DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• P••••• W••••• M••••••••• L••
Latest filing Mar 12, 2026
First filing on the tape May 18, 2020 · 12 filings
SEC status approved since Jun 18, 2020
RAUM
$186M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
98%
$182M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$92.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$186M as of Mar 12, 2026
Mar 15, 2021$112M then
HNW client RAUM$166M as of Mar 12, 2026
Mar 15, 2021$101M then
State-registered IARs (5.B.3)2 as of Mar 12, 2026
Mar 15, 20212 then
Employees (5.A)2 as of Mar 12, 2026
Mar 15, 20212 then
Private funds: no history
RAUM +19% over the last fiscal year+16% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $92.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $493,545derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $169M, 107 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$166M90%
- Individuals$15.4M8.3%
- Pension and profit-sharing plans$3.9M2.1%
- Individual clients
- 44reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 376reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $169M for 107 clientsreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• K••• H••• H••Certified Financial Planner | Davis, Ca | Feb 21, 2024 | 28 y | 4 |
| G••• L••• C••••Certified Financial Planner | Davis, Ca | Dec 3, 2025 | 15 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G••• L••• C•••• from L•••• W••••• L••Dec 3, 2025 · RIA to RIA
- E••••• K••• H••• H•• from C••••••••• F•••••••• P••••••• • W••••• M•••••••••Feb 21, 2024 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••• E•••••• K••• H••• · Managing Principal / Ccocontrolsince 05/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Davis, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Sacramento, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 333 to 376Mar 18, 2025 to Mar 12, 2026
- HNW clients · 45 to 60Mar 18, 2025 to Mar 12, 2026
- Individual clients · 41 to 44Mar 18, 2025 to Mar 12, 2026
- Pooled vehicle clients · 1.0 to unsetMar 18, 2025 to Mar 12, 2026
- Assets in custody · $124M to $169MMar 18, 2025 to Mar 12, 2026
- Discretionary RAUM · $124M to $169MMar 18, 2025 to Mar 12, 2026
- HNW RAUM · $135M to $166MMar 18, 2025 to Mar 12, 2026
- Individual RAUM · $14.7M to $15.4MMar 18, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $31.6M to $16.5MMar 18, 2025 to Mar 12, 2026
- Pension RAUM · $4.9M to $3.9MMar 18, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · 729169.0 to unsetMar 18, 2025 to Mar 12, 2026
- RAUM · $156M to $186MMar 18, 2025 to Mar 12, 2026
- Accounts · 299 to 333May 3, 2024 to Mar 18, 2025
- HNW clients · 40 to 45May 3, 2024 to Mar 18, 2025
- Individual clients · 53 to 41May 3, 2024 to Mar 18, 2025
- Pension plan clients · 5.0 to unsetMay 3, 2024 to Mar 18, 2025
- Assets in custody · $110M to $124MMay 3, 2024 to Mar 18, 2025
- Financial planning clients · 1-10 to 1-10May 3, 2024 to Mar 18, 2025
- Discretionary RAUM · $111M to $124MMay 3, 2024 to Mar 18, 2025
- HNW RAUM · $109M to $135MMay 3, 2024 to Mar 18, 2025
- Individual RAUM · $21.2M to $14.7MMay 3, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $28.6M to $31.6MMay 3, 2024 to Mar 18, 2025
- Pension RAUM · $5.8M to $4.9MMay 3, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $3.5M to $729,169May 3, 2024 to Mar 18, 2025
- RAUM · $139M to $156MMay 3, 2024 to Mar 18, 2025
- Accounts · 273 to 299Mar 15, 2023 to Feb 21, 2024
- HNW clients · 52 to 40Mar 15, 2023 to Feb 21, 2024
- Individual clients · 33 to 53Mar 15, 2023 to Feb 21, 2024
- Assets in custody · $97.0M to $110MMar 15, 2023 to Feb 21, 2024
- Discretionary RAUM · $95.3M to $111MMar 15, 2023 to Feb 21, 2024
- HNW RAUM · $97.7M to $109MMar 15, 2023 to Feb 21, 2024
- Individual RAUM · $13.0M to $21.2MMar 15, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $23.5M to $28.6MMar 15, 2023 to Feb 21, 2024
- Pension RAUM · $5.2M to $5.8MMar 15, 2023 to Feb 21, 2024
- Pooled vehicle RAUM · $3.0M to $3.5MMar 15, 2023 to Feb 21, 2024
- RAUM · $119M to $139MMar 15, 2023 to Feb 21, 2024
- Accounts · 262 to 273Mar 12, 2022 to Mar 15, 2023
- HNW clients · 49 to 52Mar 12, 2022 to Mar 15, 2023
- Individual clients · 37 to 33Mar 12, 2022 to Mar 15, 2023
- Pension plan clients · 6 to 5Mar 12, 2022 to Mar 15, 2023
Signals
1 dated events
- A••••• P••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@archerpointewm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- A•••••P•••••WM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 530-280-7340reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- archerpointewm.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- archerpointewm.com/meet-the-teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $92.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026