DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 28, 2020 · 11 filings
SEC status approved since Mar 31, 2020
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2026
Mar 31, 2021$226M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20210 then
Employees (5.A)5 as of Mar 31, 2026
Mar 31, 20213 then
Private funds6 as of Mar 31, 2026
Mar 27, 20234 then
RAUM -2.3% over the last fiscal year+3.6% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $272MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••••• ••••••• I•••••••• L•• | Private Equity Fund | $892M | 19 | Mar 27, 2023 |
| F••••••••• ••••••••• I•••••••• I• L•• | Private Equity Fund | $466M | 57 | Mar 27, 2023 |
| F• T••• I•• | Private Equity Fund | $119M | 25 | Mar 27, 2023 |
| F••••••••• N•• L•• | Private Equity Fund | $104M | 30 | Mar 22, 2024 |
| T••• I• | Private Equity Fund | $74.6M | 2 | Mar 22, 2024 |
| F••••••••• ••••• I•••••••• L•• | Private Equity Fund | $64.4M | 16 | Mar 27, 2023 |
| F••••••••• ••••• I•••••••• I•• L•• | Private Equity Fund | $40.5M | 6 | Mar 22, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••• W•••• C••••• · Founder, Sole Managing Membercontrolsince 11/2019 · owns 75% or more
- C•••••• D••••• A• · Chief Compliance Officersince 03/2021 · owns less than 5%
Related persons
Schedule D 7.A
- F••••••••• ••••• I•••••••• I• M•• L••pooled vehicle sponsorn
- F••••••••• ••••• I•••••••• M• L••pooled vehicle sponsorn
- F••••••••• ••••••• I•••••••• M• L••pooled vehicle sponsorn
- F••••••••• N•• M•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-07-01, yes on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Custody of client assets · false to trueJul 1, 2025 to Mar 31, 2026
- Other offices · 1 to 0Jul 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $1.6BJul 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $1.6BJul 1, 2025 to Mar 31, 2026
- RAUM · $1.7B to $1.6BJul 1, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 19, 2025 to Jul 1, 2025
- Accounts · 7 to 6Apr 23, 2024 to Mar 19, 2025
- Advisory employees · 3 to 4Apr 23, 2024 to Mar 19, 2025
- Pooled vehicle clients · 7 to 6Apr 23, 2024 to Mar 19, 2025
- Custody of client assets · true to falseApr 23, 2024 to Mar 19, 2025
- Employees · 4 to 5Apr 23, 2024 to Mar 19, 2025
- Private funds · 7 to 6Apr 23, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.7B to $1.7BApr 23, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $1.7B to $1.7BApr 23, 2024 to Mar 19, 2025
- RAUM · $1.7B to $1.7BApr 23, 2024 to Mar 19, 2025
- Accounts · 4 to 7Mar 27, 2023 to Mar 22, 2024
- Advisory employees · 2 to 3Mar 27, 2023 to Mar 22, 2024
- Pooled vehicle clients · 4 to 7Mar 27, 2023 to Mar 22, 2024
- Assets in custody · unset to 0.0Mar 27, 2023 to Mar 22, 2024
- Custody of client assets · false to trueMar 27, 2023 to Mar 22, 2024
- Employees · 3 to 4Mar 27, 2023 to Mar 22, 2024
- Private funds · 4 to 7Mar 27, 2023 to Mar 22, 2024
- Discretionary RAUM · $1.5B to $1.7BMar 27, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $1.5B to $1.7BMar 27, 2023 to Mar 22, 2024
- RAUM · $1.5B to $1.7BMar 27, 2023 to Mar 22, 2024
- Accounts · 1 to 4Jul 29, 2022 to Mar 27, 2023
- Pooled vehicle clients · 1 to 4Jul 29, 2022 to Mar 27, 2023
- Private funds · unset to 4Jul 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $700M to $1.5BJul 29, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $700M to $1.5BJul 29, 2022 to Mar 27, 2023
- RAUM · $700M to $1.5BJul 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $242M to $700MMar 21, 2022 to Jul 29, 2022
- Pooled vehicle RAUM · $242M to $700MMar 21, 2022 to Jul 29, 2022
- RAUM · $242M to $700MMar 21, 2022 to Jul 29, 2022
- Discretionary RAUM · $226M to $242MMar 31, 2021 to Mar 21, 2022
- Pooled vehicle RAUM · $226M to $242MMar 31, 2021 to Mar 21, 2022
- RAUM · $226M to $242MMar 31, 2021 to Mar 21, 2022
- Advisory employees · 1 to 2Aug 4, 2020 to Mar 31, 2021
- Employees · 1 to 3Aug 4, 2020 to Mar 31, 2021
- Other offices · 0 to 1Aug 4, 2020 to Mar 31, 2021
Signals
3 dated events
- F••••••••• L•• reported RAUM $1.5B, up 110% from $700.0M (2022-07-29 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- F••••••••• L•• reported RAUM $700.0M, up 189% from $242.0M (2022-03-21 to 2022-07-29)Jul 29, 2022 · RAUM change · derived
- F••••••••• L•• filed its initial SEC registration (Form ADV)Feb 28, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- f•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (305) 847-9770reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026