DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L• P••••••• L••
Latest filing Jul 29, 2026
First filing on the tape Jun 4, 2024 · 7 filings
SEC status approved since Jul 8, 2024
RAUM
$191M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$191M as of Jul 29, 2026
Mar 24, 2025$215M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Mar 24, 20250 then
Employees (5.A)2 as of Jul 29, 2026
Mar 24, 20252 then
Private funds4 as of Jul 29, 2026
Mar 24, 20254 then
RAUM -11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $47.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $191M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$191M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $191M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L• D•• Z••• P••••••• L• | Hedge Fund | $172M | 76 | Feb 23, 2022 |
| L• M• P••••••• L• | Hedge Fund | $9.6M | 23 | Mar 12, 2024 |
| L• R••• O•• P••••••• L• | Hedge Fund | $9.1M | 10 | Feb 23, 2022 |
| L• M• P••••••• L•no longer reported | Hedge Fund | $4.0M | 20 | Feb 23, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••• C••••••• P•••••• · Managing Membercontrolsince 01/2020 · owns 75% or more
- F•••••• R••••••• M••• · Chief Compliance Officersince 06/2020 · owns less than 5%
Related persons
Schedule D 7.A
- L• D•• Z••• G• L••pooled vehicle sponsorn
- L• R••• O•• G• L••pooled vehicle sponsorn
- L• S•• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $215M to $191MMay 9, 2025 to Mar 11, 2026
- Discretionary RAUM · $215M to $191MMay 9, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $215M to $191MMay 9, 2025 to Mar 11, 2026
- RAUM · $215M to $191MMay 9, 2025 to Mar 11, 2026
- Financial planning clients · unset to Mar 24, 2025 to May 9, 2025
- Accounts · 3 to 4Nov 21, 2024 to Mar 24, 2025
- Pooled vehicle clients · 3 to 4Nov 21, 2024 to Mar 24, 2025
- Assets in custody · $190M to $215MNov 21, 2024 to Mar 24, 2025
- Private funds · 3 to 4Nov 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $190M to $215MNov 21, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $190M to $215MNov 21, 2024 to Mar 24, 2025
- RAUM · $190M to $215MNov 21, 2024 to Mar 24, 2025
- Private funds · 6 to 3Jun 4, 2024 to Sep 6, 2024
Signals
1 dated events
- L• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 434-886-1101reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026