DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• C•••••• L••
Latest filing May 11, 2026
First filing on the tape May 6, 2020 · 11 filings
SEC status approved since Jun 8, 2020
RAUM
$4.6B
reported, Item 5.F
Discretionary
20%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
4
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$4.6B as of May 11, 2026
Mar 31, 2021$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 11, 2026
Mar 31, 20210 then
Employees (5.A)8 as of May 11, 2026
Mar 31, 20216 then
Private funds4 as of May 11, 2026
Mar 31, 20212 then
RAUM -5.3% over the last fiscal year+4.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $926MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 20%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• H••••••••• F••• V• L••• | Private Equity Fund | $2.4B | 141 | Mar 28, 2022 |
| C••••••• H••••••••• F••• I•• L••• | Private Equity Fund | $1.4B | 99 | May 6, 2020 |
| R••••••• H••••••••• F•••• L••• | Private Equity Fund | $277M | 1 | Mar 31, 2021 |
| R••••••• H••••••••• F••• I• L••• | Private Equity Fund | $257M | 1 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- N•••• D••••••• T• N••• · Chief Compliance Officer, General Counselsince 01/2023 · owns less than 5%
- S•••••••• T•••• W•••••• · Director, Chief Executive Officersince 03/2023 · owns less than 5%
Entity owners
- C•• G•••• I••••••••• M••••••••• L•• · Shareholderdirect · owns 75% or more
- C•• G•••• H••••••• L•••••• · Shareholderindirect · owns 75% or more of C•• H••••••••• C• H••••••• L••••••
- C•• H••••••••• C• H••••••• L•••••• · Shareholderindirect · owns 75% or more of C•• G•••• I••••••••• M••••••••• L••
- F• F••••• T•••• · Trustindirect · owns 75% or more of V••••• T•••• ••••••••• P••• L••••••
- N••• A••• L•••••• · Shareholderindirect · owns 75% or more of C•• G•••• H••••••• L••••••
- V••••• T•••• ••••••••• P••• L•••••• · Trustee & Shareholderindirect · owns 75% or more of N••• A••• L••••••
Related persons
Schedule D 7.A
- C••••••• C•••••• G• I•• L••pooled vehicle sponsorn
- C••••••• C•••••• G• V• L•••pooled vehicle sponsorn
- C••••••• C•••••• G•• L••pooled vehicle sponsorn
- C••••••• C•••••• I••••••••• A••••••• L••••••pooled vehicle sponsorn
- C••••••• C•••••• I••••••••• M••••••••• L•••investment adviserpooled vehicle sponsorn
- C••••••• H••••••••• F••• G• I•• L•pooled vehicle sponsorn
- C••••••• H••••••••• F••• G• I•• L•pooled vehicle sponsorn
- C••••••• H••••••••• F••• G• V• L•••pooled vehicle sponsorn
- C••••••• H••••••••• F••• G•• L•pooled vehicle sponsorn
- C••••••• S•• I•• L•••pooled vehicle sponsorn
- C•• G•••• ••• L••••••investment advisern
- C•• G•••• ••••••••• P••• L•••investment adviserpooled vehicle sponsorn
- C•• G•••• I••••••••• M••••••••• L••investment adviserpooled vehicle sponsory
- R••••••• H••••••••• F••• G•• L•pooled vehicle sponsorn
- R••••••• H••••••••• F••• G•• L••pooled vehicle sponsorn
- R••••••• H••••••••• G• I• P••• L•••pooled vehicle sponsorn
- R••••••• H••••••••• I••••••••• A•••••••• L••investment adviserpooled vehicle sponsorn
- R••••••• S•• I•• L•••pooled vehicle sponsorn
- R••••••• S••• L•••pooled vehicle sponsorn
- R•••••• B••••• I••••••••• M••••••••• L••••••investment advisern
Offices
Schedule D 1.F, the 25 largest
- Shanghai, China35 employees
- S••••••••, Singapore6 employees
- Beijing, China4 employees
- Hong Kong, Hong Kong3 employees
- Seoul, Korea, South2 employees
- London, United Kingdom1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $910M to $907MMar 31, 2026 to May 11, 2026
