DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• C•••••• M••••••••• L•
Latest filing Mar 26, 2026
First filing on the tape Mar 26, 2021 · 9 filings
SEC status approved since Apr 26, 2021
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.4B as of Mar 26, 2026
Feb 24, 2022$452M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Feb 24, 20220 then
Employees (5.A)7 as of Mar 26, 2026
Feb 24, 20226 then
Private funds2 as of Mar 26, 2026
Feb 24, 20221 then
RAUM +28% over the last fiscal year+16% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $289MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• O•••••• F••• L• | Hedge Fund | $747M | 80 | Mar 19, 2020 |
| B•••••• C••••••••• • I••••••••• M••••• F••• L• | Hedge Fund | $5.8M | 1 | Mar 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• D•••••• A• · Ciocontrolsince 09/2019 · owns 75% or more
- Q••••••• M•••••• · Cco/Coocontrolsince 07/2021 · owns less than 5%
- D••••••• D•••••• A• · Owner/Managing Membercontrolsince 09/2019 · owns 75% or more of B•••••• M••••••••• G•••••• P•••••• L••
Entity owners
- B•••••• M••••••••• G•••••• P•••••• L•• · G•••••• Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B•••••• O•••••• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 5Jan 28, 2026 to Mar 26, 2026
- Pooled vehicle clients · 4 to 5Jan 28, 2026 to Mar 26, 2026
- Assets in custody · $1.1B to $1.4BJan 28, 2026 to Mar 26, 2026
- Employees · 6 to 7Jan 28, 2026 to Mar 26, 2026
- Discretionary RAUM · $1.1B to $1.4BJan 28, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $1.1B to $1.4BJan 28, 2026 to Mar 26, 2026
- RAUM · $1.1B to $1.4BJan 28, 2026 to Mar 26, 2026
- Other offices · 0 to 1Mar 27, 2025 to Jan 28, 2026
- Accounts · 5 to 4Mar 15, 2024 to Mar 27, 2025
- Advisory employees · 5 to 4Mar 15, 2024 to Mar 27, 2025
- Assets in custody · $753M to $1.1BMar 15, 2024 to Mar 27, 2025
- Employees · 8 to 6Mar 15, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 27, 2025
- Discretionary RAUM · $753M to $1.1BMar 15, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $753M to $1.1BMar 15, 2024 to Mar 27, 2025
- RAUM · $753M to $1.1BMar 15, 2024 to Mar 27, 2025
- Assets in custody · $898M to $753MApr 5, 2023 to Mar 15, 2024
- Employees · 7 to 8Apr 5, 2023 to Mar 15, 2024
- Discretionary RAUM · $924M to $753MApr 5, 2023 to Mar 15, 2024
- Pooled vehicle RAUM · $898M to $753MApr 5, 2023 to Mar 15, 2024
- RAUM · $924M to $753MApr 5, 2023 to Mar 15, 2024
- Accounts · 2 to 5Feb 24, 2022 to Mar 27, 2023
- Pooled vehicle clients · 2 to 4Feb 24, 2022 to Mar 27, 2023
- Assets in custody · $240M to $898MFeb 24, 2022 to Mar 27, 2023
- Employees · 6 to 7Feb 24, 2022 to Mar 27, 2023
- Private funds · 1 to 2Feb 24, 2022 to Mar 27, 2023
- Discretionary RAUM · $452M to $924MFeb 24, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $452M to $898MFeb 24, 2022 to Mar 27, 2023
- RAUM · $452M to $924MFeb 24, 2022 to Mar 27, 2023
- Discretionary RAUM · $240M to $452MDec 2, 2021 to Feb 24, 2022
- Pooled vehicle RAUM · $240M to $452MDec 2, 2021 to Feb 24, 2022
- RAUM · $240M to $452MDec 2, 2021 to Feb 24, 2022
- Assets in custody · $263M to $240MMar 26, 2021 to Dec 2, 2021
- Employees · 5 to 6Mar 26, 2021 to Dec 2, 2021
- Private funds · 2 to 1Mar 26, 2021 to Dec 2, 2021
- Discretionary RAUM · $263M to $240MMar 26, 2021 to Dec 2, 2021
- Pooled vehicle RAUM · $263M to $240MMar 26, 2021 to Dec 2, 2021
- RAUM · $263M to $240MMar 26, 2021 to Dec 2, 2021
- Related bank · true to falseMar 26, 2021 to Dec 2, 2021
Signals
7 dated events
- B•••••• C•••••• M••••••••• L• reported RAUM $1.4B, up 28% from $1.1B (2026-01-28 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- B•••••• C•••••• M••••••••• L• reported RAUM $1.1B, up 50% from $752.9M (2024-03-15 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- B•••••• C•••••• M••••••••• L• reported RAUM $923.7M, up 105% from $451.6M (2022-02-24 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- B•••••• C•••••• M••••••••• L• reported RAUM $451.6M, up 88% from $239.7M (2021-12-02 to 2022-02-24)Feb 24, 2022 · RAUM change · derived
- M•••••• Q•••••• (Cco/Coo) appeared on Schedule A of B•••••• C•••••• M••••••••• L•Dec 2, 2021 · Control person joined · fact
- C Matthew Frame (Cco) no longer on Schedule A of B•••••• C•••••• M••••••••• L• (listed 2021-03-26, absent 2021-12-02)Dec 2, 2021 · Control person left · inference
- B•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Mar 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 6467795266reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026