DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
N••••
Legal name N•••• F•••••• I••
Latest filing Jan 9, 2026
First filing on the tape Feb 21, 2020 · 15 filings
SEC status approved since Mar 20, 2020
RAUM
$449M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$449M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
53
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$449M as of Jan 9, 2026
Mar 30, 2021$587,344 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 9, 2026
Mar 30, 20210 then
Employees (5.A)53 as of Jan 9, 2026
Mar 30, 20211 then
Private funds: no history
RAUM +0.0% over the last fiscal year+128% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1,890derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- $449MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$449M100%
- Individual clients
- 237,362reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 237,362reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• K•••••••• C••• · Chief Investment Officer, Board Membercontrolsince 10/2023 · owns less than 5%
- I•••••• A•••• M•••••• · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- L•••• N••••••• M•••• · Chief Financial Officercontrolsince 10/2023 · owns less than 5%
- R••••••••• N•••••••• H••••• · Secretarycontrolsince 10/2023 · owns less than 5%
- V•••••• L••••• B••••••• · Chief Executive Officer, Board Membercontrolsince 04/2021 · owns less than 5%
- V•••••• L••••• B••••••• · Directorcontrolsince 03/2021 · owns F of N•••• H•••••• L•••
Entity owners
- N•••• F•••••• H•••••••• L•• · Ownerdirect · owns 75% or more
- N•••• H•••••• L••• · Ownerindirect · owns 75% or more of N•••• F•••••• H•••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · MENLO PARK to ORLANDODec 2, 2025 to Jan 9, 2026
- HQ state · CA to FLDec 2, 2025 to Jan 9, 2026
- Financial planning clients · unset to Mar 26, 2025 to Jun 12, 2025
- Accounts · 197,860 to 237,362Dec 5, 2024 to Mar 26, 2025
- BD registered reps · 0 to 3Dec 5, 2024 to Mar 26, 2025
- Individual clients · 197,860 to 237,362Dec 5, 2024 to Mar 26, 2025
- Individual RAUM · $390M to $449MDec 5, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $390M to $449MDec 5, 2024 to Mar 26, 2025
- RAUM · $390M to $449MDec 5, 2024 to Mar 26, 2025
- Related broker-dealer · false to trueDec 5, 2024 to Mar 26, 2025
- Accounts · 99,400 to 197,860May 8, 2024 to Dec 5, 2024
- Individual clients · 99,400 to 197,860May 8, 2024 to Dec 5, 2024
- Individual RAUM · $215M to $390MMay 8, 2024 to Dec 5, 2024
- Non-discretionary RAUM · $215M to $390MMay 8, 2024 to Dec 5, 2024
- RAUM · $215M to $390MMay 8, 2024 to Dec 5, 2024
- Accounts · 75,304 to 99,400Oct 19, 2023 to Mar 26, 2024
- Advisory employees · 5 to 22Oct 19, 2023 to Mar 26, 2024
- Advisory activities · 1 to 3Oct 19, 2023 to Mar 26, 2024
- Individual clients · 75,304 to 99,400Oct 19, 2023 to Mar 26, 2024
- Employees · 186 to 53Oct 19, 2023 to Mar 26, 2024
- Individual RAUM · $150M to $215MOct 19, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $150M to $215MOct 19, 2023 to Mar 26, 2024
- RAUM · $150M to $215MOct 19, 2023 to Mar 26, 2024
- Accounts · 45,244 to 75,304Mar 31, 2023 to Oct 19, 2023
- Individual clients · 45,244 to 75,304Mar 31, 2023 to Oct 19, 2023
- Individual RAUM · $38.0M to $150MMar 31, 2023 to Oct 19, 2023
- Non-discretionary RAUM · $38.0M to $150MMar 31, 2023 to Oct 19, 2023
- RAUM · $38.0M to $150MMar 31, 2023 to Oct 19, 2023
- Accounts · 18,551 to 45,244Mar 30, 2022 to Mar 31, 2023
- Individual clients · 18,551 to 45,244Mar 30, 2022 to Mar 31, 2023
- Employees · 131 to 186Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $8.6M to $0Mar 30, 2022 to Mar 31, 2023
- Individual RAUM · $8.6M to $38.0MMar 30, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $0 to $38.0MMar 30, 2022 to Mar 31, 2023
- RAUM · $8.6M to $38.0MMar 30, 2022 to Mar 31, 2023
- Accounts · 2,432 to 18,551Nov 5, 2021 to Mar 30, 2022
- Advisory employees · 1 to 5Nov 5, 2021 to Mar 30, 2022
- Individual clients · 2,432 to 18,551Nov 5, 2021 to Mar 30, 2022
- Employees · 1 to 131Nov 5, 2021 to Mar 30, 2022
- Discretionary RAUM · $587,344 to $8.6MNov 5, 2021 to Mar 30, 2022
Signals
16 dated events
- Nomad no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $448.6M)Apr 1, 2026 · Left the SEC roster · derived
- Nomad reported RAUM $389.5M, up 81% from $215.0M (2024-05-08 to 2024-12-05)Dec 5, 2024 · RAUM change · derived
- Patrick Sigrist (Director) no longer on Schedule A of Nomad (listed 2024-05-08, absent 2024-12-05)Dec 5, 2024 · Control person left · inference
- R•••••• C•••• P•••••• F•••• (Head Of Investment Advisory Services) no longer on Schedule A of Nomad (listed 2023-10-19, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- Monte Natalia Lima (Chief Financial Officer) appeared on Schedule A of NomadMar 26, 2024 · Control person joined · fact
- Haddad Nathalia Rodrigues (Secretary) appeared on Schedule A of NomadMar 26, 2024 · Control person joined · fact
- Eduardo Haber (Manager) no longer on Schedule A of Nomad (listed 2023-10-19, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- R•••••• C•••• P•••••• F•••• (Head Of Investment Advisory Services) appeared on Schedule A of NomadOct 19, 2023 · Control person joined · fact
- Caio Fasanella Kairalla (Chief Investment Officer, Board Member) appeared on Schedule A of NomadOct 19, 2023 · Control person joined · fact
- Michael Adam Israel (Chief Compliance Officer) appeared on Schedule A of NomadMar 31, 2023 · Control person joined · fact
- B••••••• L•••• V••••• (Chief Executive Officer) appeared on Schedule A of NomadMar 30, 2022 · Control person joined · fact
- Braga Marcus Vinicius Da Silva (Chief Compliance Officer) no longer on Schedule A of Nomad (listed 2021-03-30, absent 2021-11-05)Nov 5, 2021 · Control person left · inference
- Braga Marcus Vinicius Da Silva (Chief Compliance Officer) appeared on Schedule A of NomadJan 8, 2021 · Control person joined · fact
- Aziz Marcos Nader (Co - Chief Executive Officer) no longer on Schedule A of Nomad (listed 2020-06-29, absent 2021-01-08)Jan 8, 2021 · Control person left · inference
- Jose Andres Villaquiran (Chief Compliance Officer) no longer on Schedule A of Nomad (listed 2020-06-29, absent 2021-01-08)Jan 8, 2021 · Control person left · inference
- Nomad filed its initial SEC registration (Form ADV)Feb 21, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026