DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• C•••••• M••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Jan 22, 2021 · 12 filings
SEC status approved since Feb 22, 2021
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.7B as of Mar 17, 2026
Mar 31, 2022$536M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 31, 20220 then
Employees (5.A)8 as of Mar 17, 2026
Mar 31, 20227 then
Private funds4 as of Mar 17, 2026
Mar 31, 20223 then
RAUM +6.0% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $333MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $771M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B91%
- Charitable organizations$148M8.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $771M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.91 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••••• C•••••• P•••••••• L• | Hedge Fund | $450M | 44 | Mar 31, 2020 |
| B•••••••• P••••••• L•• • S••••• A• • P••••••••• C•••••• S••••••••• | Hedge Fund | $295M | 4 | Mar 31, 2022 |
| C•••••• P•••••••• L••• • P••••••••• C•••••• M••••••••• S••••• | Hedge Fund | $285M | 2 | Mar 31, 2022 |
| P••••••••• D••••••••• A•• S•••••• S••••••••• F••• L• | Hedge Fund | $49.8M | 20 | Nov 1, 2024 |
Owners and control persons
Schedule A and B, latest filing
- R••••• J••••• D••••• · Managing Membercontrolsince 04/2019 · owns 75% or more
- W•••• Y•••• N•• · Chief Financial Officer; Chief Compliance Officercontrolsince 01/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $672M to $771MMay 6, 2025 to Mar 17, 2026
- Discretionary RAUM · $1.6B to $1.7BMay 6, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $1.4B to $1.5BMay 6, 2025 to Mar 17, 2026
- RAUM · $1.6B to $1.7BMay 6, 2025 to Mar 17, 2026
- Financial planning clients · unset to Mar 24, 2025 to May 6, 2025
- Accounts · 4 to 5Nov 1, 2024 to Mar 24, 2025
- Pooled vehicle clients · 3 to 4Nov 1, 2024 to Mar 24, 2025
- Assets in custody · $450M to $672MNov 1, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.2B to $1.6BNov 1, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $1.0B to $1.4BNov 1, 2024 to Mar 24, 2025
- RAUM · $1.2B to $1.6BNov 1, 2024 to Mar 24, 2025
- Private funds · 3 to 4Mar 19, 2024 to Nov 1, 2024
- Advisory employees · 3 to 4Mar 30, 2023 to Mar 19, 2024
- Assets in custody · $332M to $450MMar 30, 2023 to Mar 19, 2024
- Employees · 7 to 8Mar 30, 2023 to Mar 19, 2024
- Discretionary RAUM · $936M to $1.2BMar 30, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $780M to $1.0BMar 30, 2023 to Mar 19, 2024
- RAUM · $936M to $1.2BMar 30, 2023 to Mar 19, 2024
- Assets in custody · $175M to $332MSep 22, 2022 to Mar 30, 2023
- Discretionary RAUM · $536M to $936MSep 22, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $415M to $780MSep 22, 2022 to Mar 30, 2023
- RAUM · $536M to $936MSep 22, 2022 to Mar 30, 2023
- HQ city · MENLO PARK to ALAMOMar 31, 2022 to Sep 22, 2022
- Accounts · 2 to 4Mar 17, 2021 to Mar 31, 2022
- Advisory employees · 2 to 3Mar 17, 2021 to Mar 31, 2022
- Pooled vehicle clients · 1 to 3Mar 17, 2021 to Mar 31, 2022
- Assets in custody · $64.7M to $175MMar 17, 2021 to Mar 31, 2022
- Employees · 4 to 7Mar 17, 2021 to Mar 31, 2022
- Private funds · 1 to 3Mar 17, 2021 to Mar 31, 2022
- Discretionary RAUM · $169M to $536MMar 17, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $64.7M to $415MMar 17, 2021 to Mar 31, 2022
- RAUM · $169M to $536MMar 17, 2021 to Mar 31, 2022
- Accounts · 1 to 2Jan 28, 2021 to Mar 17, 2021
- Advisory activities · 1 to 2Jan 28, 2021 to Mar 17, 2021
- Charity clients · unset to 1.0Jan 28, 2021 to Mar 17, 2021
- Assets in custody · $49.5M to $64.7MJan 28, 2021 to Mar 17, 2021
- Discretionary RAUM · $49.5M to $169MJan 28, 2021 to Mar 17, 2021
- Pooled vehicle RAUM · $49.5M to $64.7MJan 28, 2021 to Mar 17, 2021
- RAUM · $49.5M to $169MJan 28, 2021 to Mar 17, 2021
- Private funds · 2 to 1Jan 22, 2021 to Jan 28, 2021
Signals
5 dated events
- P••••••••• C•••••• M••••••••• L•• reported RAUM $1.6B, up 33% from $1.2B (2024-11-01 to 2025-03-24)Mar 24, 2025 · RAUM change · derived
- P••••••••• C•••••• M••••••••• L•• reported RAUM $1.2B, up 26% from $935.5M (2023-03-30 to 2024-03-19)Mar 19, 2024 · RAUM change · derived
- P••••••••• C•••••• M••••••••• L•• reported RAUM $935.5M, up 74% from $536.3M (2022-09-22 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- P••••••••• C•••••• M••••••••• L•• reported RAUM $536.3M, up 217% from $169.0M (2021-03-17 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- P••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/philosophy-capital/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- P•••••••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-433-2010reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026