DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••• I••••••••• M••••••••• L••
Latest filing Jun 2, 2026
First filing on the tape Jun 25, 2020 · 29 filings
SEC status approved since Jul 28, 2020
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
30 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
6
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.7B as of Jun 2, 2026
Mar 30, 2021$224M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Mar 30, 20210 then
Employees (5.A)80 as of Jun 2, 2026
Mar 30, 2021114 then
Private funds6 as of Jun 2, 2026
Mar 30, 20211 then
RAUM +18% over the last fiscal year+34% a year over threeIARs 0 to 0offices 4 to 5
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $278MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••• N•• R••••••• F••• I• L••• | Real Estate Fund | $443M | 36 | Mar 27, 2020 |
| I••••• R••••••• F••• I• L••• | Real Estate Fund | $299M | 39 | Dec 20, 2021 |
| I•• C••••• M• L•• | Private Equity Fund | $11.0M | 25 | Feb 15, 2022 |
| M• E•• H••••••• L•• | Private Equity Fund | $10.3M | 14 | Oct 18, 2022 |
| I•• C••••• M• I• L•• | Private Equity Fund | $10.0M | 17 | May 3, 2022 |
| M• E•• H••••••• I• L•• | Private Equity Fund | $4.0M | 5 | Dec 19, 2023 |
| I••••• T••• V••••••• L•• | Private Equity Fund | $3.8M | 11 | Dec 19, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••• L•••••••• S••••• · Senior Managing Director, Co-General Counsel And Chief Compliance Officercontrolsince 02/2020 · owns less than 5%
- C••••• J••••••• P•••••• · President And Executive Managing Directorcontrolsince 02/2020 · owns less than 5%
- F•••••• A•••••• L••••••• · Chief Executive Officercontrolsince 02/2020 · owns less than 5%
- H••••••• P•••• A••••• · Executive Managing Directorcontrolsince 02/2020 · owns less than 5%
- L•••• M•••• W•••••• · Executive Managing Directorcontrolsince 02/2020 · owns less than 5%
- L•••••• R•••••• C•••• · Executive Managing Directorcontrolsince 02/2020 · owns less than 5%
- F•••••• A•••••• L••••••• · Membercontrolsince 07/2003 · owns 75% or more of I••••• C•••••• G•••• L••
- F•••••• K••••••••• D••• · Senior Managing Directorsince 02/2020 · owns less than 5%
- K••••• T•••• C••••• · Vice President And Controllersince 02/2020 · owns less than 5%
- L••••• M•••• Z•• · Senior Managing Director, Co-General Counsel And Secretarysince 02/2020 · owns less than 5%
- P•••••• J••••••• T••••• · Senior Managing Directorsince 06/2023 · owns less than 5%
- S••••••••• J••• B••• · Senior Managing Directorsince 02/2020 · owns less than 5%
- T••• E•••••• C• · Senior Managing Directorsince 02/2020 · owns less than 5%
- W••••• D••••• W••••• · Managing Directorsince 02/2020 · owns less than 5%
Entity owners
- I••••• C•••••• G•••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••• S••••••••• L••broker-dealern
- C•••• C•••••• P••••••• L••pooled vehicle sponsorn
- C•••• H• D••••••••• I• L••investment adviserbankpooled vehicle sponsorn
- C•••• I••••••••• M••••••••• L••investment adviserbanknRAUM $2.5B
- C•••• R••••• S••••••• L••investment companyn
- C•••• R• D••••••••• I• L••investment adviserpooled vehicle sponsorn
- C•••• R• D••••••••• I•• L••investment adviserpooled vehicle sponsorn
- C•••• S• M••••••••• L••investment advisern
- I•• C••••• M• D••••••••• L••investment adviserpooled vehicle sponsorn
- I•• R••••• L••investment companyn
- I••••• C•••••• G•••• L••pooled vehicle sponsory
- I••••• N•••• D••••••••• L••investment adviserpooled vehicle sponsorn
- I••••• R• D••••••••• I• L••investment adviserpooled vehicle sponsorn
- I••••• T••• D••••••••• L••investment adviserpooled vehicle sponsorn
- M• E•• D••••••••• L••investment adviserpooled vehicle sponsorn
- N•• A•••••• N•••••• I•••investment companyn
- R••• N•• C••••••••• G• L••investment adviserpooled vehicle sponsorn
Advisers that list I••••• I••••••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY23 employees
- Irving, TX6 employees
