DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Dp Grow LLC
Latest filing May 8, 2023
First filing on the tape Apr 3, 2020 · 17 filings
RAUM
$48.3M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
4.7%
$2.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$48.3M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$48.3M as of Mar 27, 2023
Mar 24, 2021$3.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 27, 2023
Mar 24, 20211 then
Employees (5.A)5 as of Mar 27, 2023
Mar 24, 20214 then
Private funds: no history
RAUM +145% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of May 8, 2023; every figure names its basis
- RAUM per advisor
- $48.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $818,893derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 95%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +145%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$46.1M95%
- Individuals$2.3M4.7%
- Individual clients
- 8reported
- HNW clients
- n/areported
- Pension plan clients
- 51reported
- Charitable clients
- n/areported
- Accounts
- 59reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dennis Michael Tender | Richmond, Va | May 5, 2020 | 26 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jeffrey John Fortune to Fidelity Personal And Workplace AdvisorsMar 22, 2024 · Other
Joined, latest
- Jeffrey John Fortune from Charles Schwab & Co., Inc.Nov 13, 2023 · Other
- Dennis Michael Tender from MML Investors Services, LLCMay 5, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Dennis Tender · Vice President, Manager, Chief Compliance Officercontrolsince 04/2020 · owns 5% to 10%
- L. David Fratkin · Membercontrolsince 05/2020 · owns 50% to 75% of D&D Retirement, LLC
- A. David Gallagher · Membercontrolsince 05/2020 · owns 50% to 75% of D&D Retirement, LLC
Entity owners
- D&D Retirement, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 2 to 1May 4, 2023 to May 8, 2023
- Insurance-licensed employees · 1 to 0May 4, 2023 to May 8, 2023
- HQ city · MIDLOTHIAN to RICHMONDMay 4, 2023 to May 8, 2023
- State-registered IARs · 2 to 1May 4, 2023 to May 8, 2023
- Related adviser · true to falseMay 4, 2023 to May 8, 2023
- Advisory employees · 3 to 1Apr 14, 2023 to May 4, 2023
- Employees · 5 to 2Apr 14, 2023 to May 4, 2023
- State-registered IARs · 1 to 2Apr 14, 2023 to May 4, 2023
- Commission compensation · true to falseMar 29, 2023 to Apr 4, 2023
- Accounts · 40 to 59Nov 1, 2022 to Mar 27, 2023
- Individual clients · 7 to 8Nov 1, 2022 to Mar 27, 2023
- Pension plan clients · 27 to 51Nov 1, 2022 to Mar 27, 2023
- Financial planning clients · 1-10 to 0Nov 1, 2022 to Mar 27, 2023
- Discretionary RAUM · $19.7M to $43.5MNov 1, 2022 to Mar 27, 2023
- Individual RAUM · $2.8M to $2.3MNov 1, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $0 to $4.9MNov 1, 2022 to Mar 27, 2023
- Pension RAUM · $16.9M to $46.1MNov 1, 2022 to Mar 27, 2023
- RAUM · $19.7M to $48.3MNov 1, 2022 to Mar 27, 2023
- Accounts · 9 to 40Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 2 to 3Mar 30, 2021 to Mar 30, 2022
- Individual clients · 6 to 7Mar 30, 2021 to Mar 30, 2022
- Pension plan clients · unset to 27.0Mar 30, 2021 to Mar 30, 2022
- Employees · 4 to 5Mar 30, 2021 to Mar 30, 2022
- Financial planning clients · 0 to 1-10Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $3.7M to $19.7MMar 30, 2021 to Mar 30, 2022
- Individual RAUM · $1.2M to $2.8MMar 30, 2021 to Mar 30, 2022
- Pension RAUM · $2.5M to $16.9MMar 30, 2021 to Mar 30, 2022
- RAUM · $3.7M to $19.7MMar 30, 2021 to Mar 30, 2022
- Individual clients · unset to 6.0Mar 24, 2021 to Mar 26, 2021
- Accounts · 0 to 9Jun 18, 2020 to Mar 24, 2021
- Advisory employees · 3 to 2Jun 18, 2020 to Mar 24, 2021
- Advisory activities · 4 to 6Jun 18, 2020 to Mar 24, 2021
- Commission compensation · false to trueJun 18, 2020 to Mar 24, 2021
- Discretionary RAUM · $0 to $3.7MJun 18, 2020 to Mar 24, 2021
- Individual RAUM · unset to 1162015.0Jun 18, 2020 to Mar 24, 2021
- Pension RAUM · unset to 2548726.0Jun 18, 2020 to Mar 24, 2021
- RAUM · $0 to $3.7MJun 18, 2020 to Mar 24, 2021
- Financial planning clients · unset to 0Apr 3, 2020 to Jun 16, 2020
Signals
4 dated events
- Jeffrey John Fortune left Dp Grow Llc for Fidelity Personal And Workplace Advisors (registered 2024-08-13)Mar 22, 2024 · Advisor changed firm · fact
- Saunders Joseph Wiggins (Chief Compliance Officer, Manager) no longer on Schedule A of Dp Grow Llc (listed 2023-05-04, absent 2023-05-08)May 8, 2023 · Control person left · inference
- Michael Dennis Tender (Vice President, Manager) appeared on Schedule A of Dp Grow LlcMay 4, 2023 · Control person joined · fact
- Dp Grow Llc filed its initial SEC registration (Form ADV)Apr 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- DP-GROW.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026