DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• C•••••• P••••••• L••••••
Latest filing Mar 30, 2026
First filing on the tape Mar 3, 2021 · 9 filings
SEC status approved since Apr 22, 2021
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Mar 30, 2026
Mar 31, 2022$521M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20220 then
Employees (5.A)2 as of Mar 30, 2026
Mar 31, 202210 then
Private funds1 as of Mar 30, 2026
Mar 31, 20221 then
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -100%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••• A••• P•••••• M••••• F••• | Hedge Fund | $235M | 55 | Mar 3, 2021 |
Owners and control persons
Schedule A and B, latest filing
- K••••••••• R•••••• G••••••• · Chief Investment Officercontrolsince 04/2019 · owns less than 5%
- T••• S••• S••••• · Chief Executive Officer, Chief Compliance Officercontrolsince 04/2019 · owns less than 5%
- K••••••••• R•••••• G••••••• · Shareholdercontrolsince 10/2019 · owns 75% or more of B•••• B••• L••••••
- R••••••••• A••••• · Responsible Officersince 09/2019 · owns less than 5%
Entity owners
- K••••• C•••••• H••••••• L•••••• · Shareholderdirect · owns 75% or more
- B•••• B••• L•••••• · Shareholderindirect · owns 75% or more of K••••• C•••••• H••••••• L••••••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $271,278,155 to $0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was -29.0% (39 comparable advisers, 0.0th percentile of changes)peers: other advisers, under $100M (39) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1 to 0Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 4 to 0Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 1 to 0Mar 31, 2025 to Mar 30, 2026
- Employees · 6 to 2Mar 31, 2025 to Mar 30, 2026
- HQ city · CENTRAL to CAUSEWAY BAYMar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $271M to $0Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $271M to $0Mar 31, 2025 to Mar 30, 2026
- RAUM · $271M to $0Mar 31, 2025 to Mar 30, 2026
- Accounts · 7 to 1Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 1Mar 27, 2024 to Mar 31, 2025
- Employees · 8 to 6Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- HQ state · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $625M to $271MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $625M to $271MMar 27, 2024 to Mar 31, 2025
- RAUM · $625M to $271MMar 27, 2024 to Mar 31, 2025
- Advisory employees · 8 to 4Sep 7, 2023 to Mar 27, 2024
- Employees · 12 to 8Sep 7, 2023 to Mar 27, 2024
- Discretionary RAUM · $745M to $625MSep 7, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $745M to $625MSep 7, 2023 to Mar 27, 2024
- RAUM · $745M to $625MSep 7, 2023 to Mar 27, 2024
- Advisory employees · 7 to 8Jul 18, 2022 to Mar 28, 2023
- Employees · 10 to 12Jul 18, 2022 to Mar 28, 2023
- Discretionary RAUM · $521M to $745MJul 18, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $521M to $745MJul 18, 2022 to Mar 28, 2023
- RAUM · $521M to $745MJul 18, 2022 to Mar 28, 2023
- Accounts · 4 to 7Mar 17, 2021 to Mar 31, 2022
- Pooled vehicle clients · 4 to 7Mar 17, 2021 to Mar 31, 2022
- Discretionary RAUM · $161M to $521MMar 17, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $161M to $521MMar 17, 2021 to Mar 31, 2022
- RAUM · $161M to $521MMar 17, 2021 to Mar 31, 2022
- Organization form · Other (specify) to Limited Liability CompanyMar 3, 2021 to Mar 17, 2021
- Private funds · 2 to 1Mar 3, 2021 to Mar 17, 2021
Signals
5 dated events
- K••••• C•••••• P••••••• L•••••• reported RAUM $0, down 100% from $271.3M (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- K••••• C•••••• P••••••• L•••••• reported RAUM $271.3M, down 57% from $625.4M (2024-03-27 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- K••••• C•••••• P••••••• L•••••• reported RAUM $744.6M, up 43% from $520.7M (2022-07-18 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- K••••• C•••••• P••••••• L•••••• reported RAUM $520.7M, up 224% from $160.7M (2021-03-17 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- K••••• C•••••• P••••••• L•••••• filed its initial SEC registration (Form ADV)Mar 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- +852 3840 8800reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026