DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E•••••••• W••••• M••••••••• I•••
Latest filing Mar 11, 2026
First filing on the tape Dec 4, 2024 · 6 filings
SEC status approved since Jan 13, 2025
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$172M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$28.6M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$172M as of Mar 11, 2026
Mar 17, 2025$134M then
HNW client RAUM$80.1M as of Mar 11, 2026
Mar 17, 2025$71.4M then
State-registered IARs (5.B.3)4 as of Mar 11, 2026
Mar 17, 20252 then
Employees (5.A)7 as of Mar 11, 2026
Mar 17, 20255 then
Private funds: no history
RAUM +28% over the last fiscal yearIARs 2 to 4offices 0 to 3
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $28.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $238,202derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +56%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $172MreportedItem 5.I
- Custody
- $70.1M, 219 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$91.4M53%
- High-net-worth individuals$80.1M47%
- Pension and profit-sharing plans$179,8680.1%
- Individual clients
- 257reported
- HNW clients
- 37reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 721reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $70.1M for 219 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• A••••••• | Naples, Fl | Sep 26, 2025 | 31 y | 3 |
| B•••• J••• B•••• | Fort Myers, Fl | Nov 14, 2025 | 10 y | 0 |
| K••• M•••••• T••••••• | Fort Myers, Fl | Jan 1, 2026 | 11 y | 3 |
| A••• B•••• | Fort Myers, Fl | Jan 1, 2026 | 11 y | 0 |
| R••• W•••••• M•••• | Fort Myers, Fl | May 7, 2026 | 11 y | 0 |
| L••••• K•••••• T••••••• | Fort Myers, Fl | Jul 28, 2026 | 12 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M••••• P•••••• W••••• to O•••• I••••••••• I•••Jan 2, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- K••• M•••••• T••••••• from T•••••••• L••Jan 1, 2026 · RIA to RIA
- T••••• A••••••• from B•••• W•••••• L••Sep 26, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• A••• · Cco / Ownercontrolsince 01/2020 · owns 50% to 75%
- T•••••••• K•••• M•••••• · Ownercontrolsince 11/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
- E•••••••• R••••••••• S••••••• I•••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Myers, Fl · principal | 6 | 6 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Mar 11, 2026individual and HNW clients (Item 5.D) moved from 189.0 to 294.0 (+56.0%) between the annual amendments of 2025-03-17 and 2026-03-11; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 608 to 721Oct 6, 2025 to Mar 11, 2026
- Advisory employees · 2 to 4Oct 6, 2025 to Mar 11, 2026
- HNW clients · 44 to 37Oct 6, 2025 to Mar 11, 2026
- Individual clients · 145 to 257Oct 6, 2025 to Mar 11, 2026
- Assets in custody · $48.3M to $70.1MOct 6, 2025 to Mar 11, 2026
- Employees · 5 to 7Oct 6, 2025 to Mar 11, 2026
- State-registered IARs · 2 to 4Oct 6, 2025 to Mar 11, 2026
- Other offices · 0 to 3Oct 6, 2025 to Mar 11, 2026
- Discretionary RAUM · $134M to $172MOct 6, 2025 to Mar 11, 2026
- HNW RAUM · $71.4M to $80.1MOct 6, 2025 to Mar 11, 2026
- Individual RAUM · $63.1M to $91.4MOct 6, 2025 to Mar 11, 2026
- Pension RAUM · $0 to $179,868Oct 6, 2025 to Mar 11, 2026
- RAUM · $134M to $172MOct 6, 2025 to Mar 11, 2026
- Financial planning clients · 0 to 0Aug 22, 2025 to Oct 6, 2025
- Accounts · 549 to 608Dec 12, 2024 to Mar 17, 2025
- Advisory employees · 3 to 2Dec 12, 2024 to Mar 17, 2025
- HNW clients · 33 to 44Dec 12, 2024 to Mar 17, 2025
- Individual clients · 135 to 145Dec 12, 2024 to Mar 17, 2025
- Assets in custody · $42.8M to $48.3MDec 12, 2024 to Mar 17, 2025
- Employees · 6 to 5Dec 12, 2024 to Mar 17, 2025
- State-registered IARs · 3 to 2Dec 12, 2024 to Mar 17, 2025
- Discretionary RAUM · $111M to $134MDec 12, 2024 to Mar 17, 2025
- HNW RAUM · $62.7M to $71.4MDec 12, 2024 to Mar 17, 2025
- Individual RAUM · $48.6M to $63.1MDec 12, 2024 to Mar 17, 2025
- RAUM · $111M to $134MDec 12, 2024 to Mar 17, 2025
- Wrap assets (manager) · unset to 0.0Dec 4, 2024 to Dec 12, 2024
- Wrap assets (sponsor) · unset to 0.0Dec 4, 2024 to Dec 12, 2024
Signals
2 dated events
- M••••• P•••••• W••••• left E•••••••• W••••• M••••••••• I••• for O•••• I••••••••• I••• (registered 2025-03-17)Jan 2, 2025 · Advisor changed firm · fact
- E•••••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Dec 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-771-8696reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/36016067/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- evolutionretirementservices.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 239-771-8696reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- evolutionretirementservices.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- evolutionretirementservices.com/meet-our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026