- Pooled vehicle RAUM · $4.6B to $4.6BMar 31, 2026 to May 11, 2026
- RAUM · $4.6B to $4.6BMar 31, 2026 to May 11, 2026
- Advisory employees · 4 to 3Sep 9, 2025 to Mar 31, 2026
- Employees · 9 to 8Sep 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $843M to $910MSep 9, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $4.0B to $3.7BSep 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.9B to $4.6BSep 9, 2025 to Mar 31, 2026
- RAUM · $4.9B to $4.6BSep 9, 2025 to Mar 31, 2026
- Employees · 12 to 9Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $689M to $843MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $3.8B to $4.0BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.5B to $4.9BMar 29, 2024 to Mar 28, 2025
- RAUM · $4.5B to $4.9BMar 29, 2024 to Mar 28, 2025
- Employees · 11 to 12Mar 29, 2023 to Mar 29, 2024
- Other offices · 4 to 6Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $569M to $689MMar 29, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $3.5B to $3.8BMar 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.0B to $4.5BMar 29, 2023 to Mar 29, 2024
- RAUM · $4.1B to $4.5BMar 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 4Dec 22, 2022 to Mar 29, 2023
- Employees · 8 to 11Dec 22, 2022 to Mar 29, 2023
- Private funds · 3 to 4Dec 22, 2022 to Mar 29, 2023
- Discretionary RAUM · $3.2B to $569MDec 22, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $0 to $3.5BDec 22, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $3.1B to $4.0BDec 22, 2022 to Mar 29, 2023
- RAUM · $3.2B to $4.1BDec 22, 2022 to Mar 29, 2023
- Accounts · 3 to 5Sep 24, 2021 to Mar 28, 2022
- Advisory employees · 3 to 4Sep 24, 2021 to Mar 28, 2022
- Pooled vehicle clients · 2 to 3Sep 24, 2021 to Mar 28, 2022
- Employees · 6 to 8Sep 24, 2021 to Mar 28, 2022
- Private funds · 2 to 3Sep 24, 2021 to Mar 28, 2022
- Discretionary RAUM · $1.6B to $3.2BSep 24, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $1.5B to $3.1BSep 24, 2021 to Mar 28, 2022
- RAUM · $1.6B to $3.2BSep 24, 2021 to Mar 28, 2022
- Other offices · 0 to 4Mar 31, 2021 to Sep 24, 2021
- Accounts · 2 to 3May 6, 2020 to Mar 31, 2021
- Advisory employees · 5 to 3May 6, 2020 to Mar 31, 2021
- Pooled vehicle clients · 1 to 2May 6, 2020 to Mar 31, 2021
Signals
8 dated events
- C••••••• C•••••• L•• reported RAUM $4.1B, up 27% from $3.2B (2022-12-22 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Wei Fu (Chief Executive Officer) no longer on Schedule A of C••••••• C•••••• L•• (listed 2022-12-22, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Jianming Ma (General Counsel, Chief Compliance Officer) no longer on Schedule A of C••••••• C•••••• L•• (listed 2022-12-22, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- C••••••• C•••••• L•• reported RAUM $3.2B, up 102% from $1.6B (2021-09-24 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Maverick Wong (Chief Operating Officer And Chief Financial Officer) no longer on Schedule A of C••••••• C•••••• L•• (listed 2021-09-24, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- C••••••• C•••••• L•• reported 0 offices beyond its principal office, down from 6 (2020-05-06 to 2021-03-31)Mar 31, 2021 · Office count change · derived
- C••••••• C•••••• L•• reported RAUM $1.6B, up 36% from $1.2B (2020-05-06 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- C••••••• C•••••• L•• filed its initial SEC registration (Form ADV)May 6, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +1 646 998 3080reportedpublic record, Form ADV, May 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026