DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• S•••••••• W•••••• L••
Latest filing Aug 4, 2026
First filing on the tape Apr 15, 2020 · 18 filings
SEC status approved since May 15, 2020
RAUM
$292M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$286M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$41.7M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$292M as of Aug 4, 2026
Mar 24, 2021$154M then
HNW client RAUM$197M as of Aug 4, 2026
Mar 24, 2021$68.2M then
State-registered IARs (5.B.3)7 as of Aug 4, 2026
Mar 24, 20216 then
Employees (5.A)8 as of Aug 4, 2026
Mar 24, 20218 then
Private funds: no history
RAUM +29% over the last fiscal year+26% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $41.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $219,985derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -48%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- $292MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$197M68%
- Individuals$88.5M30%
- Charitable organizations$6.1M2.1%
- State and municipal entities$186,4870.1%
- Individual clients
- 479reported
- HNW clients
- 118reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,328reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• L•••••• P••••••• | Chattanooga, Tn | May 23, 2020 | 28 y | 2 |
| W•••••• S••••• W•••Certified Financial Planner | Chattanooga, Tn | May 27, 2020 | 30 y | 3 |
| C••••••••• A••• T•••••Certified Financial Planner | Chattanooga, Tn | May 27, 2020 | 14 y | 3 |
| J••• T••••• G•••••• | Chattanooga, Tn | May 27, 2020 | 39 y | 3 |
| J••••• C•••••••• M••••••• | Chattanooga, Tn | Jul 15, 2020 | 11 y | 0 |
| N••• W••• | Chattanooga, Tn | Sep 11, 2024 | 10 y | 0 |
| C•••••• J••••••• E•••••• | Chattanooga, Tn | Dec 24, 2025 | 18 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• J••••••• E•••••• from I••••••••• A••••••• P•••••••• L••Dec 24, 2025 · RIA to RIA
- C••••••••• A••• T••••• from I••••••••• A••••••• P•••••••• L••May 27, 2020 · RIA to a newly registered adviser
- W•••••• S••••• W••• from I••••••••• A••••••• P•••••••• L••May 27, 2020 · RIA to a newly registered adviser
- J••• T••••• G•••••• from I••••••••• A••••••• P•••••••• L••May 27, 2020 · RIA to a newly registered adviser
- R••••• L•••••• P••••••• from I••••••••• A••••••• P•••••••• L••May 23, 2020 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from I••••••••• A••••••• P•••••••• L••Jun 25, 2020 · Hixson, Tn · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••••• R•••••• L•••••• · Chief Operating Offier And Chief Compliance Officercontrolsince 03/2020 · owns 10% to 25%
- T•••••• C••••••••• A••• · Chief Financial Officercontrolsince 08/2021 · owns F of S••••••••• G•••••• L••
- W•••• W••••••• S••••• · Owner, Chief Executive Officercontrolsince 08/2021 · owns 75% or more of S••••••••• G•••••• L••
Entity owners
- S••••••••• G•••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chattanooga, Tn · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Feb 25, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $227,271,694 to $292,139,662, advisors 6 to 7, private clients 1146 to 597, offices 0 to 0 (2025-02-19 to 2026-02-25)peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Feb 25, 2026individual and HNW clients (Item 5.D) moved from 1,146.0 to 597.0 (-48.0%) between the annual amendments of 2025-02-19 and 2026-02-25; the peer median change was +3.0% (3309 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 1.9% percentile
What changed
consecutive filings, newest first
- Accounts · 1,331 to 1,328May 29, 2025 to Feb 25, 2026
- Advisory employees · 6 to 7May 29, 2025 to Feb 25, 2026
- BD registered reps · 4 to 6May 29, 2025 to Feb 25, 2026
- Charity clients · 3 to 5May 29, 2025 to Feb 25, 2026
- Corporate clients · 13.0 to unsetMay 29, 2025 to Feb 25, 2026
- HNW clients · 156 to 118May 29, 2025 to Feb 25, 2026
- Individual clients · 990 to 479May 29, 2025 to Feb 25, 2026
- Pension plan clients · 9.0 to unsetMay 29, 2025 to Feb 25, 2026
- State-registered IARs · 6 to 7May 29, 2025 to Feb 25, 2026
- Discretionary RAUM · $227M to $292MMay 29, 2025 to Feb 25, 2026
- HNW RAUM · $133M to $197MMay 29, 2025 to Feb 25, 2026
- Individual RAUM · $88.1M to $88.5MMay 29, 2025 to Feb 25, 2026
- Pension RAUM · 902061.0 to unsetMay 29, 2025 to Feb 25, 2026
- RAUM · $227M to $292MMay 29, 2025 to Feb 25, 2026
- Financial planning clients · 11-25 to 11-25Feb 19, 2025 to May 29, 2025
- Accounts · 1,020 to 1,331Mar 18, 2024 to Feb 19, 2025
- Corporate clients · 4 to 13Mar 18, 2024 to Feb 19, 2025
- HNW clients · 116 to 156Mar 18, 2024 to Feb 19, 2025
- Individual clients · 547 to 990Mar 18, 2024 to Feb 19, 2025
- Pension plan clients · 6 to 9Mar 18, 2024 to Feb 19, 2025
- Discretionary RAUM · $201M to $227MMar 18, 2024 to Feb 19, 2025
- HNW RAUM · $113M to $133MMar 18, 2024 to Feb 19, 2025
- Individual RAUM · $83.6M to $88.1MMar 18, 2024 to Feb 19, 2025
- Pension RAUM · $1.1M to $902,061Mar 18, 2024 to Feb 19, 2025
- RAUM · $201M to $227MMar 18, 2024 to Feb 19, 2025
- Accounts · 1,157 to 1,020Sep 8, 2023 to Mar 18, 2024
- Corporate clients · 3 to 4Sep 8, 2023 to Mar 18, 2024
- HNW clients · 87 to 116Sep 8, 2023 to Mar 18, 2024
- Individual clients · 515 to 547Sep 8, 2023 to Mar 18, 2024
- Pension plan clients · 4 to 6Sep 8, 2023 to Mar 18, 2024
- Discretionary RAUM · $146M to $201MSep 8, 2023 to Mar 18, 2024
- HNW RAUM · $65.5M to $113MSep 8, 2023 to Mar 18, 2024
- Individual RAUM · $77.7M to $83.6MSep 8, 2023 to Mar 18, 2024
- Pension RAUM · $765,721 to $1.1MSep 8, 2023 to Mar 18, 2024
- RAUM · $146M to $201MSep 8, 2023 to Mar 18, 2024
- Wrap assets (manager) · $125M to $0Sep 8, 2023 to Mar 18, 2024
- Accounts · 1,127 to 1,157Feb 17, 2022 to Mar 17, 2023
- Charity clients · 2 to 3Feb 17, 2022 to Mar 17, 2023
- HNW clients · 85 to 87Feb 17, 2022 to Mar 17, 2023
- Individual clients · 499 to 515Feb 17, 2022 to Mar 17, 2023
Signals
2 dated events
- Alan Christopher Taylor (Chief Financial Officer) appeared on Schedule A of A••• S•••••••• W•••••• L••Feb 17, 2022 · Control person joined · fact
- A••• S•••••••• W•••••• L•• filed its initial SEC registration (Form ADV)Apr 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- brandi.bolden@solomonwood.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 423-267-0046reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 423-479-8651reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- solomonwood.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 423 602 5390reportedpublic record, Form ADV, Aug 4, 2026
- Team page
- solomonwood.com/our-teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026