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Former SEC-registered adviser

W•••• A•••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 309037SEC 801-118823IAPD
Latest filing Apr 29, 2020
First filing on the tape Apr 29, 2020 · 1 filings
RAUM
$200M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$200M gross assets
History
1 filings and snapshots on the tape
RAUM: $200M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 3
Private funds: 2
Practice profile
derived from the filing of Apr 29, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$100MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$200M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W•••• T•••• C•••• F•••• L•Hedge Fund$200M1Apr 29, 2020
      W•••• A••••••• N••• G••••••••• F••• I• L•Hedge Fund$00Apr 29, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • L••• Y•• · Directorcontrol
        since 07/2018 · owns less than 5%
      • W••••• E•••••• M••• · Limited Partnercontrol
        since 01/2020 · owns 25% to 50%
      • W••••• E•••••• M••• · Trusteecontrol
        since 07/2018 · owns F of E••••• M• W•••• I••••••••• T••••
      • W••••• E•••••• M••• · Managing Membercontrol
        since 07/2018 · owns 75% or more of W•••• A••••••• G•• L••
      • C•••••••• C••••••••• T••••• · Chief Compliance Officer
        since 12/2019 · owns less than 5%
      Entity owners
      • E••••• M• W•••• I••••••••• T•••• · Limited Partner
        direct · owns 25% to 50%
      • W•••• A••••••• G•• L•• · General Partner
        direct · owns less than 5%
      • E••••• M• W•••• I••••••••• T•••• · Member
        indirect · owns F of W•••• A••••••• G•• L••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • W•••• A•••••••• L• filed its initial SEC registration (Form ADV)
        Apr 29, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026