DFX Intelligence

RIA Intelligence

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SEC-registered adviser

J• I••••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)CRD 309067SEC 801-118744IAPD

Latest filing Mar 30, 2026

First filing on the tape Apr 16, 2020 · 14 filings

SEC status approved since May 18, 2020

RAUM

$773M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$773M as of Mar 30, 2026

Mar 11, 2021$634M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 11, 20210 then

Employees (5.A)5 as of Mar 30, 2026

Mar 11, 20214 then

Private funds1 as of Mar 30, 2026

Mar 11, 20212 then

RAUM -3.1% over the last fiscal year-2.1% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $387MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -3.1%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$773M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
J• I••••••••• F••• I••• L•••no longer reported	Hedge Fund	$2.0B	86	Aug 25, 2020
J• I••••••••• F••• I•• L•••	Hedge Fund	$883M	217	Mar 27, 2023
J• I••••••••• P••••••• F••• I••• L•••no longer reported	Hedge Fund	$131M	62	Aug 25, 2020

Owners and control persons

Schedule A and B, latest filing

B••••••• A••••••••• T••••• · Coo/Ccocontrol
since 10/2015 · owns less than 5%
R••••• B••••• J••••• · Ceocontrol
since 07/2005 · owns 75% or more

Related persons

Schedule D 7.A

J• I••••••••• F••• I• G•• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 2 to 4
Mar 24, 2025 to Mar 30, 2026
Employees · 3 to 5
Mar 24, 2025 to Mar 30, 2026
Discretionary RAUM · $798M to $773M
Mar 24, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $798M to $773M
Mar 24, 2025 to Mar 30, 2026
RAUM · $798M to $773M
Mar 24, 2025 to Mar 30, 2026
Advisory employees · 3 to 2
May 15, 2024 to Mar 24, 2025
Employees · 4 to 3
May 15, 2024 to Mar 24, 2025
Financial planning clients · unset to
May 15, 2024 to Mar 24, 2025
HQ city · unset to
May 15, 2024 to Mar 24, 2025
HQ state · unset to
May 15, 2024 to Mar 24, 2025
Discretionary RAUM · $883M to $798M
May 15, 2024 to Mar 24, 2025
Pooled vehicle RAUM · $883M to $798M
May 15, 2024 to Mar 24, 2025
RAUM · $883M to $798M
May 15, 2024 to Mar 24, 2025
Advisory employees · 2 to 3
Mar 27, 2023 to Feb 23, 2024
Employees · 3 to 4
Mar 27, 2023 to Feb 23, 2024
Discretionary RAUM · $824M to $883M
Mar 27, 2023 to Feb 23, 2024
Pooled vehicle RAUM · $824M to $883M
Mar 27, 2023 to Feb 23, 2024
RAUM · $824M to $883M
Mar 27, 2023 to Feb 23, 2024
Accounts · 3 to 2
May 4, 2022 to Mar 27, 2023
Advisory employees · 3 to 2
May 4, 2022 to Mar 27, 2023
Pooled vehicle clients · 3 to 2
May 4, 2022 to Mar 27, 2023
Employees · 4 to 3
May 4, 2022 to Mar 27, 2023
Private funds · 2 to 1
May 4, 2022 to Mar 27, 2023
Discretionary RAUM · $2.1B to $824M
May 4, 2022 to Mar 27, 2023
Pooled vehicle RAUM · $2.1B to $824M
May 4, 2022 to Mar 27, 2023
RAUM · $2.1B to $824M
May 4, 2022 to Mar 27, 2023
Discretionary RAUM · $789M to $2.1B
Oct 14, 2021 to Mar 22, 2022
Pooled vehicle RAUM · $789M to $2.1B
Oct 14, 2021 to Mar 22, 2022
RAUM · $789M to $2.1B
Oct 14, 2021 to Mar 22, 2022
Discretionary RAUM · $634M to $789M
Mar 11, 2021 to Apr 21, 2021
Pooled vehicle RAUM · $634M to $789M
Mar 11, 2021 to Apr 21, 2021
RAUM · $634M to $789M
Mar 11, 2021 to Apr 21, 2021
Discretionary RAUM · $403M to $634M
Aug 25, 2020 to Mar 11, 2021
Pooled vehicle RAUM · $403M to $634M
Aug 25, 2020 to Mar 11, 2021
RAUM · $403M to $634M
Aug 25, 2020 to Mar 11, 2021
Accounts · unset to 3.0
Jul 7, 2020 to Aug 25, 2020
Pooled vehicle clients · unset to 3.0
Jul 7, 2020 to Aug 25, 2020
Private funds · unset to 2
Jul 7, 2020 to Aug 25, 2020
Discretionary RAUM · unset to 403000000.0
Jul 7, 2020 to Aug 25, 2020
Non-discretionary RAUM · unset to 0.0
Jul 7, 2020 to Aug 25, 2020

Signals

4 dated events

J• I••••••••• M••••••••• L•• reported RAUM $824.5M, down 61% from $2.1B (2022-05-04 to 2023-03-27)
Mar 27, 2023 · RAUM change · derived
J• I••••••••• M••••••••• L•• reported RAUM $2.1B, up 171% from $788.6M (2021-10-14 to 2022-03-22)
Mar 22, 2022 · RAUM change · derived
J• I••••••••• M••••••••• L•• reported RAUM $634.4M, up 57% from $403.0M (2020-08-25 to 2021-03-11)
Mar 11, 2021 · RAUM change · derived
J• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Apr 16, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: 610-917-8717reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026