      • State-registered IARs · 0 to 2
        Jun 26, 2020 to Mar 18, 2021
      • Private funds · unset to 1
        Jun 26, 2020 to Mar 18, 2021
      • Discretionary RAUM · $0 to $69.1M
        Jun 26, 2020 to Mar 18, 2021
      • Individual RAUM · unset to 79256434.0
        Jun 26, 2020 to Mar 18, 2021
      Signals
      1 dated events
      • Q••••••••• V•••• T••••••••• filed its initial SEC registration (Form ADV)
        Feb 3, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026