DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• C••••••• L••
Latest filing May 14, 2026
First filing on the tape Apr 7, 2020 · 17 filings
SEC status approved since Nov 27, 2020
RAUM
$657M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.5%
$9.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
18
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$657M as of May 14, 2026
Mar 26, 2021$186M then
HNW client RAUM$9.7M as of May 14, 2026
Aug 22, 2025$1.0M then
State-registered IARs (5.B.3)0 as of May 14, 2026
Mar 26, 20210 then
Employees (5.A)14 as of May 14, 2026
Mar 26, 20219 then
Private funds18 as of May 14, 2026
Mar 26, 20212 then
RAUM -1.9% over the last fiscal year+0.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $25.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$648M99%
- High-net-worth individuals$9.7M1.5%
- Individual clients
- n/areported
- HNW clients
- 5reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H• S•••••• H•••••••• L••• | Private Equity Fund | $195M | 6 | Mar 30, 2022 |
| H••••••• C•••••• F••• 1••• L••• | Private Equity Fund | $195M | 43 | Mar 26, 2021 |
| H••••••• S•••••• C••••••••• L••• | Private Equity Fund | $92.9M | 31 | Mar 30, 2022 |
| H• M•••• S•••• H•••••••• L••• | Private Equity Fund | $91.6M | 5 | Mar 31, 2023 |
| H• I••• H•••••••• L••• | Private Equity Fund | $77.3M | 3 | Mar 31, 2023 |
| H••••••• C•••••• F••• 1••• L••• | Private Equity Fund | $75.1M | 10 | Mar 26, 2021 |
| H••••• E•••• S•••• F••• I••• L•• | Private Equity Fund | $47.7M | 20 | Mar 29, 2024 |
| H••••••• I••• B•••••• H•••••••• L••• | Private Equity Fund | $41.5M | 5 | Mar 31, 2023 |
| H••••••• M•••• S•••• C••••••••• L••• | Private Equity Fund | $31.2M | 26 | Mar 31, 2023 |
| H••••• E•••• S•••• F••• I••• L•• | Private Equity Fund | $19.0M | 4 | Mar 29, 2024 |
| H••••• H••••••• L• | Private Equity Fund | $10.1M | 2 | Mar 29, 2024 |
| H••••••• I••• C••••••••• L••• | Private Equity Fund | $7.4M | 14 | Mar 31, 2023 |
| H••••••• I••• C••••••••• L••• | Private Equity Fund | $4.9M | 2 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••• M•••• S••••••• · Founder, Director, Partnercontrolsince 06/2019 · owns less than 5%
- M•••••• D••••• S•••• · Founder, Director, Ceocontrolsince 06/2019 · owns less than 5%
- B••••• M•••• S••••••• · Ownercontrolsince 06/2019 · owns 75% or more of D••••••• M••••••••• L••
- M•••••• D••••• S•••• · Ownercontrolsince 06/2019 · owns 75% or more of D• M••••• F•••••• L••
- B•••••• G•••• D•••• · Cfo & Ccosince 05/2021 · owns less than 5%
- G•••••• D•••• · Director, Sr. Managing Director & Partnersince 06/2019 · owns less than 5%
Entity owners
- H••••••• C•••••• H•••••••• L•• · Memberdirect · owns 75% or more
- D• M••••• F•••••• L•• · Memberindirect · owns 50% to 75% of H••••••• C•••••• H•••••••• L••
- D••••••• M••••••••• L•• · Memberindirect · owns 50% to 75% of H••••••• C•••••• H•••••••• L••
- A••••• A••••••••• C•••••• P•••••••• L•• · Memberdirect · owns 10% to 25%
- A••••• H••••••• S•• · Memberindirect · owns 75% or more of A••••• A••••••••• C•••••• P•••••••• L••
Related persons
Schedule D 7.A
- A••••• H••••••• C•••••• L•• G• I• S•• R•••pooled vehicle sponsory
- H••••••• C•••••• G• I• L••pooled vehicle sponsorn
- H••••••• C••••••••• G•• L••pooled vehicle sponsorn
- H••••• E•••• S•••• F••• G• I• L••pooled vehicle sponsorn
Advisers that list H••••••• C••••••• L•• as a related person
- 314568 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY6 employees
What changed
consecutive filings, newest first
- Accounts · 19 to 26Aug 22, 2025 to Mar 31, 2026
- Advisory employees · 10 to 11Aug 22, 2025 to Mar 31, 2026
- HNW clients · 1 to 5Aug 22, 2025 to Mar 31, 2026
- Pooled vehicle clients · 18 to 21Aug 22, 2025 to Mar 31, 2026
- Employees · 13 to 14Aug 22, 2025 to Mar 31, 2026
- Private funds · 15 to 18Aug 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $671M to $657MAug 22, 2025 to Mar 31, 2026
- HNW RAUM · $1.0M to $9.7MAug 22, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $670M to $648MAug 22, 2025 to Mar 31, 2026
- RAUM · $671M to $657MAug 22, 2025 to Mar 31, 2026
- Accounts · 18 to 19Mar 31, 2025 to Aug 22, 2025
- HNW clients · unset to 1.0Mar 31, 2025 to Aug 22, 2025
- Discretionary RAUM · $670M to $671MMar 31, 2025 to Aug 22, 2025
- HNW RAUM · unset to 1000000.0Mar 31, 2025 to Aug 22, 2025
- RAUM · $670M to $671MMar 31, 2025 to Aug 22, 2025
- Related adviser · false to trueMar 31, 2025 to Aug 22, 2025
- Related broker-dealer · false to trueMar 31, 2025 to Aug 22, 2025
- Accounts · 15 to 18May 28, 2024 to Mar 31, 2025
- Advisory employees · 11 to 10May 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 18May 28, 2024 to Mar 31, 2025
- Employees · 15 to 13May 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 28, 2024 to Mar 31, 2025
- Private funds · 13 to 15May 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $653M to $670MMay 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $653M to $670MMay 28, 2024 to Mar 31, 2025
- RAUM · $653M to $670MMay 28, 2024 to Mar 31, 2025
- Accounts · 12 to 15May 5, 2023 to Mar 29, 2024
- Advisory employees · 9 to 11May 5, 2023 to Mar 29, 2024
- Pooled vehicle clients · 12 to 15May 5, 2023 to Mar 29, 2024
- Employees · 11 to 15May 5, 2023 to Mar 29, 2024
- Private funds · 10 to 13May 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $605M to $653MMay 5, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $605M to $653MMay 5, 2023 to Mar 29, 2024
- RAUM · $605M to $653MMay 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $647M to $605MMar 31, 2023 to May 5, 2023
- Pooled vehicle RAUM · $647M to $605MMar 31, 2023 to May 5, 2023
- RAUM · $647M to $605MMar 31, 2023 to May 5, 2023
- Accounts · 4 to 12Nov 11, 2022 to Mar 31, 2023
- Advisory employees · 8 to 9Nov 11, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 12Nov 11, 2022 to Mar 31, 2023
Signals
3 dated events
- H••••••• C••••••• L•• reported RAUM $646.9M, up 62% from $399.9M (2022-11-11 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- H••••••• C••••••• L•• reported RAUM $399.9M, up 115% from $186.0M (2021-05-19 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- H••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Apr 7, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••••• C••••••• L•• · Private Equityshared crd · organization
- H••••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- highpost.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-634-3305reportedpublic record, Form ADV, May 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026