DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sourcerock Group LLC
Latest filing Apr 2, 2026
First filing on the tape Mar 31, 2021 · 13 filings
SEC status approved since May 4, 2021
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$3.1B as of Apr 2, 2026
Mar 31, 2022$500M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 2, 2026
Mar 31, 20220 then
Employees (5.A)16 as of Apr 2, 2026
Mar 31, 20225 then
Private funds1 as of Apr 2, 2026
Mar 31, 20221 then
RAUM +19% over the last fiscal year+39% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $345MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sourcerock Fund LP | Hedge Fund | $1.1B | 61 | Jan 25, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Michael Andrew Haley · Chief Compliance Officer, Chief Operating Officercontrolsince 03/2021 · owns less than 5%
- Vengadam Thiru Ramakrishnan · Membercontrolsince 02/2020 · owns 25% to 50%
- Christian Zann · Membercontrolsince 02/2020 · owns 75% or more
Related persons
Schedule D 7.A
- Sourcerock Fund Gp LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 9 to 10Aug 5, 2025 to Mar 31, 2026
- Employees · 14 to 16Aug 5, 2025 to Mar 31, 2026
- Other offices · 0 to 1Aug 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.6B to $3.1BAug 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.6B to $3.1BAug 5, 2025 to Mar 31, 2026
- RAUM · $2.6B to $3.1BAug 5, 2025 to Mar 31, 2026
- Accounts · 8 to 9May 9, 2024 to Apr 14, 2025
- Advisory employees · 7 to 9May 9, 2024 to Apr 14, 2025
- Pooled vehicle clients · 8 to 9May 9, 2024 to Apr 14, 2025
- Employees · 12 to 14May 9, 2024 to Apr 14, 2025
- Financial planning clients · unset to May 9, 2024 to Apr 14, 2025
- Discretionary RAUM · $2.1B to $2.6BMay 9, 2024 to Apr 14, 2025
- Pooled vehicle RAUM · $2.1B to $2.6BMay 9, 2024 to Apr 14, 2025
- RAUM · $2.1B to $2.6BMay 9, 2024 to Apr 14, 2025
- Accounts · 7 to 8May 1, 2023 to Mar 28, 2024
- Advisory employees · 6 to 7May 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 8May 1, 2023 to Mar 28, 2024
- Employees · 9 to 12May 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $2.1BMay 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.2B to $2.1BMay 1, 2023 to Mar 28, 2024
- RAUM · $1.2B to $2.1BMay 1, 2023 to Mar 28, 2024
- Accounts · 5 to 7Aug 31, 2022 to Mar 31, 2023
- Advisory employees · 4 to 6Aug 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 7Aug 31, 2022 to Mar 31, 2023
- Employees · 5 to 9Aug 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $500M to $1.2BAug 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $500M to $1.2BAug 31, 2022 to Mar 31, 2023
- RAUM · $500M to $1.2BAug 31, 2022 to Mar 31, 2023
- Accounts · 2 to 5Dec 8, 2021 to Mar 31, 2022
- Advisory employees · 3 to 4Dec 8, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 5Dec 8, 2021 to Mar 31, 2022
- Employees · 4 to 5Dec 8, 2021 to Mar 31, 2022
- Discretionary RAUM · $182M to $500MDec 8, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $182M to $500MDec 8, 2021 to Mar 31, 2022
- RAUM · $182M to $500MDec 8, 2021 to Mar 31, 2022
- HQ city · CHICAGO to DENVERMar 31, 2021 to Jul 6, 2021
- HQ state · IL to COMar 31, 2021 to Jul 6, 2021
- Private funds · 2 to 1Mar 31, 2021 to Jul 6, 2021
Signals
5 dated events
- Sourcerock Group Llc reported RAUM $2.6B, up 26% from $2.1B (2024-05-09 to 2025-04-14)Apr 14, 2025 · RAUM change · derived
- Sourcerock Group Llc reported RAUM $2.1B, up 77% from $1.2B (2023-05-01 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Sourcerock Group Llc reported RAUM $1.2B, up 133% from $499.7M (2022-08-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Sourcerock Group Llc reported RAUM $499.7M, up 174% from $182.4M (2021-12-08 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Sourcerock Group Llc filed its initial SEC registration (Form ADV)Mar 31, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sourcerock-group-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sourcerocklp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 720-790-2271reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026