DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Sep 21, 2022 · 10 filings
SEC status approved since Nov 2, 2022
RAUM
$271M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$271M as of Mar 31, 2026
Mar 28, 2023$140M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20230 then
Employees (5.A)8 as of Mar 31, 2026
Mar 28, 20235 then
Private funds3 as of Mar 31, 2026
Mar 28, 20232 then
RAUM +11% over the last fiscal year+25% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $90.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$271M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••••• M••••••••• F••• I•• L• | Private Equity Fund | $132M | 89 | Sep 21, 2022 |
| H••••••••• P••••••• I•• L• | Private Equity Fund | $49.0M | 83 | May 8, 2020 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• J•••• H•••••• · Managing Partnercontrolsince 02/2017 · owns 50% to 75%
- M••••• M••••••• P••• · Managing Partnercontrolsince 02/2017 · owns 50% to 75%
- J••••••• W••••••• S•••••• · Managing Director / Cfo / Ccosince 01/2020 · owns less than 5%
- S••••••••• G•••• D••••• · Managing Directorsince 01/2024 · owns less than 5%
- T••••••• M••••• T•••••• · Managing Directorsince 01/2020 · owns less than 5%
Related persons
Schedule D 7.A
- H•• I•• L••pooled vehicle sponsory
- H•• M•• I• L••pooled vehicle sponsory
- H•••••••••investment adviserpooled vehicle sponsoryRAUM $43.7M
Advisers that list H••••••••• M••••••••• L•• as a related person
- 161486 n
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Employees · 7 to 8May 15, 2025 to Mar 31, 2026
- Other offices · 2 to 1May 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $243M to $271MMay 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $243M to $271MMay 15, 2025 to Mar 31, 2026
- RAUM · $243M to $271MMay 15, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 30, 2025 to May 15, 2025
- Discretionary RAUM · $244M to $243MMar 30, 2025 to May 15, 2025
- Pooled vehicle RAUM · $244M to $243MMar 30, 2025 to May 15, 2025
- RAUM · $244M to $243MMar 30, 2025 to May 15, 2025
- Accounts · 2 to 3Mar 22, 2024 to Mar 30, 2025
- Advisory employees · 5 to 6Mar 22, 2024 to Mar 30, 2025
- Pooled vehicle clients · 2 to 3Mar 22, 2024 to Mar 30, 2025
- Assets in custody · $42.8M to $0Mar 22, 2024 to Mar 30, 2025
- Employees · 6 to 7Mar 22, 2024 to Mar 30, 2025
- Private funds · 2 to 3Mar 22, 2024 to Mar 30, 2025
- Discretionary RAUM · $181M to $244MMar 22, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $181M to $244MMar 22, 2024 to Mar 30, 2025
- RAUM · $181M to $244MMar 22, 2024 to Mar 30, 2025
- Advisory employees · 4 to 5Nov 22, 2023 to Mar 22, 2024
- Assets in custody · $32.4M to $42.8MNov 22, 2023 to Mar 22, 2024
- Employees · 5 to 6Nov 22, 2023 to Mar 22, 2024
- Discretionary RAUM · $140M to $181MNov 22, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $140M to $181MNov 22, 2023 to Mar 22, 2024
- RAUM · $140M to $181MNov 22, 2023 to Mar 22, 2024
- Other offices · 0 to 2May 3, 2023 to Sep 1, 2023
- Assets in custody · $32.4M to $32.4MSep 23, 2022 to Mar 28, 2023
- Discretionary RAUM · $122M to $140MSep 23, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $122M to $140MSep 23, 2022 to Mar 28, 2023
- RAUM · $122M to $140MSep 23, 2022 to Mar 28, 2023
- Business name · H••••••••• C•••••• M••••••••• L•• to H••••••••• M••••••••• L••Sep 21, 2022 to Sep 23, 2022
- Legal name · H••••••••• C•••••• M••••••••• L•• to H••••••••• M••••••••• L••Sep 21, 2022 to Sep 23, 2022
- Private funds · 4 to 2Sep 21, 2022 to Sep 23, 2022
Signals
1 dated events
- H••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/healthpointcapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- h•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-935-7780reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026