DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••• C••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Jun 24, 2022 · 7 filings
SEC status approved since Jul 25, 2022
RAUM
$371M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$371M as of Mar 31, 2026
Mar 31, 2023$472M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)7 as of Mar 31, 2026
Mar 31, 20234 then
Private funds2 as of Mar 31, 2026
Mar 31, 20232 then
RAUM -19% over the last fiscal year-7.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $74.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$371M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••• G••••• L••• S•••• F•••• L• | Hedge Fund | $495M | 107 | Apr 14, 2020 |
| F••• G••••• L••• O••• F••• L• | Hedge Fund | $17.4M | 11 | Mar 29, 2022 |
Owners and control persons
Schedule A and B, latest filing
- G••• G•••••••• J••• · Chief Compliance Officer, Partner, Managing Directorcontrolsince 04/2019 · owns less than 5%
- M•••• J••••• S• · Managing Partner, Portfolio Managercontrolsince 04/2019 · owns 75% or more
Entity owners
- F••• G••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- F••• G••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 4 to 7Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $458M to $371MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $458M to $371MMar 31, 2025 to Mar 31, 2026
- RAUM · $458M to $371MMar 31, 2025 to Mar 31, 2026
- Accounts · 4 to 5Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 5Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $529M to $458MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $529M to $458MMar 28, 2024 to Mar 31, 2025
- RAUM · $529M to $458MMar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $472M to $529MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $472M to $529MMar 31, 2023 to Mar 28, 2024
- RAUM · $472M to $529MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 3 to 4Nov 15, 2022 to Mar 31, 2023
- Employees · 3 to 4Nov 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $315M to $472MNov 15, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $315M to $472MNov 15, 2022 to Mar 31, 2023
- RAUM · $315M to $472MNov 15, 2022 to Mar 31, 2023
- Private funds · 4 to 2Jun 24, 2022 to Jul 7, 2022
Signals
2 dated events
- F••• C••••••• L••• reported RAUM $472.5M, up 50% from $314.8M (2022-11-15 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- F••• C••••••• L••• filed its initial SEC registration (Form ADV)Jun 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••• C••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/factcapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- f•••••••••.inforeportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 914-809-0187reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026