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Former SEC-registered adviserFormer SEC adviser· Hyderabad

Former SEC-registered adviser, based in Hyderabad, reporting $9.6M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$9.6M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+93%
Form ADV, consecutive annual filings
Private clients
100% of RAUM, $9.6M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 308112 · SEC 801-118668 · 9 filingsShow
CRD 308112SEC 801-118668Legal name L••••••• W••••• A•• I••••••••• A••••••• P•••••• L••••••First filing on the tape Apr 6, 2020, latest Nov 8, 2022IAPD
RAUM
$9.6M
reported, Item 5.F
Discretionary
22%
of RAUM
Private clients
100%
$9.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$9.6M as of Jun 30, 2022
May 10, 2021$5.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2022
May 10, 20210 then
Employees (5.A)6 as of Jun 30, 2022
May 10, 20216 then
Private funds: no history
RAUM +93% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Nov 8, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$6,532derivedRAUM over accounts (5.F.2.f)
Discretionary
22%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+93%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$9.6M100%
Individual clients
1,466reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,466reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• A••••••• · President And Chief Compliance Officercontrol
        since 05/2019 · owns 75% or more
      • D••••••• P••••• · Director
        since 05/2019 · owns less than 5%
      • N••••••• C•••• · Director
        since 03/2021 · owns less than 5%
      • S••••••••• R••••• · Director
        since 05/2021 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Hyderabad, India1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 621 to 1,466
        Aug 23, 2021 to Jun 30, 2022
      • Individual clients · 622 to 1,466
        Aug 23, 2021 to Jun 30, 2022
      • Discretionary RAUM · $2.4M to $2.1M
        Aug 23, 2021 to Jun 30, 2022
      • Individual RAUM · $6.7M to $9.6M
        Aug 23, 2021 to Jun 30, 2022
      • Non-discretionary RAUM · $4.4M to $7.5M
        Aug 23, 2021 to Jun 30, 2022
      • RAUM · $6.7M to $9.6M
        Aug 23, 2021 to Jun 30, 2022
      • Accounts · 203 to 621
        Jun 7, 2021 to Aug 23, 2021
      • Individual clients · 193 to 622
        Jun 7, 2021 to Aug 23, 2021
      • Discretionary RAUM · $2.1M to $2.4M
        Jun 7, 2021 to Aug 23, 2021
      • Individual RAUM · $5.0M to $6.7M
        Jun 7, 2021 to Aug 23, 2021
      • Non-discretionary RAUM · $2.9M to $4.4M
        Jun 7, 2021 to Aug 23, 2021
      • RAUM · $5.0M to $6.7M
        Jun 7, 2021 to Aug 23, 2021
      • Accounts · 61 to 203
        Oct 19, 2020 to May 10, 2021
      • HNW clients · 11.0 to unset
        Oct 19, 2020 to May 10, 2021
      • Individual clients · 50 to 193
        Oct 19, 2020 to May 10, 2021
      • Employees · 10 to 6
        Oct 19, 2020 to May 10, 2021
      • HQ city · SERILINGAMPALLY, HYDERABAD to HYDERABAD
        Oct 19, 2020 to May 10, 2021
      • Discretionary RAUM · $0 to $2.1M
        Oct 19, 2020 to May 10, 2021
      • HNW RAUM · 523807.0 to unset
        Oct 19, 2020 to May 10, 2021
      • Individual RAUM · $30,268 to $5.0M
        Oct 19, 2020 to May 10, 2021
      • Non-discretionary RAUM · $554,075 to $2.9M
        Oct 19, 2020 to May 10, 2021
      • RAUM · $554,075 to $5.0M
        Oct 19, 2020 to May 10, 2021
      Signals
      1 dated events
      • ••• Locked
        Apr 6, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026