- Greenville, SC2 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusual affiliate densityStatic outlier · filing Jun 2, 2026distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (797 comparable advisers, 99.0th percentile, 5.4 robust deviations)peers: asset managers, $1B to $5B (797) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 9 to 6Mar 31, 2026 to Jun 2, 2026
- Pooled vehicle clients · 9 to 6Mar 31, 2026 to Jun 2, 2026
- Private funds · 9 to 6Mar 31, 2026 to Jun 2, 2026
- Discretionary RAUM · $1.7B to $1.7BMar 31, 2026 to Jun 2, 2026
- Pooled vehicle RAUM · $1.7B to $1.7BMar 31, 2026 to Jun 2, 2026
- RAUM · $1.7B to $1.7BMar 31, 2026 to Jun 2, 2026
- Accounts · 8 to 9Oct 15, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 9Oct 15, 2025 to Mar 31, 2026
- Employees · 85 to 80Oct 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $1.7BOct 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $1.7BOct 15, 2025 to Mar 31, 2026
- RAUM · $1.5B to $1.7BOct 15, 2025 to Mar 31, 2026
- Accounts · 7 to 8Jun 2, 2025 to Oct 15, 2025
- Pooled vehicle clients · 7 to 8Jun 2, 2025 to Oct 15, 2025
- Other offices · 4 to 5Jun 2, 2025 to Oct 15, 2025
- Private funds · 8 to 9Jun 2, 2025 to Oct 15, 2025
- Discretionary RAUM · $1.4B to $1.5BJun 2, 2025 to Oct 15, 2025
- Pooled vehicle RAUM · $1.4B to $1.5BJun 2, 2025 to Oct 15, 2025
- RAUM · $1.4B to $1.5BJun 2, 2025 to Oct 15, 2025
- Financial planning clients · unset to May 30, 2025 to Jun 2, 2025
- Accounts · 6 to 7Feb 24, 2025 to Mar 28, 2025
- BD registered reps · 3 to 4Feb 24, 2025 to Mar 28, 2025
- Pooled vehicle clients · 6 to 7Feb 24, 2025 to Mar 28, 2025
- Discretionary RAUM · $1.3B to $1.4BFeb 24, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $1.3B to $1.4BFeb 24, 2025 to Mar 28, 2025
- RAUM · $1.3B to $1.4BFeb 24, 2025 to Mar 28, 2025
- Accounts · 7 to 6Jul 29, 2024 to Feb 24, 2025
- Pooled vehicle clients · 7 to 6Jul 29, 2024 to Feb 24, 2025
- Private funds · 7 to 8Jul 29, 2024 to Feb 24, 2025
- Discretionary RAUM · $781M to $1.3BJul 29, 2024 to Feb 24, 2025
- Pooled vehicle RAUM · $781M to $1.3BJul 29, 2024 to Feb 24, 2025
- RAUM · $781M to $1.3BJul 29, 2024 to Feb 24, 2025
- Employees · 90 to 85Jun 25, 2024 to Jul 29, 2024
- Other offices · 5 to 4Mar 29, 2024 to Apr 9, 2024
- Employees · 100 to 90Dec 19, 2023 to Mar 29, 2024
- Other offices · 6 to 5Dec 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $754M to $781MDec 19, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $754M to $781MDec 19, 2023 to Mar 29, 2024
- RAUM · $754M to $781MDec 19, 2023 to Mar 29, 2024
- Accounts · 5 to 7Aug 30, 2023 to Dec 19, 2023
Signals
7 dated events
- I••••• I••••••••• M••••••••• L•• reported RAUM $1.3B, up 69% from $781.3M (2024-07-29 to 2025-02-24)Feb 24, 2025 · RAUM change · derived
- Edward George Carleton (Executive Managing Director) no longer on Schedule A of I••••• I••••••••• M••••••••• L•• (listed 2024-04-11, absent 2024-06-25)Jun 25, 2024 · Control person left · inference
- Hamilton Geoffrey Woodward (Executive Managing Director) no longer on Schedule A of I••••• I••••••••• M••••••••• L•• (listed 2024-03-29, absent 2024-04-09)Apr 9, 2024 · Control person left · inference
- Andrew James Aston (Executive Managing Director And Chief Financial Officer) no longer on Schedule A of I••••• I••••••••• M••••••••• L•• (listed 2022-05-03, absent 2022-07-29)Jul 29, 2022 · Control person left · inference
- I••••• I••••••••• M••••••••• L•• reported RAUM $623.2M, up 81% from $343.7M (2022-05-03 to 2022-07-29)Jul 29, 2022 · RAUM change · derived
- I••••• I••••••••• M••••••••• L•• reported RAUM $355.7M, up 59% from $224.0M (2021-08-23 to 2021-12-20)Dec 20, 2021 · RAUM change · derived
- I••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I••••• I••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I••••• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- islandcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-705-5000reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
I••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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